Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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"The Polish  Law and Justice Party (PiS) government has a new prime minister: Mateusz Morawiecki. In a particularly Polish political twist, the government of Beata Szydło survived a vote of no confidence on the morning of Dec. 7 — only to have Szydło summarily resign later that day. So what happened, and what does it mean?" Anna Grzymala-Busse breaks it down what is really behind this power change in Poland. Read the article here

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Confronting a declining population and increased aging, the government of Japan currently implements measures for Regional Revitalization (chiho sosei), a policy to vitalize local economies by shaping “a social framework more amenable to bearing and raising children.” One of the most important policy issues to shape such a framework is to secure employment opportunities in regional economies, and establishment of new firms, or startups, plays a significant role in providing new employment opportunities.

For the success of startups, money (fund raising) is the chief obstacle because startups are rarely creditworthy and have significant asymmetry of information on its repayment ability with lenders. Such firms have difficulty in raising funds, or financial constraint, and cannot help but depend on internal funds from their CEOs or families. Whether and to what extent do startups confront with financial constraint? How does finance matter for the performance of startups? And first of all, how do various types of startups raise funds?

To answer these questions, Uchida currently leads a research project on startup finance in Japan with support from a large-scale research grant in Japan (JSPS Kakenhi). In this seminar, he reports findings from this ongoing project. He presents an overview of, and some empirical results on, the current statu of startups firms and startup finance in Japan using publicly available data and data from original surveys that his research team has conducted. He also provides some findings from international comparisons with findings from the U.S., which he currently undertakes as a visiting scholar at APARC (with support from Abe Fellowship).

 

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Hirofumi Uchida joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2017-2018 academic year from the Kobe University’s Graduate School of Business Administration where he serves as a professor of Banking and Finance.

Uchida’s research interests focus on banking, financial institutions, and financial system architecture. During his stay at Shorenstein APARC, Uchida will conduct research on startup finance in the U.S. from the perspective of an international comparison with Japan. For this research, he receives Abe Fellowship (Social Science Research Council).

Uchida's research has been published in International Economic Review, Journal of Money, Credit and Banking, Journal of Financial Intermediation, Economica, and Journal of Banking and Finance, among others. He is also an associate editor of Journal of Money, Credit, and Banking, and a member of the Study Group for Earthquake and Enterprise Dynamics (SEEDs) and the Money & Finance Research Group (MoFiR). 

Uchida received his M.A. in Economics in 1995 and his Ph.D. in Economics in 1999, both from Osaka University. Prior to joining Kobe University in 2009, Uchida was with the Kyoto Institute for Economic Research at Kyoto University, and the Faculty of Economics at Wakayama University. He was also a visiting scholar at the Kelley School of Business, Indiana University as a 2003 Fulbright Scholar.

 

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hirofumi_uchida Ph.D.

Hirofumi Uchida joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2017-2018 academic year from the Kobe University’s Graduate School of Business Administration where he serves as a professor of Banking and Finance.

Uchida’s research interests focus on banking, financial institutions, and financial system architecture. During his stay at Shorenstein APARC, Uchida will conduct research on startup finance in the U.S. from the perspective of an international comparison with Japan. For this research, he receives Abe Fellowship (Social Science Research Council).

Uchida's research has been published in International Economic Review, Journal of Money, Credit and Banking, Journal of Financial Intermediation, Economica, and Journal of Banking and Finance, among others. He is also an associate editor of Journal of Money, Credit, and Banking, and a member of the Study Group for Earthquake and Enterprise Dynamics (SEEDs) and the Money & Finance Research Group (MoFiR). 

Uchida received his M.A. in Economics in 1995 and his Ph.D. in Economics in 1999, both from Osaka University. Prior to joining Kobe University in 2009, Uchida was with the Kyoto Institute for Economic Research at Kyoto University, and the Faculty of Economics at Wakayama University. He was also a visiting scholar at the Kelley School of Business, Indiana University as a 2003 Fulbright Scholar.

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Song Yuan joins the Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC) during the 2018-2019 academic year from the college of Law and Political science at Zhejiang Normal University.  His research interests focus on the transformation of rural politics and peasants’ daily lives in the urbanization process of China. Yuan will conduct a comparative study of rural governance in different regions and locations of China against the background of urbanization and land development.   Yuan conducted fieldwork investigating various regions in China including Henan, Hubei, Guangxi, Sichuan, Hunan, Jiangxi, Shandong, Anhui, Guangdong and Zhejiang province since 2008. The accumulative time that he stayed in villages has exceeded 400 days.Yuan holds a PhD and a MA in Sociology from the Center for Research on Rural Governance (CRRG) at Huazhong University of Science & Technology, where the Central China School of Rural Studies is mainly based, and a dual BA in Engineering and Journalism from Wuhan University.
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Huashan Chen joins the Walter H. Shorenstein Asia-Pacific Research Center as visiting scholar.  He currently serves as Associate Professor at the National Institute of Social Development, Chinese Academy of Social Sciences.  He is also the Director of Social Development and Evaluation Lab and Vice Director of the Research Center for Social Climate.  He will be conducting research on Chinese state bureaucracy and personnel flows.

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Jonas TallbergJonas Tallberg is Professor of Political Science at Stockholm University. His research interests are global governance and European Union politics. He currently directs the research program “Legitimacy in Global Governance” (LegGov), funded by Riksbankens Jubileumsfond. Tallberg’s book publications include Legitimacy in Global Governance: Sources, Processes, and Consequences (Oxford University Press, forthcoming, co-edited), The Opening Up of International Organizations: Transnational Access in Global Governance (Cambridge University Press, 2013, co-authored) and Leadership and Negotiation in the European Union (Cambridge University Press, 2006). His articles have appeared in journals such as International Organization, International Studies Quarterly, British Journal of Political Science, and European Journal of International Relations. While at The Europe Center, Jonas will work on three different projects related to European and global governance:

The Choice for Europe since Maastricht: Member States’ Preferences for Economic and Fiscal Integration Funded by the European Commission, Horizon 2020, 2015-2019

emuchoices.eu

Following the outbreak of the Eurozone crisis in 2009, European policy-makers agreed to a string of reforms that together amount to a profound deepening of fiscal and monetary cooperation in Europe. These reforms resulted from a rear-guard battle against the raging crisis and arduous negotiations among EU governments. While it is far from certain that they will suffice to alleviate the Eurozone’s problems, they raise a number of intriguing questions. What considerations led EU states to advocate these particular solutions to the Eurozone crisis? What states were successful in shaping the reforms agreed upon and why? What are the implications of these reforms for the viability of the Eurozone? This project brings together researchers in eight European countries to provide the most comprehensive and systematic analysis of domestic preference formation and interstate bargaining in the reform of the Eurozone.

Legitimacy in Global Governance (LegGov) Funded by Riksbankens Jubileumsfond, 2016-2021

statsvet.su.se/leggov

The purpose of this research program is to offer the first systematic and comprehensive analysis of legitimacy in global governance. To what extent are global governance institutions (GGIs) regarded as legitimate? What explains that legitimacy? By what processes are GGIs legitimated and delegitimated? What are the consequences of legitimacy (or its absence) for the functioning of GGIs? How are these legitimacy dynamics in global governance similar to or different from the dynamics of legitimacy in the nation-state and other forms of governance? While legitimacy in global governance has generated growing interest in recent years, it has not yet been researched methodically by a coordinated team of specialists. We address the overarching question of why, how, and with what consequences GGIs gain, sustain and lose legitimacy by exploring three principal themes: (1) sources of legitimacy, (2) legitimation and delegitimation strategies, and (3) consequences of legitimacy. In the broadest sense, the program considers what systematic attention to legitimacy can tell us about world politics, and what experiences from world politics suggest for understanding legitimacy in contemporary politics generally.

The Performance of International Organizations: Institutional Design and Policy Output in Global Governance Funded by the Swedish Research Council, 2014-2018

statsvet.su.se/forskning/forskningsprojekt/pio

Many problems confronting today’s societies are transnational in character, leading states to increasingly rely on international organizations (IOs) for policy solutions. Yet the performance of IOs varies extensively. While some IOs are highly successful in developing, adopting, and enforcing policy, others are less successful. How can we account for this mixed record in IO performance? Are there identifiable factors that make IOs work better or worse? While existing research points to a multitude of factors that are beyond the control of IOs themselves, this project explores when, how, and why the institutional design of IOs shapes their performance. The project adopts a mixed-method design, combining a statistical analysis of performance in a large number of IOs with in-depth case studies of select IOs. It spans IOs in multiple policy areas and world regions over the time period 1950 to 2010. The project promises three central contributions to research and policy. First, it will offer the most systematic and comprehensive analysis so far of how institutional design shapes the performance of IOs. Second, it will generate a unique dataset on the policy output of IOs of extensive value to the research community. Third, it will be policy relevant, by providing policy-makers with evidence on the effects of design choices that can help them to systematically improve global governance.

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"As 2018 unfolds, the domestic and international dimensions of Trump’s crisis-ridden presidency are beginning to intersect in wildly unpredictable and potentially disastrous ways. There are signs of preparations for a U.S. military attack on North Korea by mid-year, and a new report by a leading Russian expert on North Korea indicates that the Pyongyang regime “is convinced that the U.S. is preparing to strike.” This would likely be not a full-scale military assault to terminate the North Korea’s tyrannical regime but rather a punishing “bloody nose” strike, either to send a message about American resolve to halt further testing and development of Kim Jong Un’s nuclear weapons program or to actually destroy as much of its existing infrastructure as possible," writes Larry Diamond in The American Interest. Read here

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"While it is folly to underestimate the severity of the crisis in Iran, it is no less dangerous to underestimate the regime’s capacity for brutality. There are hundreds of thousands of Revolutionary Guard and militia forces whose perks of power and privilege are tethered to the survival of the regime, and it is hard to imagine they would give up wealth and status beyond their wildest dreams without a fight." - writes Abbas Milani, Director of Iranian Studies and CDDRL affiliated faculty on latest protest in Iran. Read the article here.

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"Mr. Fukuyama warns that Europe is weak and divided, distracted by Brexit, the festering euro crisis, and the new autocrats of Eastern Europe. That includes Germany, in political paralysis and stymied by the rise of its own populist right. Those who once complained about Berlin’s hegemony may soon discover worse: a weak Germany. For all the praise heaped on Chancellor Merkel abroad, Mr. Fukuyama sees this as a serious problem. “If I had a criticism of Germany, it is that Angela Merkel has not been very tough on people like Viktor Orbán,” he said. “We need strong leadership in defense of these liberal values.” - writes Handelsblatt in their latest interview with CDDRL Mosbacher Director Francis Fukuyama. Read the interview here

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Japan is commonly regarded as a country that is closed against migrants. It does not allow their entries in a large size, granting restricted rights. As an attempt to understand this tendency, this research claims that Japan’s citizenship law, jus sanguinis (by ancestry) principle, sets a fundamental frame for its migration policymaking. To test this claim, it examines how the citizenship law influences attitudes of the general public as well as those of politicians. Specifically, Japan under a strong emphasis on blood ties is more likely to impose a restrictive migration policy, because (1) the general public tends to reveal a greater distance toward migrants (societal nature); and (2) migrant groups are excluded from electorate, and thus, politicians are less inclined to impose generous policies for them (electoral nature).  In order to demonstrate these mechanisms, this research traces Japanese public attitude and political incentives, which have governed its migration policy until today.


 

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Yu Jin Woo is a Japan Program Research Scholar at the Shorenstein Asia-Pacific Research Center (APARC). Woo’s research interests are in the fields of international and comparative political economy, particularly migration policies and citizenship laws.  Woo holds a doctorate in political science from the University of Virginia. She received her first master’s degree in international cooperation at Seoul National University and her second master’s degree in political economy at New York University. She obtained her Bachelor of Arts in East Asian Studies at Smith College.

 

Research Scholar, Shorenstein APARC, Stanford University
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Born in Sweden in 1963, Lars-Erik Cederman received an M.Sc. in Engineering Physics from the University of Uppsala in 1988 and an M.A. in International Relations from the Graduate Institute of International Studies in Geneva in 1990 before obtaining his Ph.D. in Political Science from the University of Michigan in 1994. Using computational modeling, he wrote his dissertation on how states and nations develop and dissolve. He has since taught at the Graduate Institute of International Studies in Geneva, Oxford, UCLA, and Harvard.

Lars-Erik Cederman is editor of Constructing Europe's Identity: The External Dimension (Lynne Rienner, 2001) and the author of Emergent Actors in World Politics: How States and Nations Develop and Dissolve (Princeton University Press, 1997), which received the 1998 Edgar S. Furniss Book Award. He is also the author and co-author of articles in scholarly journals such as the American Political Science Review, European Journal of International Relations, International Organization, International Studies Quarterly, Journal of Conflict Resolution, and Proceedings of the National Academy of Sciences. His main research interests include computational modeling, International Relations theory, nationalism, integration and disintegration processes, and historical sociology.

 

This seminar is part of the Comparative Politics Workshop in the Department of Political Science and is co-sponsored by the Munro Lectureship Fund and The Europe Center.

Lars-Erik Cederman Professor of International Conflict Research ETH Zurich
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