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This op-ed by Kiyoteru Tsutsui and Charles Crabtree was originally published in The Hill.


Any power transition produces policy casualties. In the United States, this might be particularly true as an incoming administration often differentiates itself from the incumbent by quickly announcing new policies and the abandonment of old ones. This is easier to do regarding domestic policy than foreign policy, where some continuity must be secured, even if serious disagreements exist between the incoming and outgoing administrations. Despite the tendency for administrations to make smaller changes in the realm of foreign policy, it seems that one casualty of the Biden administration will be the concept of a “Free and Open Indo-Pacific.” The administration should learn more about the genealogy of this policy and reassert its commitment to the “free and open” part of the idea.

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The phrase “Free and Open Indo-Pacific” (FOIP) originates from the administration of Japan’s former prime minister, Shinzo Abe. In response to China’s Belt and Road Initiative, a global infrastructure development strategy that reflects China’s expansionist ambitions, Abe and his government weaved together some ideas from prior Liberal Democratic Party governments and labeled them the Free and Open Indo-Pacific strategy in 2016.

With an emphasis on coalition-building to check and balance China’s influence, this strategy had strong security undertones, which made Association of Southeast Asian Nations (ASEAN) countries nervous. Fully aware of the need to get ASEAN countries on board, the Abe government softened the edges of the strategy by renaming it a “vision,” shifting away from the emphasis on security components and offering a more friendly tone to the Belt and Road Initiative. Backed up by Japan’s supportive engagement with Belt and Road activities, this softer version became a hit in Southeast Asia, with various countries claiming authorship for it — and even China did not register a strong objection to it.

The 2018 FOIP vision has three pillars: promotion of rule of law, freedom of navigation, and free trade; economic prosperity, and peace and stability. The first pillar is particularly important, as it distinguishes FOIP from China’s competing strategy.

Abe promoted FOIP not only in Asia but also in the U.S. Leveraging the warm personal relationship with his American counterpart, Abe tried to sell the strategy to the Trump administration as an effective way to moderate if not fully counter Belt and Road. Trump’s foreign policy team adopted this concept, using it to slow China’s expansion in the Pacific, Asia  and even East Africa. Eventually, the U.S. government began using the FOIP language frequently and placed it at the center of its anti-China foreign policy.

As the Biden administration takes over, it is understandable that its experienced foreign policy team, with a focus on returning to multilateral engagements and moderating anti-China rhetoric, would hesitate to quickly adopt FOIP, which may have acquired strong anti-China connotations in American foreign policy circles. In line with this, President-elect Biden so far has preferred the phrase “a secure and prosperous Indo-Pacific region” instead. This has deepened existing concerns in Asia, particularly in Japan, that Biden will be soft on China.

Correspondingly, Japan’s Suga administration, which came to power in mid-September, has faced criticism that it is softer on China than the Abe administration. This concern came to the fore in November, as the Suga administration routinely started using the language “secure and prosperous Indo-Pacific.” Another precipitating event was a recent press conference in which Foreign Minister Toshimitsu Motegi did not immediately counter Chinese Foreign Minister Wang Yi’s prickly comments about the Senkaku islands.

Foreign policy experts, led by Yuichi Hosoya at Keio University, have argued vigorously that this language change signals a weaker commitment to the core principles of FOIP. If “free and open” is replaced by “secure and prosperous,” they contend, the whole vision becomes meaningless — and this shift will be remembered as a moment when Japan abandoned its commitment to the international order, undergirded by democracy and freedom, in favor of China’s vision of a “secure and prosperous” region that prioritizes development and stability.

Realizing the potential impact of this shift, the Suga administration quickly backtracked and resumed using “Free and Open Indo-Pacific.” FOIP is back in Japan, which signals Japan’s continuing resolve to promote the international liberal order.

The Biden administration also should consider readopting “Free and Open Indo-Pacific.” It’s understandable that Biden would want to move away from a strategic frame used by the Trump administration. There are certainly many of President Trump’s phrases that the Biden administration should drop, such as “America First” and “China virus.” But FOIP was not a vision created by anyone in the Trump administration. It was launched by Japan’s Abe administration and, after some modification, accepted by many Asian countries, arguably even by China.

Biden’s foreign policy likely will place greater emphasis on human rights and democracy than did Trump’s. Vis-à-vis China, this would mean that the U.S. will more vocally criticize human rights violations in Hong Kong, Xinjiang and elsewhere, and that trade negotiations will proceed with more civility. Given this, it would be inconsistent for the Biden administration to replace “free and open” with “secure and prosperous” in talking about the Indo-Pacific region. 

While there is some ambiguity about the concrete policies that accompany the admittedly underspecified FOIP vision, the Biden foreign policy team would be wise to readopt FOIP, bearing in mind an important fact: It was not Trump’s idea. If the next U.S. administration drops “free and open,” it will send the wrong message to the world, placing undue weight on Japan’s shoulders as the only major torch-bearer for liberal values in the region, and potentially straining the U.S.-Japan security relationship that must be in lockstep to moderate China’s ambitions.

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Kiyoteru Tsutsui

Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, the director of APARC's Japan Program, a senior fellow at FSI, and professor of sociology, all at Stanford.
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Tsutsui and Crabtree argue that maintaining FOIP is crucial for the long term success of the Indo-Pacific.
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Both Japan's Suga and the incoming Biden administration should maintain the language of the "free and open Indo-Pacific" for consistency and to signal their ongoing commitment to maintaining a firm policy stance on China's ambitions.

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This article by Kiyoteru Tsutsui was originally published by Nikkei Asia.


This was supposed to be the year that Japan would show the world that it is back.

The last few decades have seen Japan lose its prominence on the world stage, losing the lion's share of international attention to China. With the 2020 Summer Olympics as the focal point, however, Japan had planned on showcasing its technological advances, cultural assets, economic affluence, and social stability and efficiency, to dispel the notion that it has faded as an international power.

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COVID-19 changed everything. The outbreak in the Diamond Princess cruise ship in early February alerted the Japanese public to the power of the virus, and then the death of the famous comedian Ken Shimura in late March brought home its lethal impact. The early COVID domino saw K-12 schools closing on Feb. 27 and the Olympics postponed on Mar. 24. Quickly, tourism declined and the economy slumped as supply chains and production lines were disrupted and consumers mostly stayed home following emergency declarations.

Somewhat surprisingly, the number of cases did not grow exponentially in Japan as it did in the U.S. and Europe. Initially, a conspiracy theory was floated that the government was manipulating the numbers to leave open the possibility for the Olympics to take place, and soon the dominant narrative was that long-standing hygiene practices in Japan of wearing face masks and washing hands were the main reasons for the low number of cases. Despite the recent surge, the number of new cases in Japan has remained two digits below that in the U.S., and the country has avoided the worst of the virus's impact.

Yet, the public gave the government little credit for Japan's relative success. While the legislative measures and guidelines likely helped contain the spread of the virus, some missteps in the distribution of face masks and the economic stimulus package -- confounded by public relations miscalculations -- shaped the public perception that the government does not get what needs to be done.

This, combined with political scandals involving infractions of rules around political funds and elections, put then Prime Minister Shinzo Abe on shaky ground by the summer. But it was the recurrence of the same health concern that ended the first Abe administration that forced him to step down again.

After Abe announced his resignation on Aug. 28, jockeying for his successor ensued, and quickly Yoshihide Suga, Abe's right-hand man as Chief Cabinet Secretary, emerged as a near consensus candidate, earning the support of most of the Liberal Democratic Party's major factions. On Sept. 16, Suga succeeded Abe.

Seen as a scrappy, self-made man belonging to no faction and who cares about regular folk, Suga started off with one of the highest approval ratings for any new prime minister. The air was filled with talk of a snap election, with the LDP poised to win big. In the face of continuing corona concerns, Suga decided against it, giving up his best chance of securing his position beyond next fall when he will face an LDP presidential ballot and a parliamentary Lower House election.

In the few months since, Suga has faced some criticisms: his rejection of the appointment of six scholars to the Science Council of Japan -- seen as retaliation for their earlier criticisms of the Abe administration -- drew the ire of the intellectual community, mostly on the left ideologically, and his foreign policy team appeared soft on China, raising concerns among the right-leaning public. Suga's popularity took a major hit in December when, in response to a surge in COVID cases, he was too slow to cancel his signature Go To Travel campaign that was intended to stimulate the economy by encouraging tourism. His approval ratings collapsed, and all of a sudden Suga finds himself fighting for survival.

While these have been the major events that the Japanese public will remember about 2020, what are the three most consequential events that will have a lasting impact on Japan in 2021 and beyond?

First, the end of the Abe era. Becoming the longest-serving prime minister in Japanese history is a major accomplishment in itself, but Abe was a transformative leader beyond his longevity. In foreign affairs, Abe strengthened the U.S.-Japan alliance, passing significant laws that enabled Japan to play a greater role and managing his relationship with U.S. President Donald Trump better than any major political leaders.

Furthermore, Abe formulated the concept of the free and open Indo-Pacific and developed the Quad, a quadrilateral grouping involving Japan, the U.S., Australia, and India, in the security realm, and the Comprehensive and Progressive Agreement for Trans-Pacific Partnership, and the Regional Comprehensive Economic Partnership trade agreements, all as a way to counter China's expansionist ambitions.

Seen at first as an anti-China hawk, Abe soon mended fences politically and established good economic relationships with Beijing, working to develop multilateral frameworks to manage China's peaceful rise. These efforts constituted the first time in its post-World War II history that Japan led the world with a vision to build a world order governed by the rule of law, freedom, and democracy, an important legacy that should live on in the post-Abe era.

In domestic politics, Abe completed the process started by the government formed by the Democratic Party of Japan from 2009 to 2012 to strengthen cabinet's power to execute policies. The era of bureaucrats shaping much of Japan's future has ended, and politicians now pursue their own policies with electoral successes as their mandate. The personnel decision-making capacity was the critical component, and Suga, who was the main architect of the new system, will likely entrench politician-led policymaking.

The recent investigations into Abe-era political scandals, for which Abe himself had to respond to prosecutors, demonstrate the downside of concentration of power in the Prime Minister's office. Yet, his legacies will live on in the institutional frameworks his administration developed.

The second consequential event was COVID, not just for the obvious health and economic impact, but also for the unexpected ways in which it expedited a much needed social transformation in Japan. With the stay-at-home order, many Japanese workers experienced for the first time an extended period of telework and realized that it can be even more effective to work remotely from home.

Most employers also realized that telework is a viable option, especially in utilizing the hidden talents, particularly among women and the elderly, who cannot work regular hours but have much to contribute to the economy. Given the widespread concerns about Japan's work-life balance prompted by major instances of death by overwork, this offers an opportunity for the nation to achieve what the government's work-style reform policies had sought to accomplish.

The changes that COVID-19 has forced on Japan will likely expedite Japan's digital transformation too. Suga's administration has promoted digital transformation to cut meaningless red tape -- symbolized by the requirement for hanko, a personal seal, for official documents -- and to bring a more productive and efficient social system that can handle Japan's inevitable population decline.

This new system will offer customized support for citizens, depending on their personal situations, not just on their standardized demographic backgrounds. For example, elderly citizens can now receive different kinds of care and work opportunities depending on their health and career backgrounds, while children's school records can be used to identify areas of concern such as bullying or domestic abuse. With fifth-generation, or 5G, wireless networks becoming accessible to many, Japan is poised to achieve these social transformations and offer a model to the world.

Third-most consequential, but still underrated, was the decision to postpone the Olympics by a year. Until it was announced on Mar. 20, various possibilities surfaced from simple cancellation to postponement for two years. Considering that there was no precedent for postponement, this was uncharted territory.

In the end, the 12-month postponement may have been the best-case scenario. It was a gamble, however, since there were serious concerns about the possibility of the world not being ready by the summer of 2021. Now that COVID vaccines have begun to be distributed, things are looking quite promising for the Olympics to take place next year in Tokyo.

Beyond the actual staging of the games and all that will bring to Japan, the Olympics are important for their long term economic and social impact. Recent studies about the impact of the Olympics on a host country document positive economic impacts that can last as long as 20 years after the actual event, especially in tourism.

Japan had already started betting on international tourism as a major national economic focus and succeeded in increasing tourists dramatically until COVID struck. The infrastructure development required for increased tourism has largely been accomplished and had the Olympics been canceled, much of that investment would have been for naught. The economic impact would have been devastating. With the Olympics likely to be held next summer, Japan can still hope to show the world that it is back after all, just as it hoped to do in 2020.

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Kiyoteru Tsutsui

Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at Shorenstein APARC, the director of APARC's Japan Program, a senior fellow at FSI, and professor of sociology, all at Stanford.
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Abe's resignation, the COVID-19 pandemic, and delaying the 2020 Tokyo Summer Olympic games have disrupted Japan's efforts to re-establish itself as a strong leader, both domestically and internationally, but it still has a chance to launch a comeback moment.

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Adam Bonica is an Associate Professor of Political Science. His research is at the intersection of data science and politics, with interests in money in politics, campaigns and elections, the courts, and political methodology. His research has been published in journals such as the American Journal of Political Science, Political Analysis, Journal of Economic Perspectives, Journal of Law, Economics, and Organization, and JAMA Internal Medicine. His book, The Judicial Tug of War: How Lawyers, Politicians, and Ideological Incentives Shape the American Judiciary (with Maya Sen), examines the politicization of the American judiciary. 

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I am a teaching fellow in Civic, Liberal, and Global Education (COLLEGE) at Stanford University. I teach courses focused on democracy, citizenship, and the politics of development. My research focuses on party systems, ideology, nostalgia, and corruption during transitions from authoritarian rule, especially in North Africa. My book manuscript focuses on the question of why democratization in Tunisia failed to address the social and economic grievances that precipitated it. My work has appeared in the Journal of Democracy, MERIP Middle East Report Online, and Washington Post Monkey Cage

I received my PhD in political science (with specialties in comparative politics, quantitative methods, and political economy) from Yale University in December 2020. I have a BA in international relations from Tufts University, an MS in applied economics from Johns Hopkins University, and an MA and MPhil in political science from Yale. I have spent more than three years living in Egypt, Morocco, and Tunisia. My CV is available here.

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Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at the Shorenstein Asia-Pacific Research Center
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Kiyoteru Tsutsui is the Henri H. and Tomoye Takahashi Professor and Senior Fellow in Japanese Studies at the Walter H. Shorenstein Asia-Pacific Research Center (APARC), the director of APARC and of the Japan Program at APARC, co-director of the Southeast Asia Program at APARC, executive director of the Inter-University Center for Japanese Language Studies, co-director of the Center for Human Rights and International Justice, senior fellow at the Freeman Spogli Institute for International Studies, and professor of sociology, all at Stanford University.

Prior to his appointment at Stanford in July 2020, Tsutsui was professor of sociology, director of the Center for Japanese Studies, and director of the Donia Human Rights Center at the University of Michigan, Ann Arbor.

Tsutsui’s research interests lie in political/comparative sociology, social movements, globalization, human rights, and Japanese society. More specifically, he has conducted (1) cross-national quantitative analyses on how human rights ideas and instruments have expanded globally and impacted local politics and (2) qualitative case studies of the impact of global human rights on Japanese politics. His current projects examine (a) changing conceptions of nationhood and minority rights in national constitutions and in practice, (b) populism and the future of democracy, (c) experimental surveys on public understanding about human rights, (d) campus policies and practices around human rights, (e) global expansion of corporate social responsibility and its impact on corporate behavior, and (f) Japan’s public diplomacy and perceptions about Japan in the world.

His research on the globalization of human rights and its impact on local politics has appeared in American Sociological Review, American Journal of Sociology, Social Forces, Social Problems, Journal of Peace Research, Journal of Conflict Resolution, and other social science journals. His book publications include Rights Make Might: Global Human Rights and Minority Social Movements in Japan (Oxford University Press 2018), and two co-edited volumes Corporate Social Responsibility in a Globalizing World (with Alwyn Lim, Cambridge University Press 2015) and The Courteous Power: Japan and Southeast Asia in the Indo-Pacific Era (with John Ciorciari, University of Michigan Press forthcoming). He has been a recipient of National Endowment for the Humanities Fellowship, National Science Foundation grants, the SSRC/CGP Abe Fellowship, Stanford Japan Studies Postdoctoral Fellowship, and other grants as well as awards from American Sociological Association sections on Global and Transnational Sociology (2010, 2013, 2019), Human Rights (2017, 2019), Asia and Asian America (2018, 2019), Collective Behavior and Social Movements (2018), and Political Sociology (2019). 

Tsutsui received his bachelor’s and master’s degrees from Kyoto University and earned an additional master’s degree and Ph.D. from Stanford’s sociology department in 2002.

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APARC's China Program recently hosted Center Fellow Thomas Fingar for the webinar "Was America’s China Policy a Foolish Failure? The Logic and Achievements of Engagement." In this talk, Fingar examines the longtime U.S. strategy of engagement with China as well as the potential shift toward a strategy of decoupling. "Much recent commentary on U.S. relations with China claims that the policy of 'Engagement' was a foolish and failed attempt to transform the People’s Republic into an American style democracy that instead created an authoritarian rival," he says. "This narrative mocks the policies of eight U.S. administrations to justify calls for 'Decoupling' and 'Containment 2.0.'” Fingar argues that the policy of Engagement has been fruitful and that Decoupling is not only inadvisable but also unattainable. Watch:

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Decoupling, according to Fingar, is not only inadvisable but also unattainable. 

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ABSTRACT

Democracy promotion has been a longstanding goal of US foreign policy in the Middle East and elsewhere. President George W. Bush championed democracy promotion as a way to counter the ideology and extremism that led to the September 11, 2001 terror attacks against the United States. After Bush’s attempts ended in abject failure, President Barack Obama sought to repair relations with the Muslim world but also withdraw the US footprint in the Middle East. But Obama was forced to take a far more hands-on approach with the outbreak of the 2010-2011 uprisings known as the Arab Spring. President Donald Trump, who has displayed an almost allergic aversion to Obama’s policies, has openly embraced the region’s autocrats with little regard for their abuse of human rights or absence of attention to political or economic freedom. How the United States approaches the region matters – both for aspiring democrats and for those who wish to silence them. Despite the rise of Russia and China, the United States remains the sole superpower, with the loudest voice on the world stage. Thus, the shift from democracy promoter – albeit reluctantly at times – to authoritarian enabler has made the task of democratic political reform far more challenging for people across the Middle East. This discussion will examine the recent democracy promotion efforts of the United States, with a focus on the Obama and Trump years.

SPEAKER BIO

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Sarah Yerkes is a fellow in the Carnegie Endowment for International Peace’s Middle East Program, where her research focuses on Tunisia’s political, economic, and security developments as well as state-society relations in the Middle East and North Africa.  She has been a visiting fellow at the Brookings Institution and a Council on Foreign Relations international affairs fellow and has taught in the Security Studies Program at Georgetown University and at the Elliott School of International Affairs at the George Washington University. Yerkes is a former member of the State Department’s policy planning staff, where she focused on North Africa. Previously, she was a foreign affairs officer in the State’s Department’s Office of Israel and Palestinian affairs. Yerkes also served as a geopolitical research analyst for the U.S. military’s Joint Staff Strategic Plans and Policy Directorate (J5) at the Pentagon, advising the Joint Staff leadership on foreign policy and national security issues.

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Much recent commentary on US relations with China claims that the policy of “Engagement” was a foolish and failed attempt to transform the People’s Republic into an American style democracy that instead created an authoritarian rival. This narrative mocks the policies of eight US administrations to justify calls for “Decoupling” and “Containment 2.0.” Fingar’s talk will challenge this narrative by examining the origins, logic, and achievements of Engagement and explain why Decoupling is neither wise nor attainable.

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Dr. Thomas Fingar
Thomas Fingar is a Shorenstein APARC Fellow in the Freeman Spogli Institute for International Studies at Stanford University. He was the inaugural Oksenberg-Rohlen Distinguished Fellow from 2010 through 2015 and the Payne Distinguished Lecturer at Stanford in 2009. From 2005 through 2008, he served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94), and chief of the China Division (1986-89). Between 1975 and 1986 he held a number of positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Fingar is a graduate of Cornell University (A.B. in Government and History, 1968), and Stanford University (M.A., 1969 and Ph.D., 1977 both in political science). His most recent books are The New Great Game: China and South and Central Asia in the Era of Reform, editor (Stanford, 2016), Uneasy Partnerships: China and Japan, the Koreas, and Russia in the Era of Reform (Stanford, 2017), and Fateful Decisions: Choices that will Shape China’s Future, co-edited with Jean Oi (Stanford, 2020).

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Larry Diamond has made it his life’s work to secure democracy’s future by understanding its past and by advising dissidents fighting autocracy around the world. Deeply attuned to the cycles of democratic expansion and decay that determine the fates of nations, he watched with mounting unease as illiberal rulers rose in Hungary, Poland, Turkey, the Philippines, and beyond, while China and Russia grew increasingly bold and bullying. Then, with Trump’s election at home, the global retreat from freedom spread from democracy’s margins to its heart.

Ill Winds’ core argument is stark: the defense and advancement of democratic ideals relies on U.S. global leadership. If we do not reclaim our traditional place as the keystone of democracy, today’s authoritarian swell could become a tsunami, providing an opening for Vladimir Putin, Xi Jinping, and their admirers to turn the twenty-first century into a dark time of despotism.

We are at a hinge in history, between a new era of tyranny and an age of democratic renewal. Free governments can defend their values; free citizens can exercise their rights. We can make the internet safe for liberal democracy, exploit the soft, kleptocratic underbelly of dictatorships, and revive America’s degraded democracy. Ill Winds offers concrete, deeply informed suggestions to fight polarization, reduce the influence of money in politics, and make every vote count.

In 2019, freedom’s last line of defense still remains “We the people.”

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From America’s leading scholar of democracy, a personal, passionate call to action against the rising authoritarianism that challenges our world order—and the very value of liberty.
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David M. Lampton
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In the past six weeks, I have been in mainland China, Hong Kong (three times), and Washington. From these trips and recent developments, I have concluded that Hong Kong is a huge tragedy in the making. Proactive and positive moves by all parties to this rapidly deteriorating situation are required.

Though Washington is not a principal party in these developments, it should be a constructive force rather than irrelevant or counterproductive...

The elements of the current crisis are many. In Hong Kong, there is a leaderless movement on the ground. There are rising levels of political and socio-economic frustration among many Hong Kong citizens stemming from mobility and economic considerations, as well as perceptions of political retrogression in the special administrative region.

There is a tone-deaf, neutered local leadership that is prideful and unwilling to admit that it made a huge strategic misstep pushing forward with an ill-conceived extradition bill. And there are local tycoons who curry favour with Beijing rather than protecting the rule of law that is in their own long-term interests...

Read the full article on South China Morning Post.


For more by Okseberg-Rohlen Fellow David M. Lampton, read our recently posted Q&A in which he analyzes the escalating U.S.-China conflict.

 

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HONG KONG, CHINA - JULY 27: A woman shouts at police officers as they advance towards protesters in the district of Yuen Long on July 27, 2019 in Hong Kong, China.
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