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Russia maintains the world’s largest nuclear arsenal and the most powerful conventional military forces in Europe. Russian military units currently are deployed — uninvited and unwanted — in Ukraine, Georgia, and Moldova. As Russia’s massing of military power near Ukraine prompted a crisis, President Vladimir Putin has demanded legally-binding security guarantees for… Russia.

On December 17, the Russian Ministry of Foreign Affairs took the unusual step of publishing draft U.S.-Russia and NATO-Russia agreements that encapsulate Moscow’s desired guarantees. The substance of the drafts and the way the Russians publicized them do not suggest a serious negotiating bid.

If the Kremlin is serious about negotiating and deescalates the situation near Ukraine, the West could engage on some elements of the drafts. Many, however, will go nowhere — as Moscow surely knew.

DRAFT NATO-RUSSIA AGREEMENT

Russia’s draft “Agreement on Measures to Ensure the Security of the Russian Federation and Member States of the North Atlantic Treaty Organization” would require that NATO members commit to no further enlargement of the alliance, including in particular to Ukraine. There is little enthusiasm within NATO now for putting Ukraine on a membership track, as Putin and other Russian officials undoubtedly understand. However, the alliance will not reverse its long-standing “open door” policy. That would require consensus, and few allies, let alone all 30, would agree that Russia can dictate NATO policy in this way.

This suggests that a middle ground of “not now but not never” might offer a way to kick this thorny can down the road. That is, if Moscow wishes to defuse the situation.

Another article in the Russian draft would require that NATO deploy no forces or weapons in countries that joined the alliance after May 1997. That month, NATO committed not to permanently station substantial combat forces in new members and said it had “no intention, no plan, and no reason” to deploy nuclear weapons on their territory. From 1997 to 2014, NATO deployed virtually no troops or equipment in new member states.

That changed following Russia’s seizure of Crimea. NATO now deploys, on a rotating basis, relatively small multinational battlegroups in the Baltic states and Poland. It is difficult to see NATO agreeing to withdraw them absent a significant change in Russia’s military posture. However, the draft treaty would impose no requirements for redeployment of Russian forces.

Such provisions will prove non-starters with the alliance. Others might get a more positive reception. These include language on consultative mechanisms, such as the NATO-Russia Council, and the establishment of a hotline between NATO and Russia. Indeed, NATO has proposed NATO-Russia Council meetings, though Moscow suspended diplomatic relations with NATO in October.

The draft treaty also would bar deployment of intermediate-range missiles in areas where they could reach the other side’s territory. Of course, the 1987 Intermediate-Range Nuclear Forces Treaty banned all U.S. and Russian intermediate-range missiles. However, Russia’s deployment of the intermediate-range 9M729 cruise missile in violation of the treaty led to its collapse.

This idea sounds like Putin’s 2019 proposal for a moratorium on deploying intermediate-range missiles in Europe. While NATO turned that aside, it might be worth a second look, provided that Russia affirmed that it would apply to the 9M729 and had appropriate verification measures.

The draft treaty’s proposed bar on any NATO military activity in Ukraine, eastern Europe, the Caucasus, or Central Asia is an overreach, but some measures to limit military exercises and activities on a reciprocal basis might be possible. There is a history of such provisions, for example, the Vienna Document’s confidence- and security-building measures.

DRAFT U.S.-RUSSIA TREATY

The draft “Treaty between the United States of America and the Russian Federation on Security Guarantees” also contains unacceptable provisions. Washington likely will not agree to a requirement that the two countries “not implement security measures … that could undermine core security interests of the other Party.” Moscow has shown it has a very broad definition of what it thinks could undermine its security. Likewise, it is unrealistic to ask the United States to prevent further NATO enlargement; Washington will not agree to close the “open door,” and even if it were to do so, it could not persuade all 29 other allies to agree to change the policy.

While interest could develop in the draft NATO-Russia agreement’s provision on intermediate-range missiles, there will be no interest in the draft U.S.-Russia treaty provision which would effectively ban U.S. intermediate-range missiles from Europe while leaving Russia free to deploy such missiles against NATO countries. The provision limiting the ability of heavy bombers and surface warships to operate in and over international waters will find no fans in Washington or, for that matter, in the Russian military.

Discussion on other provisions regarding military activities might be possible. It is unreasonable for Moscow to seek a veto over Kyiv’s foreign policy direction. However, the concern expressed by Putin earlier in December and then repeated about U.S. offensive missiles in Ukraine able to strike Moscow in a matter of minutes poses a different question. That concern could prove easy to address, as there is no indication that Washington has ever considered it. Other such Russian concerns might also be addressed, along with U.S. (and NATO) concerns about certain Russian military activities.

The draft provision requiring that all nuclear weapons be deployed on national territory should go into another forum. Biden administration officials hope to begin a negotiation with Russia that would cover all U.S. and Russian nuclear arms. That is the proper place for this issue. Whether a requirement that all nuclear weapons be based on national territory would prove acceptable to Washington would depend on the overall agreement and consultations with allies.

PROPOSALS INTENDED TO FAIL?

The unacceptable provisions in the two draft agreements, their quick publication by the Russian government, and the peremptory terms used by Russian officials to describe Moscow’s demands raise concern that the Kremlin may want rejection. With large forces near Ukraine, Moscow could then cite that as another pretext for military action against its neighbor.

If, on the other hand, these draft agreements represent an opening bid, and the Russians seek a serious exchange that also addresses the security concerns of the other parties, some draft provisions could offer a basis for discussion and negotiation. The North Atlantic Council stated last week that NATO is “ready for meaningful dialogue with Russia.” U.S. national security adviser Jake Sullivan reiterated that point: “We’ve had dialogue with Russia on European security issues for the last 20 years… That has sometimes produced progress, sometimes produced deadlock. But we are fundamentally prepared for dialogue.”

A deescalation of the situation near Ukraine would help greatly. U.S. and NATO officials will not want to engage as long as Russia hangs a military threat over Kyiv. Another question is the format. Washington and Moscow can have bilateral discussions, but negotiations have to include all affected parties, including Ukraine. The United States and Russia cannot cut a deal over the heads of the Europeans and Ukrainians. As Sullivan said, “nothing about you without you.”

The sides should come to the table prepared to address the other’s legitimate security concerns. Agreeing on the meaning of “legitimate” will consume long hours. For example, it is unlikely that the United States (or NATO) will compromise on the principle — to which Moscow has agreed as a signatory to the 1975 Helsinki Final Act — that states have a right to choose their own foreign policy course. The question of military activities in the NATO-Russia region is a different issue, and NATO has already shown its readiness to undertake commitments in that regard.

These discussions and any negotiation will be long, complex, and arduous. That is the kind of work that diplomats do. Getting started down that path, however, will require very different signals than those the West and Ukraine have seen from Moscow the past several weeks.

Originally for Brookings Institution's Order from Chaos blog

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Russia maintains the world’s largest nuclear arsenal and the most powerful conventional military forces in Europe. Russian military units currently are deployed — uninvited and unwanted — in Ukraine, Georgia, and Moldova.

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For winter quarter 2021, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

This event is virtual only. This event will not be held in person.

Shirin Sinnar Professor of Law & John A. Wilson Faculty Scholar Stanford Law School
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For winter quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

                                                                                           

 

About the Event: How do states communicate internally about foreign policy and how does this change over time? Applying concepts from linguistics to a novel corpus of all President’s Daily Briefs from 1961 to 1977, we analyze change over time in the variety of terms used in national security writing (“lexical diversity”). We find a consistently declining level of lexical diversity across presidential administrations and despite variation in exogenous changes in foreign affairs. We argue that this increasingly homogenized language reflects a larger process of bureaucratization in American national security institutions in the 1960s and 1970s. We build on the concept of “organizational sensemaking” and argue that bureaucratization directly and indirectly compresses the terminological range used by individual bureaucrats and homogenizes the language of its outputs. One key payoff is shedding light on what is “lost in translation” when bureaucratic experts communicate with leaders and the foreign policy mistakes and misperceptions that may follow. Our research contributes to work on bureaucracy and perceptions in IR by identifying a subtle shift in the spectrum of terms with which the state interprets the world – a finding that is only tractable by combining computational and linguistic techniques with a large corpus of formerly classified intelligence materials.

 

About the Speaker: Eric Min is Assistant Professor of Political Science at UCLA. He received his Ph.D. in Political Science from Stanford University, where he was the Zukerman Postdoctoral Fellow at the Center for International Security and Cooperation for the 2017-2018 academic year. He is a 2020 Henry Frank Guggenheim Foundation Distinguished Scholar. His research interests focus on the application of machine learning, text, and statistical methods to the analysis of interstate war, diplomacy, decision-making, and conflict management. His research has been published or is forthcoming in American Political Science Review, International Organization, Journal of Conflict Resolution, Journal of Peace Research, and Journal of Strategic Studies.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

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About the Seminar: For centuries, the world’s dominant power has been the state that wielded the world’s dominant navy. More recently, globalization has been remade, as a sea-based trade—85% of all global trade moves by sea. As does nearly 2/3rds of the world trade in oil and gas, while 93% of all data in the world moves along undersea cables that line the ocean floor. The oceans are vital, too, to our changing climate. All of which highlights the drama of China’s return to the high seas, and its rapid maritime and naval build-up. The net result: a new arms race, centered in the Western Pacific but reaching out into the Arctic and the Indian Oceans, and pulling in Russia, India, Japan and Europe.  Bruce Jones, author of To Rule the Waves, will explore how our security, our prosperity, and our environment are being reshaped by the dynamics of sea power.

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About the Speaker: 

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Bruce Jones is a senior fellow and director of the project on international order and strategy at the Brookings Institution. The author or co-author of several books on international order, his most recent work is “To Rule the Waves: How Control of the World’s Oceans Shapes the Fate of the Superpowers”.

 

 

 

 

 

 

 

Online, via Zoom.

Bruce Jones The Brookings Institution
Seminars
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For winter quarter 2021, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

SEMINAR RECORDING

This event is virtual only. This event will not be held in person.

David Sloss Professor of Law Santa Clara University
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Johannes is currently pursuing a master's in international policy at Stanford, where he also completed his bachelor's in computer science with an AI concentration. His interests span the fields of anti-labor trafficking work, defense tech, and U.S.-China relations.

Most recently, he was a product development intern with New Product R&D at Facebook Reality Labs, Education Modernization. Prior to this, he had also done research at CSIS with the Human Rights Initiative where his work centered on forced labor in the apparel supply chain.

Over the past several years, Johannes has also been inspired by the impact of creative applications of technology. He has seen this firsthand while developing a pilot grocery delivery platform in rural South Africa and working as an intern at Fast Forward, an accelerator for nonprofit tech startups. A lover of the outdoors, in my free time, he hopes to be found backpacking and seeking the creator of it all.

Master's in International Policy Class of 2022
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Amanda Leavell is pursuing a Master’s in International Policy at Stanford University where she specializes in international security. She focuses on human rights, particularly the role of international organizations, humanitarian intervention, and the rights of children. Prior to her graduate studies, she worked for Human Rights Watch as a senior associate in the Children's Rights division, supporting research and advocacy on issues affecting children around the world. She has also served as a human rights fellow with Columbia University's Obama Oral History Project and an intern at Kiva and the US Department of State. At Stanford, Amanda is a Knight-Hennessy scholar, a community associate, and a graduate student assistant coach of the Varisity Women's Lacrosse team.

Master's in International Policy Class of 2022
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David is an active duty Infantry Officer in the US Army assigned to study at Stanford University as a General Wayne A. Downing Scholar with the Combating Terrorism Center at West Point. David graduated West Point with a Bachelor of Science degree in systems engineering and has spent the past decade serving in conventional and special operations organizations deploying frequently to Afghanistan. David is eager to study cyber policy to gain understanding of the evolution of social media use and its effects on global security, specifically its use by state and non-state actors to precipitate or deter conflict. David intends to apply this education in future positions within the special operations community or conventional Army upon completion of his degree. David is moving to Stanford from the Seattle area with his wife and two children. David pretends to be able to surf and will attempt to reunite with the sport during the course of his studies at Stanford.

Master's in International Policy Class of 2022
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Brian is a U.S. Army Infantry Officer with a decade of Light Infantry and Special Operations experience across the Middle East and Asia. His five deployments include combat and contingency operations in Afghanistan, Syria, and Iraq. He holds a Bachelor of Business Administration in Finance from Gonzaga University. As a Wayne A. Downing Scholar with West Point’s Combating Terrorism Center, Brian plans to specialize in Cyber Policy in the MIP program before continuing his Army career. Within the Cyber Policy arena, he hopes to improve his strategic analysis and communication abilities against the problem sets of transnational threat networks, especially as they relate to more significant geopolitical threats. His academic interests also include defense innovation, and future planning, particularly concerning violent extremist organizations and emerging near-peer threats. Brian’s wife Laura is a physical therapist, and they have two daughters.

Master's in International Policy Class of 2023
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Jonathan is pursuing a joint JD/MIP and joins the MIP program after his second year at Stanford Law School. Before coming to Stanford, Jonathan attended Union College in Lincoln, Nebraska, where he graduated with degrees in International Relations and Business Finance. At Stanford, Jonathan plans to specialize in International Security, with particular interest in U.S. strategic competition with China and its effects on U.S. policy outside the Indo-Pacific. After Stanford, Jonathan plans to commission as an officer in the U.S. military.

Master's in International Policy Class of 2023
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