Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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In a multipolar international system during the era of technology disruption, international security continues to be fragile. Whether overtly or covertly, ambitious states have been competing to obtain a comparative advantage over the one-another, such as China and the United States. While governments rely on national technical means (NTM) on tracking other states’ actions, the implications of this competition would ultimately fall on the general population. The ubiquitous nature of international security has inspired many academic experts, private organizations, and corporations to develop open-source intelligence (OSINT) analysis with the purpose of improving transparency and expanding NTM capacities. Of the most prominent OSINT fields is geospatial intelligence and imagery analysis, which has come a long way through increased cooperation with commercial data providers, particularly satellite companies.

Over the last decade, the quality of imagery collection has increased in both spatial and temporal resolution. While the former allows for the discerning of smaller objects captured on the surface of Earth and positive identification of them, the latter allows for monitoring of sites on a daily, weekly, or monthly basis. Therefore, both are required for a comprehensive analysis of the site of interest and proper academic practice.

Over the summer, I worked with Allison Puccioni, a career imagery analyst and a consultant at BlackSky, who provided me an opportunity to cooperate with BlackSky and Planet, two of the leading commercial satellite companies on the salient issue of the proliferation of weapons of mass destruction (WMD). An article from The Drive released on July 14, 202, sparked interest in a remote facility in Xinjiang, China just south of Bosten Lake.The functionality of the facility is still disputed, but the structural features suggest that it may be a directed-energy weapons (DEW) development facility. As no previous research on this facility had been conducted, we decided to conduct a comprehensive analysis together with Allison and Katharine Leede, a senior majoring in Political Science and part of the CISAC Undergraduate Honors Program.

 

Over the summer, I had an opportunity to cooperate with BlackSky and Planet, two of the leading commercial satellite companies on the salient issue of the proliferation of weapons of mass destruction.

This analysis required the acquisition of extensive imagery of the site, which was available only at BlackSky through their global monitoring program. BlackSky was more than willing to share the imagery with us in an effort to establish academic-private sector cooperation. The data consisted of 400 images of the site spanning from mid-2019 to August 2021. To manage this large amount of data, we went through every single image, noting any key features and tracking them over time. The image below depicts an aerial view of the Bosten Lake Facility, which is characterized by the presence of large hangars with retractable roofs. The imagery is also of high temporal resolution, up to 10 images a day in some cases. This frequency allows us to create a pattern-of-life where we identified the times and days of the week the hangars would be open. Assuming that the current hypothesis is that this facility is a DEW testing site, we can infer that the tests were conducted when the hangars were open. However, further analysis is required to confirm this statement. After compiling the pattern-of-life analysis, we needed to identify the objects inside the hangars in order to confirm our hypothesis.

An aerial view of the Bosten Lake Facility in Xinjiang, China
A Snapshot of the BlackSky Spectra Tasking Platform Depicting An Aerial View of Bosten Lake Facility

While BlackSky imagery has an unmatched temporal resolution, it comes at the cost of spatial resolution. Therefore, we identified key images in which activity at the site was at its highest and requested those images from Planet. Planet’s SkySat satellite constellation has a resolution of 0.5 meters, allowing one to identify small objects in the image. This technique we used is generally referred to in the intelligence community as Low-to-High Resolution Tipping and Cueing. This is the process of monitoring an area or an object of interest by a sensor and requesting “tipping” another complementary sensor platform to acquire “cueing” an image over the same area.

This project has also attracted interest from major defense-related media outlets, most notably Janes Intelligence Review (JIR). Upon completion, this project will result in a published article in JIR and is scheduled for the December 2021 edition. Additionally, the project received attention from the Defense Innovation Unit in the U.S. Department of Defense, whose representatives expressed interest in establishing cooperation for future projects.

This internship provided  me an opportunity to be one of the first people to analyze an emerging case study such as the Bosten Lake Facility in China and learn how to work with commercial satellite companies. As a military officer in the Kosovar Army, I will have to deal with public-private partnerships, and the connections I have made together with the communication and networking skills I acquired will contribute to a more successful career. Additionally, geospatial intelligence analysis will be included in my job description as an intelligence officer, thus having had the chance to practice the necessary skills in both an academic and corporate setting will greatly aid me in the future.

The connections I have made together with the communication and networking skills I acquired from my work over the summer will contribute to a more successful career.
In addition to pioneering the Chinese DEW project in cooperation with BlackSky and Planet, I have had the privilege to be a part of the geospatial team for the United Nations Department of Political and Peace Building Affairs’ (UNDPPA) Innovation Cell, also headed by Allison Puccioni. This team comprises experts in geospatial science and imagery analysis and serves as the bridge between policymakers at the UNDPPA and its corresponding contractor, Element 84 Inc., a geospatial engineering firm. During this internship, I was trusted with exploring a database as part of the Iraq Water Security Project, a platform developed to track water scarcity along with other indicators across governorates in Iraq used by both the UNDPPA and relevant authorities in Iraq. Specifically, I analyzed the water scarcity data points to take the project one step further to identify any correlation between drought and conflict. 
 

Finally, the UNDPPA internship also allowed me to be part of the pioneering team for an environmental security project in the Democratic People’s Republic of Korea (DPRK). The project was initiated as a result of negotiations between the UNDPPA and DPRK, and environmental security became the only area of mutual interest that will further facilitate cooperation from the DPRK government. As the framework for this project was only developed this summer, it is still an ongoing process requiring coordination between policymakers, diplomats, DPRK representatives, and the engineering team who realizes the requirements put forward into a platform similar to the Iraq Water Security Project. As I have had the opportunity to be present during the creation of this project, I will be looking forward to contributing to its development and seeing the result.

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Arelena Shala, Master's in International Policy ('22)
Arelena Shala, Master's in International Policy ('22)
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Arelena Shala, a student in the Class of '22 of the Ford Dorsey Master's in International Policy (MIP) helped pioneer several new projects on geospatial intelligence gathering during her summer internship with BlackSky and Planet.

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This interview was first published by the Stanford News Service.


 

When President Joe Biden meets with his Chinese counterpart President Xi Jinping next week, they will both want to show the world that the two countries have common and compatible objectives and that cooperation is possible, says Stanford scholar Thomas Fingar.

While there are real differences between the two countries, global threats exist that require joint effort to address, such as nuclear proliferation and the danger of new arms races, said Fingar in an interview with Stanford News Service.

In anticipation of the upcoming summit scheduled for Monday, Fingar discusses what to expect when the two leaders meet and what goals Biden will want to work towards as it fits with his larger objectives for the U.S.

Fingar is a Shorenstein fellow at The Walter H. Shorenstein Asia-Pacific Research Center (APARC), which is part of the Freeman Spogli Institute for International Studies. He is leading a multi-year study, China and the World, that seeks to better understand China’s global engagement.

Fingar returned to Stanford in 2009 after having served as the first deputy director of national intelligence for analysis and, concurrently, as chairman of the National Intelligence Council. Fingar served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2000-01 and 2004-05), principal deputy assistant secretary (2001-03), deputy assistant secretary for analysis (1994-2000), director of the Office of Analysis for East Asia and the Pacific (1989-94) and chief of the China Division (1986-89). Between 1975 and 1986 he held several positions at Stanford University, including senior research associate in the Center for International Security and Arms Control.

Where does diplomacy between the U.S. and China now stand?

Friction between Beijing and Washington did not put an end to diplomatic exchanges, but having markedly different approaches has inhibited the two sides. Simply stated, the United States has sought to work on specific global and bilateral problems to achieve priority objectives such as limiting greenhouse gases and reducing the dangers of unconstrained nuclear, space and cyber competition. China has maintained that “building trust” and improvement of the overall bilateral relationship are prerequisites for progress on specific issues. Developments in the run-up to the summit, such as the joint climate statement in Glasgow, suggest that Beijing has relaxed its preconditions.

How does the summit symbolize a diplomatic reset?

Both symbolically and substantively, the summit will empower lower-level officials in both countries to work on issues within their purview. This is more significant in China, where clear signals from the top are necessary for subordinates to engage, but it will also help to mitigate paralysis on the U.S. side resulting from competing visions of how best to address China-related issues.

What issues will be top of mind for Biden and Xi?

Both will want to diminish exaggerated characterizations of bilateral friction as evidence that we have entered a new Cold War and may be on the verge of conflict, and that cooperation on any issue is impossible. We have very real disagreements, but we also have many common or compatible objectives. Helping domestic and external audiences to understand that things are not nearly as dire as many observers contend will be a priority objective. Beyond that, I think clarifying matters of greatest concern to the other side and establishing mechanisms to address them will be on the agenda.

What areas can they agree on and where can they make progress?

They are likely to find it easier to agree on issues requiring joint effort than on the best way to address issues like nuclear proliferation (Iran and North Korea), new weapons systems and the danger of new arms races (hypersonic glide vehicles, cyber and kinetic threats to nuclear surveillance and command and control systems) and transition to cleaner energy sources.

What areas will spark disagreement and will these issues come up?

I suspect that both leaders will feel compelled to raise all of the high salience concerns in their countries. For Biden, that list includes Xinjiang, Hong Kong, PRC [People’s Republic of China] actions near Taiwan and the rollback of opportunities for Americans in China. Xi will raise U.S. military operations around China’s periphery, arms sales and relations with Taiwan, restrictions on visas for Chinese citizens and Chinese investment in the U.S., among other issues.

What would signal that the meeting was productive?

The fact that it has occurred will be significant because it will open the door to other, hopefully, less contentious exchanges across a broad spectrum of issues. Easing of travel restrictions should be easy to achieve but of more than symbolic importance. I doubt that the meeting is designed to solve any of the difficult issues in our relationship.

What do you think about Biden’s approach to China?

I agree with the President’s focus on his largely domestic “Build Back Better” agenda. Spending the time, effort and political capital necessary to secure approval of measures to address infrastructure, energy, education, childcare, internet access and a host of social justice, pandemic and voter protection issues are, in my opinion, more important than trying to improve relations with China for the sake of improving the relationship. Where working with China is necessary and/or perceived to be possible for achieving other domestic and foreign policy goals, he should do so. I think the fact that this summit is taking place is a sign that he is attempting to do that, but I judge that he is unwilling to jeopardize his ability to achieve higher priority objectives by making concessions to Beijing merely to create the appearance of a better relationship.

Tom Fingar

Thomas Fingar

Shorenstein APARC Fellow
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America's Future in Taiwan

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APARC Experts on the Outlook for U.S.-Asia Policy Under the Biden Administration

Ahead of President-elect Biden’s inauguration and on the heels of the attack on the U.S. Capitol by a pro-Trump mob that has left America shaken, an APARC-wide expert panel provides a region-by-region analysis of what’s next for U.S. policy towards Asia and recommendations for the new administration.
APARC Experts on the Outlook for U.S.-Asia Policy Under the Biden Administration
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In this Q&A, Stanford scholar Thomas Fingar discusses what to expect when President Biden meets with Chinese President Xi Jinping.

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How well is India postured to become a world leader in high technology, especially information and communications technology? India – like the United States – is engaged in an increasingly intense strategic competition with China, and recognizes that mastery of key technologies is a key dimension of that competition. As it seeks to selectively decouple from and reduce its reliance on China, does it have the wherewithal to develop its own high-technology ecosystem, and emerge as a key technology partner to the U.S.? This webinar will examine the key factors that would posture the country for technology competition, including national policy settings, education and research infrastructure, and international partnerships.

Speakers:

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Edlyn V. Levine is the Chief Technologist for the MITRE Accelerator. She is responsible for accelerating technologies in partnership with the private sector and for promoting technologies for the public good. Dr. Levine is a research associate in the Physics Department at Harvard, faculty for executive education at the Harvard Kennedy School of Government, a visiting research scientist at the University of Maryland. Dr. Levine's scientific accomplishments have been recognized by the AFCEA 40 under 40 Award, the NDSEG Fellowship, and the NSF Graduate Research Fellowship. Dr. Levine received her M.S. and Ph.D. in Applied Physics from Harvard University.

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Arogyaswami Paulraj is an Emeritus Professor at Stanford University. He is the inventor of MIMO (Multiple Input Multiple Output), which is the core technology in all modern wireless systems including 5G, 4G and WiFi. His recognitions include the USPTO - National Inventors Hall of Fame, Marconi Prize, IEEE Alexander G Bell Medal, and National Awards from the Govt. of India and PR China.  He is a member of several national academies including the US National Academy of Engineering and American Academy of Arts and Sciences. Paulraj founded three wireless tech companies that were later acquired by Intel, Broadcom, and Hewlett Packard Enterprises.

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Trisha Ray
Trisha Ray is an Associate Fellow at the Center for Security, Strategy and Technology at the Observer Research Foundation in India. Her research focuses on geopolitical and security trends in relation to emerging technologies, including AI, 5G and critical minerals. Trisha is a member of UNESCO’s Information Accessibility Working Group, as well as a Pacific Forum Young Leader. Trisha completed her MA in Security Studies from the Walsh School of Foreign Service at Georgetown University.


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Arzan Tarapore is the South Asia research scholar at the Shorenstein Asia-Pacific Research Center at Stanford University, where he leads the newly-restarted South Asia research initiative. He is also a senior nonresident fellow at the National Bureau of Asian Research. His research focuses on Indian military strategy and contemporary Indo-Pacific security issues. Prior to his scholarly career, he served as an analyst in the Australian Defence Department. Arzan holds a PhD in war studies from King’s College London. 

 

This event is co-sponsored by Center for South Asia

via Zoom 
Register at:  https://bit.ly/3mZyfth

Edlyn V. Levine Chief Technologist, MITRE Accelerator
Arogyaswami Paulraj Emeritus Professor, Stanford University
Trisha Ray Associate Fellow, Center for Security, Strategy and Technology at the Observer Research Foundation in India
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According to the Freedom House project’s 2021 Freedom in the World assessment, 2020 saw a sharp acceleration in the global decline of democracy. By their measure, fewer than a fifth of the world’s population now live in fully free countries. This is part of a longer trend of democratic decline and rising authoritarianism that’s been underway across the globe for the last 30 years.

Why is this happening? That’s the question Ben Rhodes, former Deputy National Security Advisor for Strategic Communications and Speechwriting under President Barack Obama, tries to tackle in his new book, After the Fall: Being American in the World We’ve Made.

Rhodes joined FSI Director Michael McFaul on the new season of the World Class Podcast to discuss the book and the stories it tells of incredible individuals pushing back against autocratic regimes around the world.

Click here for a transcript of "Understanding the Global Rise of Authoritarianism."

On the inspiration for the book:


I wanted to investigate this trend of nationalist authoritarianism through the prism of people, particularly [people] in opposition who are living it. I ended up looking at Hungary, Russia, China, and the U.S., all of which I think are representative of a kind of a different flavor of the same authoritarian trend that we're getting. That's really what the whole book is: me pulling on this thread of what is the interconnection between why this is happening, and how are people thinking about it? How can I approach it not as just pure analysis, but through the stories of these human beings?

On why nationalism and authoritarianism is spreading globally:


The first was the excess of globalization, the excess of capitalism, and the creation of exploding inequality happening at the same time that globalization is kind of encroaching on people's national identity or tribal identity

Another trend through line was the post-9/11 securitization of the American superpower. When we turn our national purpose into this war on terror, not only do we militarize our engagement with the world, which I think was generally bad for democracy, but we also provide a template and a justification for autocrats to expropriate that for their own purposes.

Then lastly, technology is big difference maker in the sense that these platforms that at first were connecting people became the perfect vehicles for disinformation and surveillance

On China:


China may look different [from regimes like Russia or Hungary], but I don't think they're nearly as different as people think. Right? You have to look at Xi Jinping, first and foremost, as a nationalist Chinese leader, not a communist Chinese leader. And in his brand of nationalism, he's very similar to Putin, and Orban, and Trump, and all the other leaders I could have done in this book.

How did [the Chinese Communist Party] survive post-Tiananmen? They reestablished who they were as a Chinese Nationalist Party. They had been a revolutionary communist party, then they give up a big chunk of the communism to move to capitalism

On authoritarianism in America:


In this country, you have a major political party, that has completely gone off the deep end. They're literally setting up a playbook where they can overturn the results of an election through the laws they’re are passing at the state level. And if Trump does come back, which is a 50-50 proposition, he's clearly going to run and it will be another 50-50 election, right? And even if he loses, maybe they'll succeed this time overturning the result. They will start from such a more advanced authoritarian position than even in 2016 when he was elected.

On the future:


There's a lot of reason to be concerned that the overall trajectory of society globally is still moving in the wrong direction. What makes me optimistic, though, is that I don't believe that that's how most people want to live. And I also find, in most places – not all places, but most places – generationally, there's an overwhelming preference to not live like that. If we can hold the line and weather the storm for the next few years, and begin to figure out some structural things like, I do think we can come through in the backend to a place where the pendulum starts swinging pretty hard in the other direction.

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Biden Administration Will Rely On U.S. Allies for Support as Tensions with China Continue to Rise

On the World Class Podcast, international security expert Oriana Skylar Mastro says conflict between China and Taiwan is plausible within the next 15 years, and the U.S. will likely be involved.
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On the World Class Podcast, former U.S. Ambassador to Ukraine Steven Pifer says we can expect a consistency between the president’s behavior and policy toward Russia.
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National security analyst and veteran podcaster Ben Rhodes joins Michael McFaul on World Class to discuss his new book, After the Fall: Being American in the World We've Made, and the reasons nationalism and authoritarianism are on the rise across the globe.

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For winter quarter 2022, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

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About the Event: Rather than assuming convergence in countries' military capabilities, this seminar examines why and how countries decide to develop different weapon capabilities within similar domains of warfare. To answer these questions, this seminar will explore the role of ideas and institutional bargaining in shaping decisions about military technology. This talk will subsequently apply the theory to the development of missile defense from the 1980s until today.

 

About the Speaker: Sanne Verschuren is a Stanton Nuclear Security Postdoctoral Fellow at the Center for International Security and Cooperation, Stanford University. Her research interests include the development of military technology, shifts in military strategy and tactics, and the role of ideas and norms therein. Her book project examines why and how countries decide to procure different weapon capabilities within similar military domains, particularly the development of missile defense (1980s-today), air power (1920s-1930s), and aircraft carriers (1950s-1960s). At CISAC, Sanne conducts research on the intersection between nuclear and conventional weapons. Sanne received her Ph.D. in Political Science from Brown University in August 2021.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

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This event is virtual only. This event will not be held in person.

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For fall quarter 2021, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone. 

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(Stanford faculty, visiting scholars, staff, fellows, and students only)

                                                                                           

 

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About the Event: The technology controlling United States nuclear weapons predates the Internet. Updating the technology for the digital era is necessary, but it comes with the risk that anything digital can be hacked. Moreover, using new systems for both nuclear and non-nuclear operations will lead to levels of nuclear risk hardly imagined before. This book is the first to confront these risks comprehensively.

With Cyber Threats and Nuclear Weapons, Herbert Lin provides a clear-eyed breakdown of the cyber risks to the U.S. nuclear enterprise. Featuring a series of scenarios that clarify the intersection of cyber and nuclear risk, this book guides readers through a little-understood element of the risk profile that government decision-makers should be anticipating. What might have happened if the Cuban Missile Crisis took place in the age of Twitter, with unvetted information swirling around? What if an adversary announced that malware had compromised nuclear systems, clouding the confidence of nuclear decision-makers?

Cyber Threats and Nuclear Weapons, the first book to consider cyber risks across the entire nuclear enterprise, concludes with crucial advice on how government can manage the tensions between new nuclear capabilities and increasing cyber risk. This is an invaluable handbook for those ready to confront the unique challenges of cyber nuclear risk.

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About the Speaker: Since 2014, Herb Lin has been senior research scholar for cyber policy and security at the Center for International Security and Cooperation and Hank J. Holland Fellow in Cyber Policy and Security at the Hoover Institution, both at Stanford University.  He also served as a professional staff member and staff scientist for the House Armed Services Committee (1986-1990), where his portfolio included defense policy and arms control issues. He received his doctorate in physics from MIT.

Virtual to Public. Only those with an active Stanford ID with access to William J Perry Conference Room in Encina Hall may attend in person. 

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Stanford University
Encina Hall, C236
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Senior Research Scholar at the Center for International Security and Cooperation
Hank J. Holland Fellow in Cyber Policy and Security, Hoover Institution
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Dr. Herb Lin is senior research scholar at the Center for International Security and Cooperation and Research Fellow at the Hoover Institution, both at Stanford University.  His research interests relate broadly to the impact of emerging technologies on national security, especially in the digital domain (cyber, artificial intelligence, information warfare and operations), and has written extensively on the role of offensive operations in cyberspace as instruments of national policy.  In addition to his positions at Stanford University, he is Chief Scientist, Emeritus for the Computer Science and Telecommunications Board, National Research Council (NRC) of the National Academies, where he served from 1990 through 2014 as study director of major projects on public policy and information technology.  From 2016 to 2025, he was a member of the Science and Security Board of the Bulletin of Atomic Scientists. In 2016, he served on President Obama’s Commission on Enhancing National Cybersecurity and in  2021 on the Aspen Commission on Information Disorder.  Prior to his NRC service, he was a professional staff member and staff scientist for the House Armed Services Committee (1986-1990), where his portfolio included defense policy and arms control issues. He received his doctorate in physics from MIT.

Avocationally, he is a longtime folk and swing dancer and a lousy magician. Apart from his work on cyberspace and cybersecurity, he is published in cognitive science, science education, biophysics, and arms control and defense policy. He also consults on K-12 math and science education.

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*For fall quarter 2021, CISAC will be hosting hybrid events. Many events will offer limited-capacity in-person attendance for Stanford faculty, staff, fellows, visiting scholars, and students in accordance with Stanford’s health and safety guidelines, and be open to the public online via Zoom. All CISAC events are scheduled using the Pacific Time Zone.

 

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About the Event: Natural gas prices in Europe have spiked in recent weeks. In the meantime, Russia is pressing for early certification of the newly-completed Nord Stream 2 gas pipeline, which would increase capacity for moving gas from Russia to Europe. How serious is the gas situation in Europe, and how might Nord Stream 2 affect it? What motivates Moscow's push to get the new pipeline in operation? What policy should the U.S. government pursue on these questions? Ambassador Daniel Fried of the Atlantic Council and Edward Chow of Center for Strategic and International Studies will address these issues on November 17.

 

About the Speakers: In the course of his forty-year Foreign Service career, Ambassador Fried played a key role in designing and implementing American policy in Europe after the fall of the Soviet Union. As special assistant and NSC senior director for Presidents Clinton and Bush, ambassador to Poland, and assistant secretary of state for Europe (2005-09), Ambassador Fried crafted the policy of NATO enlargement to Central European nations and, in parallel, NATO-Russia relations, thus advancing the goal of Europe whole, free, and at peace. During those years, the West’s community of democracy and security grew in Europe. Ambassador Fried helped lead the West’s response to Moscow’s aggression against Ukraine starting in 2014: as State Department coordinator for sanctions policy, he crafted US sanctions against Russia, the largest US sanctions program to date, and negotiated the imposition of similar sanctions by Europe, Canada, Japan, and Australia.   

 

Edward C. Chow is an international energy expert with 45 years of industry experience working in Asia, Middle East, Africa, South America, Europe, Russia, Black Sea and Caspian regions. He negotiated successfully multibillion-dollar oil and gas agreements and specializes in investments in emerging economies. He developed government policy and business strategy while advising governments, international financial institutions, major oil companies, and leading multinational corporations. He worked for more than 20 years at Chevron Corporation in headquarter and overseas assignments. He taught at Georgetown and George Washington universities and served as visiting professor at Ohio University and Fudan University in Shanghai. He is a senior associate in the Center for Strategic and International Studies and affiliate faculty at George Mason University.

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Daniel Fried ormer US Ambassador to Poland; Weiser Family Distinguished Fellow Atlantic Council
Edward C. Chow Center for Strategic and International Studies (CSIS)
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Cover of book "Drivers of Innovation"

Innovation and entrepreneurship rank highly on the strategic agenda of most countries today. As global economic competition intensifies, many national policymakers now recognize the central importance of entrepreneurship education and the building of financial institutions to promote long-term innovation, entrepreneurship, and economic growth. Drivers of Innovation brings together scholars from the United States and Asia to explore those education and finance policies that might be conducive to accelerating innovation and developing a more entrepreneurial workforce in East Asia. 

Some of the questions covered include: How do universities in China and Singapore experiment with new types of learning in their quest to promote innovation and entrepreneurship? Is there a need to transform the traditional university into an “entrepreneurial university”? What are the recent developments in and outstanding challenges to financing innovation in China and Japan? What is the government’s role in promoting innovative entrepreneurship under the shadow of big business in South Korea? What can we learn about the capacity of services to drive innovation-led growth in India? 

Drivers of Innovation will serve as a valuable reference for scholars and policymakers working to develop human capital for innovation in Asia.

Contents

  1. Educating Entrepreneurs and Financing Innovation in Asia 
    Fei Yan, Yong Suk Lee, Lin William Cong, Charles Eesley, and Charles Lee
  2. Fostering Entrepreneurship and Innovation: Education, Human Capital, and the Institutional Environment 
    Charles Eesley, Lijie Zhou, and You (Willow) Wu
  3. Entrepreneurial Scaling Strategy: Managerial and Policy Considerations 
    David H. Hsu
  4. Innovation Policy and Star Scientists in Japan 
    Tatsuo Sasaki, Hiromi S. Nagane, Yuta Fukudome, and Kanetaka Maki
  5. Financing Innovation in Japan: Challenges and Recent Progress 
    Takeo Hoshi and Kenji Kushida
  6. Promoting Entrepreneurship under the Shadow of Big Business in Korea: The Role of the Government 
    Hicheon Kim, Dohyeon Kim, and He Soung Ahn
  7. The Creativity and Labor Market Performance of Korean College Graduates: Implications for Human Capital Policy 
    Jin-Yeong Kim
  8. Financing Innovative Enterprises in China: A Public Policy Perspective 
    Lin William Cong, Charles M. C. Lee, Yuanyu Qu, and Tao She
  9. Forging Entrepreneurship in Asia: A Comparative Study of Tsinghua University and the National University of Singapore 
    Zhou Zhong, Fei Yan, and Chao Zhang
  10. Education and Human Capital for Innovation in India’s Service Sector 
    Rafiq Dossani
  11. In Need of a Big Bang: Toward a Merit-Based System for Government-Sponsored Research in India 
    Dinsha Mistree
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Entrepreneurship, Education, and Finance in Asia

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North Korea remains one of the worst human rights catastrophes in the modern era. Yet in recent years, the momentum to bring human dignity to the citizens of North Korea has ground to a halt. The predominant focus has been on nuclear security issues to the exclusion of the human rights crisis in the country. But human rights ought to play a key role in any comprehensive policy toward the DPRK. This is the premise of APARC’s new volume, The North Korea Conundrum: Balancing Human Rights and International Security.

Edited by APARC Director Gi-Wook Shin and Ambassador Robert R. King, a senior adviser at the Center for Strategic and International Studies (CSIS) Korea Chair and former special envoy for North Korean human rights issues at the U.S. Department of State, the book draws on the work of scholars and practitioners presented and discussed at a conference on North Korean human rights held by APARC’s Korea Program. On October 28, 2021, APARC and CSIS gathered contributors to the volume for a book launch discussion of the intertwining relationship between the North Korean denuclearization and human rights agendas.

[Explore more APARC events on our YouTube channel and subscribe to receive our video updates.] 


Studies of human rights in North Korea are even more important now, in light of North Korea’s response to COVID-19, said Shin at the opening of the discussion. The DPRK has kept its borders closed for nearly two years, resulting in reduced trade and worsening the economic and social situation of its population.

Ambassador King, who was also a 2019-20 Koret Fellow and Visiting Scholar at APARC, identified the guiding questions of the volume, indicating that “This conundrum that we talk about in the title is an interaction between security and human rights. Is there a tradeoff? If we focus on human rights, does that make it more difficult for us to deal with security issues? If we focus on security issues do we have to ignore human rights?” 

The first principle we must accept is that integrating human rights into our strategy is not a choice, but a necessity. Moreover, mainstreaming human rights in the U.S.–North Korea agenda strengthens U.S. leverage in negotiations and is politically smart.
Victor Cha
Senior Vice President and Korea Chair, CSIS

An Error of Zero-Sum Thinking

While North Korea’s nuclear weapons and the security threat it poses have occupied the center stage and eclipsed other issues in recent years, the book’s contributors posit that human rights promotion remains an integral part of U.S. policy on the Korean peninsula. In his chapter, Victor Cha, Senior Vice President and Korea Chair at CSIS and former Koret Fellow and Visiting Scholar at APARC, analyzes the error in the zero-sum logic of North Korean human rights. "The United States sees a zero-sum relationship between pressing for human rights and denuclearization negotiations, while South Korea sees a zero-sum relationship between pressing for human rights and inter-Korean engagement," explains Cha. But the denuclearization and human rights agendas are inextricably intertwined.

The lost ground on addressing the North Korean human rights crisis is still recoverable, the contributors to The North Korean Conundrum believe. How could North Korea engage on human rights? The chapters in the volume lay out a number of ways. One opportunity to address human rights issues is through health and humanitarian assistance. Another way is to promote the economic and consumer rights of North Korean citizens to improve their quality of life and help foster a nascent civil society. And yet another way is to support information flow to the North. 

Interwoven Challenges

Nat Kretchun, Vice President for Programs at the Open Technology Fund, examines in his chapter the changing information environment in North Korea, observing how the information control system North Korean authorities are constructing is broadly characterized by an effort to move communications and media consumption onto state-controlled networks via state-sanctioned devices. The central aim is to create a “clean” information environment in which North Korean citizens use approved networked devices that technologically prevent the consumption and spread of unsanctioned content. At the same time, North Korean authorities have come to terms with a more marketized economic future. "Mobile phones have the ability to facilitate market-based economic transactions, the primary driver of much of what (limited) internal economic growth the country is seeing," notes Kretchun.

The contributors all agree that the challenge of human rights in North Korea is a complex one. It is intertwined with a host of issues, including life in the North Korean police state, inter-Korean relations, denuclearization, access to information, and international cooperation—all topics the volume addresses. We frequently separate these issues for analytical purposes or because they are dealt with in different ways or by different entities. But in fact, they are inseparable. Recognizing this interrelationship is the first step toward moving forward in a way that addresses the very serious North Korean security concerns while at the same time bringing human rights and humanitarian concerns into the equation.

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APARC's new edited volume, 'The North Korean Conundrum,' shines a spotlight on the North Korean human rights crisis and its connection to nuclear security. In the book launch discussion, contributors to the volume explain why improving human rights in the country ought to play an integral part of any comprehensive U.S. engagement strategy with the DPRK.

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