Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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Can Northeast Asia’s developmental sequence help explain – and even prescribe – economic development worldwide? Joe Studwell, former journalist for The Economist, the Economist Intelligence Unit, and the Financial Times, argues that the East Asian story holds the key to development for other countries. The sequential implementation of household farming to maximize agricultural yields; an acute focus on export-manufacturing; and financial repression and controlled capital accounts is key to promoting accelerated economic development. Emphasizing the role of politics to shape markets, Mr. Studwell notes that there are at least two kinds of economics: the “economics of development” and the “economics of efficiency,” which countries, after achieving a certain level of development, must pursue.

 

Joe Studwell has worked as a freelance writer and journalist in East Asia for over twenty years. He has written for the Economist Intelligence Unit, The Economist, the Financial Times, the Wall Street Journal, the Far Eastern Economic Review, the Observer Magazine and Asia Inc. From 1997 to 2007, Mr. Studwell was the founding editor of the China Economic Quarterly and also founder and director of the Asian research and advisory firm Dragonomics, now GaveKal Dragonomics. Joe Studwell’s previous books include Asian Godfathers: Money and Power in Hong Kong and South-East Asia (2007) named one of the year’s ten best books on Asia by the Wall Street Journal. His latest book is How Asia Works: Success and Failure in the World’s Most Dynamic Region, which was placed by both the Financial Times and The Economist on their “books of the year” lists. Mr. Studwell is currently completing his mid-career Ph.D. at Cambridge University, U.K.

Joe Studwell former journalist for The Economist, the Economist Intelligence Unit, and the Financial Times
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The U.S. government has invested $1.4 billion in HIV prevention programs that promote sexual abstinence and marital fidelity, but there is no evidence that these programs have been effective at changing sexual behavior and reducing HIV risk, according to a new Stanford University School of Medicine study.

Since 2004, the U.S. President’s Emergency Fund for AIDS Relief, known as PEPFAR, has supported local initiatives that encourage men and women to limit their number of sexual partners and delay their first sexual experience and, in the process, help to reduce the number of teen pregnancies. However, in a study of nearly 500,000 individuals in 22 countries, the researchers could not find any evidence that these initiatives had an impact on changing individual behavior.

Although PEPFAR has been gradually reducing its support for abstinence and fidelity programs, the researchers suggest that the remaining $50 million or so in annual funding for such programs could have greater health benefits if spent on effective HIV prevention methods. Their findings were published online May 2 and in the May issue of Health Affairs.

“Overall we were not able to detect any population-level benefit from this program,” said Nathan Lo, a Stanford MD/PhD student and lead author of the study. “We did not detect any effect of PEPFAR funding on the number of sexual partners or upon the age of sexual intercourse. And we did not detect any effect on the proportion of teen pregnancy.

“We believe funding should be considered for programs that have a stronger evidence basis,” he added.

A Human Cost

Senior author Eran Bendavid, MD, said the ineffective use of these funds has a human cost because it diverts money away from other valuable, risk-reduction efforts, such as male circumcision and methods to prevent transmission from mothers to their children.

“Spending money and having no effect is a pretty costly thing because the money could be used elsewhere to save lives,” said Bendavid, an assistant professor of medicine at Stanford and a core faculty member at Stanford Health Policy.

PEPFAR was launched in 2004 by President George W. Bush with a five-year, $15 billion investment in global AIDS treatment and prevention in 15 countries. The program has had some demonstrated success: A 2012 study by Bendavid showed that it had reduced mortality rates and saved 740,000 lives in nine of the targeted countries between 2004 and 2008.

However, the program’s initial requirement that one-third of the prevention funds be dedicated to abstinence and “be faithful” programs has been highly controversial. Critics questioned whether this approach could work and argued that focusing only on these methods would deprive people of information on other potentially lifesaving options, such as condom use, male circumcision and ways to prevent mother-to-child transmission, and divert resources from these and other proven prevention measures.

Abstinence, Faithfulness Funding Continues

In 2008, when President Barack Obama came into office, the one-third requirement was eliminated, but U.S. funds continued to flow to abstinence and “be faithful” programs, albeit at lower levels. In 2008, $260 million was committed to these programs, but by 2013 by that figure had fallen to $45 million.

Spending money and having no effect is a pretty costly thing because the money could be used elsewhere to save lives.

Although PEPFAR continues to fund abstinence and faithfulness programs as part of its broader behavior-based prevention efforts, there is no routine evaluation of the success of these programs. “We hope our work will emphasize the difficulty in changing sexual behavior and the need to measure the impact of these programs if they are going to continue to be funded,” Lo said.

While many in the medical community were critical of the abstinence-fidelity component, no one had ever analyzed its real-world impact, Lo said. When he presented the results of the study in February at the Conference on Retroviruses and Opportunistic Infection, he received rousing applause from the scientists in the audience, some of whom came to the microphone to congratulate him on the work.

To measure the program’s effectiveness, Lo and his colleagues used data from the Demographic and Health Surveys, a detailed database with individual and household statistics related to population, health, HIV and nutrition. The scientists reviewed the records of nearly 500,000 men and women in 14 of the PEPFAR-targeted countries in sub-Saharan Africa that received funds for abstinence-fidelity programs and eight non-PEPFAR nations in the region. They compared changes in risk behaviors between individuals who were living in countries with U.S.-funded programs and those who were not.

The scientists included data from 1998 through 2013 so they could measure changes before and after the program began. They also controlled for country differences, including gross domestic product, HIV prevalence and contraceptive prevalence, and for individuals’ ages, education, whether they lived in an urban or rural environment, and wealth. All of the individuals in the study were younger than 30.

Number of Sexual Partners

In one measure, the scientists looked at the number of sexual partners reported by individuals in the previous year. Among the 345,000 women studied, they found essentially no difference in the number of sexual partners among those living in PEPFAR-supported countries compared with those living in areas not reached by PEPFAR programs. The same was true for the more than 132,000 men in the study.

Changing sexual behavior is not an easy thing. These are very personal decisions.

The researchers also looked at the age of first sexual intercourse among 178,000 women and more than 71,000 men. Among women, they found a slightly later age of intercourse among women living in PEPFAR countries versus those in non-PEPFAR countries, but the difference was slight — fewer than four months — and not statistically significant. Again, no difference was found among the men.

Finally, they examined teenage pregnancy rates among a total of 27,000 women in both PEPFAR-funded and nonfunded countries and found no difference in rates between the two.

Bendavid noted that, in any setting, it is difficult to change sexual behavior. For instance, a 2012 federal Centers for Disease Control analysis of U.S.-based abstinence programs found they had little impact in altering high-risk sexual practices in this country.

“Changing sexual behavior is not an easy thing,” Bendavid said. “These are very personal decisions. When individuals make decisions about sex, they are not typically thinking about the billboard they may have seen or the guy who came by the village and said they should wait until marriage. Behavioral change is much more complicated than that.”

Level of Education

The one factor that the researchers found to be clearly related to sexual behavior, particularly in women, was education level. Women with at least a primary school education had much lower rates of high-risk sexual behavior than those with no formal education, they found.

“One would expect that women who are educated have more agency and the means to know what behaviors are high-risk,” Bendavid said. “We found a pretty strong association.”

The researchers concluded that the “study contributes to the growing body of evidence that abstinence and faithfulness campaigns may not reduce high-risk sexual behaviors and supports the importance of investing in alternative evidence-based programs for HIV prevention in the developing world.”

The authors noted that PEPFAR representatives have been open to discussing these findings and the implications for funding decisions regarding HIV prevention programs.

Stanford medical student Anita Lowe was also a co-author of the study.

The study was funded by the Doris Duke Charitable Foundation and Stanford’s Center on the Demography and Economics of Health and Aging.

Previously: PEPFAR has saved lives – and not just from HIV/AIDS, Stanford study finds
 

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Abstract: Nuclear war and climate change present the two most serious threats to global security since World War II. This talk shows that nuclear weapons research and climate science were historically connected in deep, sometimes intimate ways. Each developed its own knowledge infrastructure, including people, technical systems, and organizations, with surprising parallels and frequent exchanges across the classified/civilian divide. From the 1940s on, nuclear weapons research and climate science both relied heavily on computer models, used related physics and numerical methods, and shared human as well as technical resources. Radiocarbon from nuclear weapons tests contributed to understanding of the global carbon cycle, while fallout monitoring networks produced critical knowledge about the stratosphere. In the 1980s, the potential for “nuclear winter” — a war-induced climatic catastrophe — became a major political issue, but the groundwork for this concern had been laid long before.

This interplay not only continued, but became even more significant after the Cold War’s end, when the weapons labs’ expertise, equipment, and observing systems were partially repurposed. Several US national laboratories now play essential roles in climate and Earth system science. Among these roles are the Program on Climate Model Diagnosis and Intercomparison, based at Livermore and responsible for the important Coupled Model Intercomparison Project (CMIP), a major unifying force in climate modeling for the Intergovernmental Panel on Climate Change assessments. The cyberinfrastructure underlying CMIP and similar projects must address mounting challenges related to data access controls, software support, and the security of huge data collections, while their institutional and human bases depend on ongoing national support. Crafting effective climate policy, I argue, will require understanding and rethinking the dynamics of these knowledge infrastructures for the present, rapidly evolving context.

About the Speaker: Paul Edwards is a Professor in the School of Information (SI) and the Dept. of History at the University of Michigan. SI is an interdisciplinary professional school focused on bringing people, information, and technology together in more valuable ways.

His research explores the history, politics, and cultural aspects of computers, information infrastructures, and global climate science. His current research focuses on knowledge infrastructures for the Anthropocene.

Dr. Edwards is co-editor (with Geoffrey C. Bowker) of the Infrastructures book series (MIT Press), and he serves on the editorial boards of Big Data & Society: Critical Interdisciplinary Inquiries and Information & Culture: A Journal of History. His most recent book is A Vast Machine: Computer Models, Climate Data, and the Politics of Global Warming (MIT Press, 2010).

 

 

Paul Edwards Professor of Information and History University of Michigan
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Keikoh Ryu is an Advisory Committee Member for the Stanford e-China Program at SPICE. He was also a visiting scholar at the Shorenstein Asia-Pacific Research Center (APARC) from 2016–17. Dr. Ryu is the director of the Japan Society for Business Ethics and an affiliate professor at Beijing Normal University, Lanzhou University and Hubei University in China. His research spans the areas of political science, economic sociology, and public management. Currently, his research has primarily dealt with cross-cultural research methodology in Education Economics and Management.

In 2010, Waseda University Press published Dr. Ryu’s book titled Creating Public Value (in English), which was also selected as a winner of the 2010 Emerald/EFMD Outstanding Doctoral Research Awards. Recently, Fudan University Press published his Redefining Business–Society Relationship for Japanese Corporations in China (in Chinese), and Oxford University Press published his Globalization and Economic Nationalism in Asia (in English). Dr. Ryu’s research also has published in Journal of International Business, Corporate Communication Studies, and other scholarly academic journals.

Advisory Committee Member, Stanford e-China Program
2016–17 Visiting Scholar at the Shorenstein Asia-Pacific Research Center
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CDDRL is pleased to announce that several affiliates have been awarded the prestigious Andew Carnegie Fellowship for 2016. The fellowship will provide 33 preeminent scholars and thinkers the opportunity to advance their research in the social sciences and humanities with total awards reaching $6.6 million. Each award recipient will receive up to $200,000 toward the funding of one to two years of scholarly research and writing aimed at addressing some of the world’s most urgent challenges to U.S. democracy and international order.

CDDRL-affiliated recipients include:

Mark Massoud, Assistant Professor of Politics and Legal Studies, UCSC; former CDDRL postdoctoral fellow (2008-2009). Research project title: "Human Rights and Islamic States: Can Religion Rebuild the Rule of Law After War?"

Nathaniel Persily, James B. McClatchy Professor of Law, Stanford Law School; researcher for CDDRL's Program on American Democracy in Comparative Perspective. Research project title: "The Campaign of the Future."

Landry Signe, Professor of Political Science, University of Alaska, Anchorage (UAA); former CDDRL postdoctoral fellow (2011-2013). Research project title: "Why African Nations Fail and How to Fix It: The Political Economy of Economic Growth and Democratic Development."

Launched in 2000, the fellowship program supports both established and emerging scholars, journalists, and authors whose work distills knowledge, enriches culture, and equips leaders in the realms of education, law, technology, business, and public policy. For more information about the fellowship program and the other recipients, please click here

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Please note the venue is now the Bechtel Conference Center at Encina Hall.

This event is jointly sponsored by the China Program at at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) and the Center on Democracy, Development, and the Rule of Law (CDDRL).

 

Geostrategic rivalry and economic interdependence coexist in uneasy balance between the U.S. and China. Ambassador Fu will identify key strands in U.S. perceptions of China, frequently marked by confusion and anxiety, and China’s perceptions of the U.S., riddled by the desire for closer cooperation and suspicions over U.S.’s exclusion of China. The speech will highlight the South China Sea issue and emphasize the harmful effects of negative perceptions and the importance of cooperation. Commentary will be provided by Dr. Thomas Fingar, the Shorenstein Asia-Pacific Research Center Distinguished Fellow in the Freeman Spogli Institute for International Studies, Stanford University, after the speech.

 

Ambassador Fu Ying has been the Chairperson of the Foreign Affairs Committee of the National People’s Congress of China since March 2013. She is also the Chairperson of the Academic Committee for China’s Institute of International Strategy, Chinese Academy of Social Sciences. From 1993 to 2000, she served successively as the Director, Counselor of the Foreign Ministry’s Asian Department and the Minister Counselor of the Chinese Embassy in Indonesia (1997). While serving as the head of the Asian Department at the Ministry of Foreign Affairs in 2000, she was instrumental in crafting China’s comprehensive strategic partnership with ASEAN and for launching the Six Party Talks with North Korea. She has served as China’s Ambassador to the Philippines (1998), Australia (2004) and to the United Kingdom (2007). From 2009 to 2013, she served as the Vice Minister of Foreign Affairs for the P.R.C.

 

 

 

Dr. Thomas Fingar is the inaugural Oksenberg-Rohlen Distinguished Fellow in the Freeman Spogli Institute for International Studies at Stanford University. From 2005 to 2008, he served concurrently as the first deputy director of national intelligence for analysis and as chairman of the National Intelligence Council. He served previously as assistant secretary of the State Department’s Bureau of Intelligence and Research (2004–2005), principal deputy assistant secretary (2001–2003), deputy assistant secretary for analysis (1994–2000), director of the Office of Analysis for East Asia and the Pacific (1989–1994), and chief of the China Division (1986–1989).

Chairperson, Foreign Affairs Committee of the National People’s Congress, China; former PRC Ambassador to the Philippines, Australia, and the U.K.
Chairperson, Foreign Affairs Committee of the National People’s Congress, China; former PRC Ambassador to the Philippines, Australia, and the U.K.
Fu Ying <i>Chairperson, Foreign Affairs Committee of the National People’s Congress, China; former PRC Ambassador to the Philippines, Australia, and the U.K.</i> <i>Chairperson, Foreign Affairs Committee of the National People’s Congress, China; former PRC Ambassador to the Philippines, Australia, and the U.K.</i> <i>Chairperson, Foreign Affairs Committee of the National People’s Congress, China; former PRC Ambassador to the Philippines, Australia, and the U.K.</i>
Dr. Thomas Fingar <i>Shorenstein Asia-Pacific Research Center Distinguished Fellow, Freeman Spogli Institute for International Studies, Stanford Universit</i>
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Philip Halperin earned his A.B. in Political Science at Stanford University in 1984 and his M.B.A. from Harvard Graduate School of Business.

Phil is President of the Silver Giving Foundation. Founded in 1998 by Philip and Maurine Halperin, the Silver Giving Foundation is a charitable entity looking to make a difference. Silver Giving's mission is to better the lives and prospects of at-risk children by affording them increased and more accessible educational opportunities. The foundation primarily works with organizations in the fields of literacy and academic enrichment operating in the greater San Francisco Bay Area.

Prior to devoting all his time and energy to the non-profit sector in 2004, Phil enjoyed a seventeen year career in finance. Phil formerly was a General Partner at Weston Presidio, a private equity investment firm. At Weston Presidio, Phil focused on information technology, consumer branding, telecommunications and media. Phil also previously worked at Lehman Brothers and Montgomery Securities.

Phil is Chairman of the San Francisco School Alliance Foundation Board, which supports the public schools in San Francisco. Phil also currently serves on the boards of The Boys and Girls Club of San Francisco, The National Advisory Board of the Haas Center for Public Service at Stanford University and University High School. Phil lives with his wife and three children in San Francisco.

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Abstract:  In recent decades, social scientists have begun to employ the rigorous research methods that used to be the province of the natural sciences. This evidence-based approach has revolutionized how academic work is judged, how policies are created and evaluated and, now, how war is viewed. At the forefront of this movement, the Empirical Studies of Conflict Project (ESOC) has developed a large body of evidence on conflict that enables a new perspective on the causes and effects of violence. Information and War presents a new framework to understand the conflicts that have prevailed since World War II and the kind in which the US was so recently embroiled: asymmetric contests where a greater power struggles to contain an insurgency.

About the Speakers: Dr. Joseph Felter joined CISAC as a senior research scholar in September 2011.

Felter retired from the US Army as a Colonel following a career as a Special Forces and foreign area officer with distinguished service in a variety of special operations and diplomatic assignments. He has conducted foreign internal defense and security assistance missions across East and Southeast Asia and has participated in combat deployments to Panama, Iraq, and Afghanistan.

Prior to arriving at CISAC, he led the International Security and Assistance Force, Counterinsurgency Advisory and Assistance Team (CAAT) in Afghanistan reporting directly to Gen. Stanley McChrystal and Gen. David Petraeus and advising them on counterinsurgency strategy. Felter held leadership positions in the US Army Rangers and Special Forces and directed the Combating Terrorism Center (CTC) at West Point from 2005-2008. He is Co-Director of the Empirical Studies of Conflict Project (ESOC) and a research fellow at the Hoover Institution.

He has published many scholarly articles on the topic of  counterinsurgency and has focused on the study of how to address the root causes of terrorism and political violence. Some highlights include: “Aid Under Fire: Development Projects and Civil Conflict” with Benjamin Crost and Patrick Johnston (American Economic Review), "Can Hearts and Minds be Bought? The Economics of Counterinsurgency in Iraq," with Eli Berman and Jacob N. Shapiro (Journal of Political Economy), and "Do Working Men Rebel? Insurgency and Unemployment in Afghanistan, Iraq, and the Philippines," with Eli Berman, Michael Callen, and Jacob N. Shapiro (Journal of Conflict Resolution).

Felter holds a BS from West Point, an MPA from the Harvard Kennedy School of Government, and a PhD in Political Science from Stanford University.

Dr. Jacob N. Shapiro is Associate Professor of Politics and International Affairs at Princeton University and co-directs the Empirical Studies of Conflict Project. His active research projects study political violence, economic and political development in conflict zones, security policy, and urban conflict. He is author of The Terrorist’s Dilemma: Managing Violent Covert Organizations. His research has been published or is forthcoming in broad range of academic and policy journals including American Journal of Political Science, Foreign Affairs, Foreign Policy, International Organization, International Security, Journal of Political Economy, and World Politics as well as a number of edited volumes. Shapiro is a term member of the Council on Foreign Relations, an Associate Editor of World Politics, a Faculty Fellow of the Association for Analytic Learning about Islam and Muslim Societies (AALIMS), a Research Fellow at the Center for Economic Research in Pakistan (CERP), and served in the U.S. Navy and Naval Reserve. Ph.D. Political Science, M.A. Economics, Stanford University. B.A. Political Science, University of Michigan.

 

Senior research scholar CISAC, Stanford University
Jacob N. Shapiro Associate Professor of Politics and International Affairs Princeton University
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Barack Obama is not the first U.S. president to deal with the problem of overcommitment abroad.  How does his record compare with earlier cases?  Can the past help us understand the foreign policy debate of 2016?  Can it tell us how, when—and whether—today’s retrenchment will end?

 

Stephen Sestanovich is a professor of international diplomacy at Columbia University's School of International and Public Affairs and a senior fellow at the Council on Foreign Relations. He is the author of Maximalist: America in the World from Truman to Obama (Knopf 2014). 

From 1997 to 2001, Sestanovich was the U.S. State Department's ambassador-at-large for the former Soviet Union.  In previous government assignments, he was senior director for policy development at the National Security Council, a member of the State Department’s policy planning staff, and legislative assistant to Senator Daniel Patrick Moynihan. He has also worked at the Carnegie Endowment for International Peace and the Center for Strategic and International Studies. 

Ambassador Sestanovich received his BA summa cum laude from Cornell University and his PhD from Harvard University. He has written for Foreign AffairsThe New York TimesThe Wall Street Journal and other publications. He is a member of the board of directors of the National Endowment for Democracy.     

 

Event co-sponsored by the Center for International Security and Cooperation

Stephen Sestanovich Columbia University
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