International Development

FSI researchers consider international development from a variety of angles. They analyze ideas such as how public action and good governance are cornerstones of economic prosperity in Mexico and how investments in high school education will improve China’s economy.

They are looking at novel technological interventions to improve rural livelihoods, like the development implications of solar power-generated crop growing in Northern Benin.

FSI academics also assess which political processes yield better access to public services, particularly in developing countries. With a focus on health care, researchers have studied the political incentives to embrace UNICEF’s child survival efforts and how a well-run anti-alcohol policy in Russia affected mortality rates.

FSI’s work on international development also includes training the next generation of leaders through pre- and post-doctoral fellowships as well as the Draper Hills Summer Fellows Program.

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Tuesday, April 27, 2021 | 4:30 - 5:45 pm Pacific Time

China's Belt and Road Initiative (BRI): A Look at the Evidence with Professor Albert Park, Hong Kong University of Science and Technology 

China’s Belt and Road Initiative (BRI) has attracted polarized debate over China’s motives with relatively little evidence. We analyze project-level data on China’s outbound foreign direct investments (FDI) and construction projects to examine several key questions related to the Initiative. First, we study the impact of the BRI on the amount of outbound FDI to BRI countries and examine whether the importance of economic, governance, and other factors in explaining China’s outbound FDI flows to different countries changed under the BRI. We find that after the BRI began, the importance of economic fundamentals declined while the importance of governance factors increased. Second, we quantify the role of state-owned enterprises in the Initiative and compare the nature and determinants of SOE investments to those made by private firms. Finally, to examine the impact of the Initiative on China’s soft power, we study changes in sentiment by using AI algorithms to conduct textual analysis of millions of media articles around the world.

Watch the Recorded Event: 


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Headshot of Dr. Albert Park.
About the Speaker

Albert Park is a development and labor economist who is an expert on China’s economic development. He is Head and Chair Professor of Economics, Chair Professor of Social Science, Professor of Public Policy, and Director of the Center for Economic Policy at HKUST. His research and commentary has appeared in the Economist, New York Times, Washington Post, Wall Street Journal, China Daily, BBC, CNN, NBC, Bloomberg, Freakonomics, and NPR. In recent years he has published articles in leading economics journals on firm performance, poverty and inequality, migration and employment, health and education, and the economics of aging in China. Prof. Park has played a leadership role in numerous survey research projects in China including the China Employer-Employee Survey (CEES), the China Urban Labor Survey (CULS), the Gansu Survey of Children and Families (GSCF), and the China Health and Retirement Longitudinal Study (CHARLS). He previously held faculty appointments at the University of Michigan and Oxford University, and has consulted frequently for the World Bank.


Seminar Series Moderators:

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Headshot of Dr. Scott Rozelle

Scott Rozelle holds the Helen Farnsworth Endowed Professorship at Stanford University and is Senior Fellow in the Food Security and Environment Program and the Shorenstein Asia-Pacific Research Center, Freeman Spogli Institute (FSI) for International Studies. For the past 30 years, he has worked on the economics of poverty reduction. Currently, his work on poverty has its full focus on human capital, including issues of rural health, nutrition and education. For the past 20 year, Rozelle has been the chair of the International Advisory Board of the Center for Chinese Agricultural Policy, Chinese Academy of Sciences (CAS). In recent years Rozelle spends most of his time co-directing the Rural Education Action Project (REAP). In recognition of this work, Dr. Rozelle has received numerous honors and awards. Among them, he became a Yangtse Scholar (Changjiang Xuezhe) in Renmin University of China in 2008. In 2008 he also was awarded the Friendship Award by Premiere Wen Jiabao, the highest honor that can be bestowed on a foreigner. 

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Hongbin Li is the James Liang Director of the China Program at the Stanford King Center on Global Development, and a Senior Fellow of Stanford Institute for Economic Policy Research (SIEPR). Hongbin obtained his Ph.D. in economics from Stanford University in 2001 and joined the economics department of the Chinese University of Hong Kong (CUHK), where he became full professor in 2007. He was also one of the two founding directors of the Institute of Economics and Finance at the CUHK. He taught at Tsinghua University in Beijing 2007-2016 and was C.V. Starr Chair Professor of Economics in the School of Economics and Management. He founded the Chinese College Student Survey (CCSS) in 2009 and the China Employer-Employee Survey (CEES) in 2014.

Hongbin’s research has been focused on the transition and development of the Chinese economy, and the evidence-based research results have been both widely covered by media outlets and well read by policy makers around the world. He is currently the co-editor of the Journal of Comparative Economics.

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ABSTRACT:
Despite major international conferences and milestones fast approaching, the peace process in Afghanistan is unlikely to end soon. Referring to the many interdependent and intractable issues to negotiate, the lead U.S. negotiator conceded that “nothing is agreed until everything is agreed.” Even if ongoing diplomatic efforts yield agreements, such deals – like the February 2020 U.S.-Taliban agreement – will likely be difficult to implement, verify, and enforce. Underlying core concerns, like the presence of transnational terrorist networks and Kabul’s weak institutional capacity, will persist regardless of the diplomatic process. This event will explore the status and prospects of the current peace process and its implications for U.S. policy. It will consider the long-term political competition between the Taliban and the Kabul government, the role of U.S. forces, and the constructive and disruptive roles that regional actors may play.

SPEAKERS:
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Asfandyar Mir
Dr. Asfandyar Mir is a postdoctoral fellow at the Center for International Security and Cooperation at Stanford University. His research is on the international security of South Asia, US counterterrorism policy, and al-Qaeda, with a regional focus on Afghanistan, Pakistan, and India. Some of his research has appeared in peer-reviewed journals, such as International Security, International Studies Quarterly, and Security Studies, and his commentary has appeared in Foreign Affairs, Foreign Policy, H-Diplo, Lawfare, and the Washington Post Monkey Cage. He holds a Ph.D. in Political Science from the University of Chicago and a BA and MA from Stanford University.
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Dipali Mukhopadhyav
Dr. Dipali Mukhopadhyay is an associate professor at the Humphrey School of Public Affairs at the University of Minnesota. Her research focuses on the relationships between political violence, state building, and governance during and after war. She is currently serving as senior expert on the Afghanistan peace process for the U.S. Institute of Peace. She is the author of Good Rebel Governance: Revolutionary Politics and Western Intervention in Syria (Cambridge University Press, forthcoming) with Kimberly Howe, and Warlords, Strongman Governors and State Building in Afghanistan(Cambridge University Press, 2014). Prior to joining the Humphrey School, Mukhopadhyay was on the faculty at Columbia University's School of International and Public Affairs from 2012 to 2020. She holds a PhD from Tufts University and a BA from Yale University.
 
MODERATOR:
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Arzan Tarapore
Dr. Arzan Tarapore is the South Asia research scholar at the Shorenstein Asia-Pacific Research Center at Stanford University, where he leads the newly-restarted South Asia research initiative. He is also a senior nonresident fellow at the National Bureau of Asian Research. His research focuses on Indian military strategy and contemporary Indo-Pacific security issues. He previously held research positions at the RAND Corporation, the Observer Research Foundation, and the East-West Center in Washington. Prior to his scholarly career, he served as an analyst in the Australian Defence Department, which included an operational deployments to Afghanistan. Arzan holds a PhD in war studies from King’s College London.

This event is co-sponsored by: The Center for South Asia
Via Zoom webinar. Please register at:  https://bit.ly/3cOcabZ
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* Please note all CISAC events are scheduled using the Pacific Time Zone.

 

Seminar Recording:  https://youtu.be/L04_-G6N7Go

 

About the Event: What can wargames tell us about the ethics of decision-making under the threat of nuclear escalation? The “Cold War Game” (CWG) that took place from 1954-1956 at the RAND Corporation offers insights into the origins of deterrence and the dilemmas of contemplating the possible futures of war with rare events or little empirical data through the method of gaming. Based on extensive archival research at RAND Corporation in Santa Monica, CA, this project identifies the methodological and epistemological issues faced by early systems analysts and social scientists in attempting to link political and economic issues to traditional military wargaming in the nuclear era. The CWG sought to both quantify the non-rational or social dimensions of nuclear decision-making as well as develop psychological insights, to recognize the ways that propaganda and psychology were used as techniques of warfare alongside the quantitative and rational analytics of game theory. I argue that discussions of the ethics of nuclear weapons were sidelined throughout the Cold War for nuclear strategists and my questions examine how ethics functioned even it its absence of explicit discourse. Nevertheless, a kind of ethical restraint became implicit throughout the CWG that tempered even the most bellicose players through the process of physical play by forcing strategists to face the weight of their decisions. Differing epistemological approaches to the game from the social science division and the mathematics/economics division at RAND offers a unique empirical test to compare qualitative and quantitative approaches to wargaming operating within the same context of uncertainty in the early Cold War period. The conclusions of this study offers insights for contemporary dilemmas of AI and wargaming the future of war today. Ultimately, the project offers both an in-depth look at the origins of the political-military wargames and interjects with the larger questions of how abstraction and technostrategic language enables and constrains the acceptable discourse for decision-making in the face of nuclear brinksmanship.

 

 

About the Speaker: John R. Emery is a Stanton Nuclear Security Fellow at Stanford University’s Center for International Security and Cooperation. He received his Ph.D. in political science from the University of California, Irvine and then became a Tobis Fellow at the Interdisciplinary Center for the Scientific Study of Ethics and Morality at UC Irvine. His research agenda is at the intersection of security studies, ethics of war, and science and technology studies. His previous work on drones, ethics, AI, and counter-terrorism has been published in Law & Policy, Critical Military Studies, Ethics & International Affairs, and Peace Review. His current research agenda explores issues of human-machine interaction in the U.S. national security context analyzing both historical and contemporary cases.

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John R. Emery is an Assistant Professor of International Security at the University of Oklahoma in the Department of International and Area Studies. He holds a Ph.D. in Political Science from the University of California, Irvine. His research focuses broadly on the intersection of ethics of war, security studies and technology. His work on 1950s nuclear wargaming at the RAND Corporation and the impact of wargames on ethical intuition has been published in Texas National Security Review. Previous work on drones, ethics, counter-terrorism, and just war is published in Critical Military Studies, Ethics & International Affairs, and Peace Review. In 2017-2018 he was awarded the NSF-funded Technology, Law and Society Fellowship to undertake an interdisciplinary study of the impact of AI, Big Data, and blockchain on law and society scholarship.

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Graph lines and bar charts overlaid on a shipping port in China.

Below is an excerpt from the SIEPR policy brief published online.

"As the United States and China enter a new and contentious phase of their relationship, Stanford scholars are setting and expanding research agendas to analyze China’s economic development and its impact on the world. The newly launched Stanford Center on China’s Economy and Institutions (SCCEI, pronounced “sky”) was formed by the Stanford Institute for Economic Policy Research (SIEPR) and the Freeman Spogli Institute for International Studies (FSI) to support their work.

The goal of SCCEI and its affiliated faculty is to provide a dispassionate, fact-based architecture that can help policymakers, business leaders and the general public navigate the fraught relationship between the U.S. and China.

This policy brief outlines the scholarship already underway by some of SCCEI’s affiliates. It includes a range of research on the world’s most populous country: education and wage disparities; workforce transformation; emissions trading; China’s one-child policy; and the effect that racism against Chinese students in America has upon their views about authoritarian rule. As the center matures, research agendas will expand and focus on trade, global supply chains, technology, intellectual property rights, worker productivity, and a range of developing issues affecting the connection between Washington, D.C., and Beijing and the rest of the world."

 

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Stanford scholars are setting and expanding research agendas to analyze China’s economic development and its impact on the world. The newly launched Stanford Center on China’s Economy and Institutions — co-directed by SIEPR senior fellows Hongbin Li and Scott Rozelle — is supporting their work. In this SIEPR Policy Brief, Li and Rozelle outline the research underway by the new center's affiliates.
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Established in 1995 by the AAS Committee on Educational Issues and Policy and the Committee on Teaching about Asia, the Franklin R. Buchanan Prize is awarded annually to recognize an outstanding pedagogical, instructional, or curriculum publication on Asia designed for K–12 and college undergraduate instructors and learners.


On March 24, 2021 during the annual Association for Asian Studies conference, SPICE’s Manager of Curriculum and Instructional Design Rylan Sekiguchi formally accepted the 2021 Franklin R. Buchanan Prize for his authorship of What Does It Mean to Be an American?

SPICE co-developed the website for What Does It Mean to Be an American? with the Mineta Legacy Project. What Does It Mean to Be an American? was inspired by the life of Secretary Norman Mineta, former U.S. Secretary of Commerce under President Bill Clinton and U.S. Secretary of Transportation under President George W. Bush. President Clinton, President Bush, and Secretary Mineta contributed video interviews for the website.

Buchanan Prize Committee Chair Kristi Roundtree praised the publication, sharing the Committee’s reasons for why it deserved the distinction:

What Does It Mean to Be an American? was chosen by the committee for its blend of traditional classroom methods and materials with compelling videos, well-conceived discussion questions and activities, and extension lessons as well as its excellent use of primary and secondary sources… Committee members also agreed the curriculum answers an urgent need for teachers to be able to engage students with the ongoing conflicts around race, immigration, civic engagement and activism, while grounding these concerns within a clear historical framework. What Does It Mean to Be an American? skillfully weaves the Japanese experience into each unit, making the curriculum a most worthy recipient of the Buchanan Prize.

In his acceptance speech, Sekiguchi noted

I feel deeply honored to receive the Buchanan Prize… To my team of collaborators on this project—Dianne Fukami, Debra Nakatomi, Amy Watanabe, Hannah Eaves, and Monica Olivera—thank you for truly bringing our online curriculum to life. … I [also] want to thank the members of AAS for the important work you do to promote a better understanding of Asia. As you know, in the U.S. there’s been a recent surge of violence against Asian people. I believe ignorance is a factor in these attacks, because ignorance can breed fear, and even hate. The work that you do to promote a better understanding of Asia is so invaluable. Let’s all continue that work as a community.

Sekiguchi is a three-time recipient of the prize, and his third award marks the seventh time that SPICE staff has received the award.


What Does It Mean to Be an American? is comprised of six lessons: Immigration, Civil Liberties and Equity, Civic Engagement, Justice and Reconciliation, Leadership, and U.S.–Japan Relations. There are more than 200 primary source images and 23 videos created specifically for the curriculum. To access the free online curriculum, visit https://www.whatdoesitmeantobeanamerican.com/.

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Secretary Norman Mineta and Rylan Sekiguch
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What Does It Mean to Be an American?: A Webinar for Educators, February 20, 2021, 10am PST

The Mineta Legacy Project and SPICE are providing an educational opportunity for people across the country to learn about the Japanese American experience during World War II by presenting a webinar on Saturday, February 20, at 10am PST.
What Does It Mean to Be an American?: A Webinar for Educators, February 20, 2021, 10am PST
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What Does It Mean to Be an American?: A Web-based Curriculum Toolkit

“What Does It Mean to Be an American?” is a free educational web-based curriculum toolkit for high school and college students that examines what it means to be an American developed by the Mineta Legacy Project and Stanford’s SPICE program.
What Does It Mean to Be an American?: A Web-based Curriculum Toolkit
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Kristi Roundtree, University of Washington, announces Buchanan Prize recipient, Rylan Sekiguchi; images courtesy Association for Asian Studies
Kristi Roundtree, University of Washington, announces Buchanan Prize recipient, Rylan Sekiguchi; images courtesy Association for Asian Studies
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The prize is awarded annually by the Association for Asian Studies. It is the seventh time the SPICE staff has received the award.

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Corrupt countries are usually poor, yet China is an exception. President Xi Jinping acknowledges that corruption in the country has reached crisis proportions. If this is true, why has China nevertheless sustained 40 years of economic growth and deep transformation?

In this talk, Professor Yuen Yuen Ang will analyze how different types of corruption exert different effects on the economy.  Reminiscent of America’s Gilded Age during the 19th century, reform-era China has steadily evolved toward a particular type of corruption: access money (elite exchanges of power and wealth).  Starting in the 2000s, the central government effectively curbed directly growth-damaging types of corruption such as embezzlement and bureaucratic extortion. But access money fueled commerce by rewarding politicians for aggressively promoting growth and connected capitalists for taking on increasingly risky ventures. Such corruption has also produced systemic risks, distortions, and inequality, however—problems that define China's Gilded Age under Xi Jinping’s leadership. As a result, China today is a high-growth but risky and imbalanced economy. 

Despite popular perceptions that China and the United States are two polar opposites, therefore, contemporary China and 19th century America share some striking commonalities.


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Portrait of Yuen Yuen Ang
Yuen Yuen Ang is a PhD graduate of Stanford University, where she studied comparative political economy with a focus on China. She is the inaugural recipient of the Theda Skocpol Prize, awarded by the American Political Science Association for “impactful empirical, theoretical and/or methodological contributions to the study of comparative politics.” She was also named an Andrew Carnegie Fellow for “high-caliber scholarship that applies fresh perspectives to the most pressing issues of our times.” Her first, award-winning book, How China Escaped the Poverty Trap (2016), is acclaimed as “game changing” and “field shifting.” It received the Peter Katzenstein Prize in Political Economy, the Viviana Zelizer Prize in Economic Sociology, and was named “Best of Books 2017″ by Foreign Affairs. The sequel to this book, China’s Gilded Age: the Paradox of Economic Boom & Vast Corruption, is released in 2020. It was featured in The DiplomatThe Economist, and The Wire China. She is an associate professor in political science at the University of Michigan and previously a faculty member at Columbia University SIPA.

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Cover of "China's Gilded Age" by Yuen Yuen Ang


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American and Chinese flags
This event is part of the 2021 Winter/Spring Colloquia series, Biden’s America, Xi’s China: What’s Now & What’s Next?, sponsored by APARC's China Program.

 

Via Zoom Webinar. Register at: https://bit.ly/3cEtX5f

Yuen Yuen Ang Associate Professor of Political Science, University of Michigan
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Co-sponsored by the Southeast Asia Program, Shorenstein Asia Pacific Research Center, Stanford University, with the Center for Southeast Asian Studies, University of Michigan

Shocking events obliterate context.  The coup in Myanmar on 1 February 2021 is a case in point.  Who could imagine the cruelty of the Burmese generals who on February 1st 2021 grabbed power and proceeded to retain it by arresting thousands and murdering hundreds of its local opponents?  Who expected that on February 2nd the country’s youth would launch a nonviolent Civil Disobedience Movement (CDM) and keep it going and growing against such massively intimidating odds?  In this webinar, two experts will provide the essential but all too often missing contexts—current and historical, domestic and foreign, political and socioeconomic—within which the crisis can be understood, its future projected, and its implications assessed.  To those ends, the on-the-ground knowledge, personal experience, and close observer’s insights of Burmese scholar Moe Thuzar will interact with the insights of American professor David Steinberg based on his Burmese experiences and scholarship dating back into the 20th century.

The webinar will consider in particular what the coup and its aftermath may imply for Southeast Asia and its relations with China.  Relevant in that regard is the involvement of all four panel members in a recent collection, The Deer and the Dragon: Southeast Asia and China in the 21st Century—Steinberg and Ciorciari as authors, Emmerson as editor, and ­­Thuzar as an analyst who is using the book in her own research. 

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David I Steinberg 4X4
David I. Steinberg is Distinguished Professor of Asian Studies Emeritus, Georgetown University, where he directed its Asian studies program (1997-2007). Other positions he has held include the presidency of the Mansfield Center for Pacific Affairs and Southeast Asia-related US foreign-policy posts as a member of the Senior Foreign Service. He has also represented The Asia Foundation in South Korea, Burma, Hong Kong, and Washington, D.C.  His 15 books and monographs include one translation, more than 150 articles, and several hundred op-eds.. Among these books are: Myanmar: The Dynamics of an Evolving Polity (ed., 2015); Burma/Myanmar: What Everyone Needs to Know (2013, 2nd edition); Modern China-Myanmar Relations: Dilemmas of Mutual Dependence (with Fan Hongwei, 2012); Turmoil in Burma: Contested Legitimacies in Myanmar (2006); Burma: The State of Myanmar (2001); and Burma’s Road to Development (1981). His expertise includes the two Koreas, about which he has written widely. Professor Steinberg was educated at the University of London’s School of Oriental and African Studies, Harvard University, Darmouth College, and Lingnan University in Canton (now Guangzhou), China.

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Moe Thuzar 4X4
Moe Thuzar joined the Institute of Southeast Asian Studies in Singapore in 2008. Her responsibilities there have included managing or co-managing its Myanmar Studies Programme, serving as a lead researcher in its ASEAN Studies Centre, and helping the Centre engage with Myanmar regarding its turn to chair ASEAN in 2014. She spent the 2019-2020 academic year as a Fox International Fellow at Yale University's MacMillan Center researching the socio-cultural underpinnings of Burma’s Cold War foreign policy for her National University of Singapore PhD. Earlier she worked for a decade at the ASEAN Secretariat, where she headed its Human Development Unit. Her many publications include, as co-author, the 2020 and 2019 editions of ISEAS’s widely read State of Southeast Asia: Survey Report. Other recent writing includes chapters and articles in ASEAN-EU Partnerships: The Untold Story (ed., 2020); the Journal of Southeast Asian Economies (2019); Southeast Asian Affairs (ed., 2019); Human Security Norms in East Asia (ed., 2019); and, as co-author, ASEAN’s Myanmar Dilemma (with Lex Rieffel, 2018). Earlier works include Myanmar: Life After Nargis (with Pavin Chachavalpongpun, 2009).

Co-moderated by John Ciorciari, Director, Weiser Diplomacy Center, University of Michigan, and Donald K. Emmerson, Director, Southeast Asia Program, Stanford University

Via Zoom Webinar
Register: https://bit.ly/3mdiwEY

David I. Steinberg Distinguished Professor of Asian Studies Emeritus, Georgetown University, Washington, DC
Moe Thuzar Fellow and Co-coordinator, Myanmar Studies Programme, ISEAS-Yusof Ishak Institute, Singapore
John Ciorciari Moderator Director, Weiser Diplomacy Center, University of Michigan
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Senior Fellow Emeritus at the Freeman Spogli Institute for International Studies
Affiliated Faculty, CDDRL
Affiliated Scholar, Abbasi Program in Islamic Studies
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At Stanford, in addition to his work for the Southeast Asia Program and his affiliations with CDDRL and the Abbasi Program in Islamic Studies, Donald Emmerson has taught courses on Southeast Asia in East Asian Studies, International Policy Studies, and Political Science. He is active as an analyst of current policy issues involving Asia. In 2010 the National Bureau of Asian Research and the Woodrow Wilson International Center for Scholars awarded him a two-year Research Associateship given to “top scholars from across the United States” who “have successfully bridged the gap between the academy and policy.”

Emmerson’s research interests include Southeast Asia-China-US relations, the South China Sea, and the future of ASEAN. His publications, authored or edited, span more than a dozen books and monographs and some 200 articles, chapters, and shorter pieces.  Recent writings include The Deer and the Dragon: Southeast Asia and China in the 21st Century (ed., 2020); “‘No Sole Control’ in the South China Sea,” in Asia Policy  (2019); ASEAN @ 50, Southeast Asia @ Risk: What Should Be Done? (ed., 2018); “Singapore and Goliath?,” in Journal of Democracy (2018); “Mapping ASEAN’s Futures,” in Contemporary Southeast Asia (2017); and “ASEAN Between China and America: Is It Time to Try Horsing the Cow?,” in Trans-Regional and –National Studies of Southeast Asia (2017).

Earlier work includes “Sunnylands or Rancho Mirage? ASEAN and the South China Sea,” in YaleGlobal (2016); “The Spectrum of Comparisons: A Discussion,” in Pacific Affairs (2014); “Facts, Minds, and Formats: Scholarship and Political Change in Indonesia” in Indonesian Studies: The State of the Field (2013); “Is Indonesia Rising? It Depends” in Indonesia Rising (2012); “Southeast Asia: Minding the Gap between Democracy and Governance,” in Journal of Democracy (April 2012); “The Problem and Promise of Focality in World Affairs,” in Strategic Review (August 2011); An American Place at an Asian Table? Regionalism and Its Reasons (2011); Asian Regionalism and US Policy: The Case for Creative Adaptation (2010); “The Useful Diversity of ‘Islamism’” and “Islamism: Pros, Cons, and Contexts” in Islamism: Conflicting Perspectives on Political Islam (2009); “Crisis and Consensus: America and ASEAN in a New Global Context” in Refreshing U.S.-Thai Relations (2009); and Hard Choices: Security, Democracy, and Regionalism in Southeast Asia (edited, 2008).

Prior to moving to Stanford in 1999, Emmerson was a professor of political science at the University of Wisconsin-Madison, where he won a campus-wide teaching award. That same year he helped monitor voting in Indonesia and East Timor for the National Democratic Institute and the Carter Center. In the course of his career, he has taken part in numerous policy-related working groups focused on topics related to Southeast Asia; has testified before House and Senate committees on Asian affairs; and been a regular at gatherings such as the Asia Pacific Roundtable (Kuala Lumpur), the Bali Democracy Forum (Nusa Dua), and the Shangri-La Dialogue (Singapore). Places where he has held various visiting fellowships, including the Institute for Advanced Study and the Woodrow Wilson International Center for Scholars. 



Emmerson has a Ph.D. in political science from Yale and a BA in international affairs from Princeton. He is fluent in Indonesian, was fluent in French, and has lectured and written in both languages. He has lesser competence in Dutch, Javanese, and Russian. A former slam poet in English, he enjoys the spoken word and reads occasionally under a nom de plume with the Not Yet Dead Poets Society in Redwood City, CA. He and his wife Carolyn met in high school in Lebanon. They have two children. He was born in Tokyo, the son of U.S. Foreign Service Officer John K. Emmerson, who wrote the Japanese Thread among other books.

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Moderator Director, Southeast Asia Program, Stanford University
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* Please note all CISAC events are scheduled using the Pacific Time Zone.

 

Seminar Recording: https://youtu.be/sFsmjTf9xUg

 

About the Event: Contemporary global politics are marked by a renewed debate over the significance and limits of state sovereignty. In the eyes of many, the COVID-19 pandemic has reasserted the importance of territorial sovereignty as well as of national identity and citizenship. Populations have become more acutely conscious of their rights and responsibilities as members of a particular political community, and their ultimate reliance upon their governments to protect them from the virus. Well before the outbreak of this pandemic, however, many scholars, policy-analysts, and state officials had already been highlighting the ‘return’ of sovereignty, often in juxtaposition to either the transnational economic forces of globalization or liberal international norms. Powerful economic and political trends (including protectionism and populism) were casting doubt on the reach and impact of liberal ideals such as free movement and economic interdependence. In part, these trends reflected a structural shift in international order in which the relative position of the United States was declining, and the standing of non-Western powers with attachment to what is loosely referred to as “Westphalian” sovereignty was increasing. Although some IR scholars have argued that today’s great powers (Russia, China and the US) are espousing and practicing a new form of “extra-legal sovereignty” (Paris 2020), the former two states - in order to garner wider support for their respective world views - regularly appeal to an understanding of sovereignty that underscores long-standing principles of territorial integrity and political independence.

This book project takes a step back, to more critically analyse the period preceding our current debate. Before we can address the question of whether and how Westphalian sovereignty has returned to shape contemporary global order, we should examine more deeply why sovereignty was alleged to have been transformed in the first place. In other words, what was the nature and reach of the post-Westphalian order that was proclaimed by so many in the first decades of the post-Cold War period?  While analysts and commentators have pointed to several manifestations of this changed understanding of sovereignty, I focus on the liberal idea of ‘sovereignty as responsibility’, which, inter alia, seemingly underpinned the articulation in 2005 of the principle of the ‘responsibility to protect’. According to this liberal understanding, sovereignty can no longer be conceived as unrivalled control over a delimited territory and the population residing within it – ‘sovereignty as authority’ – but rather as a status and set of rights which are conditional upon certain behaviours and capacities of states. Sovereignty is thus not solely the right of the state to be “undisturbed from without” but the responsibility to perform certain roles and tasks within its frontiers.

The central aim of this study is to examine the rise, contestation, and potential fate of what some have called this “revolutionary” understanding of sovereignty.  I ask three more specific questions. The first is conceptual and draws upon the history of ideas relating to sovereignty. Was the post-Cold War articulation of ‘sovereignty as responsibility’ really so novel? Or was it juxtaposing itself to a very particular historical period, during which non-intervention was championed by newly decolonized states? The second set of issues is empirical. How has sovereignty been understood in the post-Cold War period, particularly through practices of intervention and state recognition? Have the key actors in international society spoken and acted in ways consistent with the liberal understanding of ‘sovereignty as responsibility’? And the final set of questions is normative. Is it desirable to understand sovereignty in this way? What are the benefits and limitations of viewing sovereignty as deeply connected with responsibility?

While the book project is organized around these three central themes, my presentation will focus in, for purposes of illustration, on the ‘responsibility to protect’ (RtoP). This chapter assesses the degree to which ‘sovereignty as responsibility’ has been widely accepted and practiced by states in their interpretation and implementation of this principle and, in so doing, seeks to both account for and analyse the nature and impact of the contestation that surrounds RtoP.  The chapter’s findings suggest that a conditional understanding of sovereignty was not necessarily shared or practiced across international society, even during the height of liberal internationalist ‘moment’ of the post-Cold War period - thereby posing a challenge not just to the proponents of ‘sovereignty as responsibility’, but also to some of its fiercest critics, who overstate its negative effects on international politics.

I begin by arguing that while the 2005 Summit Outcome Document (SOD) was a significant intergovernmental agreement that provided greater precision about the source, scope, and bearer of the responsibility to protect, its particular formulation indicates that the logic of ‘sovereignty as responsibility’ was not fully embraced.  Instead, the text reflected a horizontal logic, associated with respect for sovereign equality and positive international law, rather than a vertical logic that places the international community in a position of authority over states. While the notions of sovereignty and responsibility did come together, they did so in a way that did not override or replace sovereignty in situations of humanitarian emergency, but rather aimed to reinforce sovereignty and support states in protecting their populations.

In a second step, the chapter analyses the types of contestation that have accompanied RtoP’s development, which relate both to procedural matters (such as the appropriate intergovernmental body that should ‘own’ RtoP’s development) and to substantive elements of the principle – including, most notably, the relationship between national and international responsibility. I suggest that RtoP is particularly susceptible to contestation, given its complex structure and inherently indeterminate nature. I also argue that, far from establishing an independent international authority that specifies and enforces state responsibility, the most that RtoP creates within its so-called third pillar is a responsibility to consider a real or imminent crisis involving atrocity crimes - what in legal literature is sometimes called a ‘duty of conduct’.

In the final section of the chapter, I contend that the contestation surrounding RtoP can be better understood by giving greater attention to the normative underpinnings of contemporary critiques of the principle, most notably those which stress the importance of sovereignty equality. Given that RtoP has continued to be associated – rightly or wrongly – with the use of military force, it has frequently generated sharp debate among states about the meaning of sovereignty, and efforts to assert the continuing power of the principle of non-intervention. The result of this contestation, and the reshaping of RtoP by non-Western states such as China, has been a dampening of the original cosmopolitan roots of the principle and an increased focus on maintaining strong and capable states. In short, while RtoP has created a linkage in international discourse and practice between sovereignty and responsibility, it has not given effect to the liberal understanding of sovereignty as responsibility.

 

 

 

About the Speaker: Jennifer M. Welsh is the Canada 150 Research Chair in Global Governance and Security at McGill University. She was previously Professor and Chair in International Relations at the European University Institute and Professor in International Relations at the University of Oxford, where she co-founded the Oxford Institute for Ethics, Law and Armed Conflict. From 2013-2016, she served as the Special Adviser to the UN Secretary General, Ban Ki-moon, on the Responsibility to Protect.

Professor Welsh is the author, co-author, and editor of several books and articles on humanitarian intervention, the evolution of the notion of the ‘responsibility to protect’ in international society, the UN Security Council, norm conflict and contestation, and Canadian foreign policy.

Virtual Seminar

Jennifer Welsh Research Chair in Global Governance and Security McGill University
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* Please note all CISAC events are scheduled using the Pacific Time Zone.

 

Register in advance for this webinar: https://stanford.zoom.us/webinar/register/5616166186207/WN_Zdzl0PrwR7CXSPoASOs5Xg

 

About the Event: Conventional wisdom on proxy warfare exclusively focuses on explaining governments’ provision of military, logistical, and financial support to rebel groups involved in conflict abroad. In reality, foreign militant groups play a much larger role in these partnerships than recognized: foreign militants often provide government partners with intelligence, logistical support, access to their military infrastructure, and send elite units to train and supplement their state partner’s troops. Because armed non-state actors are smaller and face greater difficulties accessing resources, the fact that they provide any type of support – let alone deploying their forces to conduct joint combat operations with state armed forces abroad – is puzzling. In this presentation, I provide insights into the strategic benefits that foreign militants receive from supporting states, identify factors that influence the types of support foreign militants provide to government partners once the decision to provide support has been made, and highlight how foreign militants can constrain and influence their government partners’ future behavior. To do so, I conduct an in-depth examination of the overtime trends in the various types of support that Shia paramilitary groups from Lebanon, Iraq, Afghanistan, and Pakistan provided to the Syrian regime and Russian forces throughout the course of the decade-long Syrian conflict.

 

 

About the Speaker: Melissa Carlson is currently a Postdoctoral Fellow in the Center for International Security and Cooperation’s Middle East Initiative. She received her PhD in Political Science from UC Berkeley. Her research examines cooperation between states and non-state actors in conflict, and her book manuscript explains variations in the types of support that governments and foreign militants provide to each other. Previously, Melissa has worked with the International Organization of Migration’s Missions in Jordan and Iraq to examine relations between refugees, host governments, and aid organizations.

Virtual Seminar

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Dr. Melissa Carlson is currently working with the Defense Security Cooperation Agency's Assessment, Monitoring, and Evaluation unit, where she promotes rigorous standards of measuring the effectiveness of the U.S.'s security cooperation and assistance programming. During her tenure at CISAC, she was a postdoctoral research and teaching fellow. She received her PhD in Political Science from the University of California, Berkeley, specializing in international relations, comparative politics, and methodology. Dr. Carlson's primary research examines the factors that influence the variation and intensity of partnerships between governments and foreign militant groups with a focus on the recent conflicts in Iraq and Syria. Her book-style dissertation project finds that, when foreign militant groups and state armed forces share similar organizational characteristics, they are more likely to deploy forces to conduct joint combat operations and provide each other with advanced weapons systems. In other research, Dr. Carlson examines the factors that influence informal and secret security cooperation between states and how misinformation and rumors influence refugees' relationships with host governments, service providers, and smugglers. Her research has been published in the American Political Science Review, the Review of International Organizations, and International Studies Quarterly, among other outlets. Outside of academia, Dr. Carlson has worked as a consultant for the International Organization for Migration's Iraq and Jordan Missions.

Affiliate
CISAC Postdoctoral Fellow Stanford University
Seminars
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* Please note all CISAC events are scheduled using the Pacific Time Zone.

 

Seminar Recording:  https://youtu.be/t4xteN7N99U

 

About the Event: In The State from Below, we seek to understand democracy through ground-up knowledge of the state. We use a new technology and civic infrastructure, Portals, to initiate conversations about policing in communities where these forms of state action are concentrated.  Portals are virtual chambers where people in disparate communities can converse as if in the same room.  Based on over 850 recorded and transcribed conversations across fourteen neighborhoods in five cities – the most extensive collection of first-hand accounts of the police to date – we analyze patterns in political discourse.  We reveal four currents that challenge liberal-democratic framings of political life:  that an arrangement of distorted responsiveness characterizes the relationship between policed communities and the state; that the political desire of policed communities is not for greater engagement and responsiveness but for political recognition – to be known by the state; and that in contrast to prevailing wisdom about uninformed electorates, these citizens have too much knowledge of and too little power vis-à-vis state representatives.  Finally, we observe among policed communities an “ethics of aversion” in their political responses, a belief that power is best achieved by receding from state institutions in the short term and forging their own collective, community autonomy in the long term. At a broader level, we observe that it is not exclusion from democratic institutions that characterizes political inequality in our time, but inclusion in what we call racial authoritarianism, and the experience of misrecognition that results.

 

 

About the Speaker: Vesla Mae Weaver is the Bloomberg Distinguished Associate Professor of Political Science and Sociology at Johns Hopkins University and a 2016-17 Andrew Carnegie Fellow. 

She has contributed to scholarly debates around the persistence of racial inequality, colorism in the United States, the causes and consequences of the dramatic rise in prisons and police power for race-class subjugated communities. She is co-author with Amy Lerman of Arresting Citizenship: The Democratic Consequences of American Crime Control, the first large-scale empirical study of what the tectonic shifts in incarceration and policing meant for political and civic life in communities where it was concentrated. Weaver is also the co-author of Creating a New Racial Order: How Immigration, Multiracialism, Genomics, and the Young Can Remake Race in America (with J. Hochschild and T. Burch). She is at work on a new book, The State From Below, based on the largest archive of policing narratives using an innovative civic infrastructure called Portals (https://www.portalspolicingproject.com).

Virtual Seminar

Vesla Weaver Bloomberg Distinguished Associate Professor of Political Science and Sociology Johns Hopkins University
Seminars
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