While U.S. policymakers and military planners have been heavily focused on China’s maritime expansion in the western rim of the Pacific Ocean and the South China Sea, Beijing has been steadily growing its capacity in the Indian Ocean region. The United States and its partners should take realistic and effective steps that address the strategic risks they face in the region and realize their vision of a “free and open Indo-Pacific,” writes APARC’s South Asia Research Scholar Arzan Tarapore in the latest issue of The Washington Quarterly.

[Subscribe to our newsletters to stay up-to-date on the latest from our scholars.]

The United States’ strategic competition with China now extends to the Indian Ocean region, albeit it takes a different form compared with the heavily militarized territorial disputes of the western rim of the Pacific Ocean and the South China Sea. The People’s Liberation Army Navy (PLAN) fleet is increasingly designed for oceanic deployments beyond China’s near seas and is rapidly expanding its amphibious capability. The PLAN conducts frequent oceanographic survey and submarine deployments, maintaining a constant presence of at least seven or eight navy ships in the Indian Ocean at any time. Having established its first-ever overseas military base on the western edge of the ocean, in Djibouti in 2017, China continues to develop other ports from Tanzania to Indonesia under the banner of the Belt and Road Initiative. It is also expanding security cooperation with regional states.

“This military expansion poses strategic risks for the United States and its allies and partners,” argues Tarapore. “It gives China rapidly increasing capacity to use military coercion in the Indian Ocean region, both directly, through military intervention, and indirectly, by compelling changes in regional states’ security policies.” It also gives China advantages in case of a potential war in the region.

The United States and its partners have proclaimed their commitment to the “free and open Indo-Pacific” vision. However, the four powers with the greatest interest and capacity to push back on China’s inroads —namely, the United States, India, Japan, and Australia, which banded together as the “Quad” — have failed to mitigate Beijing’s challenge. Their haphazard response “does little to curtail China’s capacity to coerce small states or posture for war,” says Tarapore.

He then offers a strategic assessment and a conceptual framework by which the United States and its partners can more effectively mitigate the risks of Chinese military expansion. Their most urgent task, he claims, is to build “strategic leverage,” that is, develop their political relationships and military capabilities in ways that consolidate their advantages. By doing so, they would ideally convince Beijing that coercive policies are unworkable or prohibitively costly, which would then impede China’s capacity to coerce regional states or posture for wartime. Tarapore is convinced that India has a key role to play within this framework if the latter also accounts for India’s particular resource and policy constraints.

This op-ed by Kiyoteru Tsutsui and Charles Crabtree was originally published in The Hill.

Any power transition produces policy casualties. In the United States, this might be particularly true as an incoming administration often differentiates itself from the incumbent by quickly announcing new policies and the abandonment of old ones. This is easier to do regarding domestic policy than foreign policy, where some continuity must be secured, even if serious disagreements exist between the incoming and outgoing administrations. Despite the tendency for administrations to make smaller changes in the realm of foreign policy, it seems that one casualty of the Biden administration will be the concept of a “Free and Open Indo-Pacific.” The administration should learn more about the genealogy of this policy and reassert its commitment to the “free and open” part of the idea.

[Subscribe to APARC's newsletters to stay up-to-date on our latest research.]

The phrase “Free and Open Indo-Pacific” (FOIP) originates from the administration of Japan’s former prime minister, Shinzo Abe. In response to China’s Belt and Road Initiative, a global infrastructure development strategy that reflects China’s expansionist ambitions, Abe and his government weaved together some ideas from prior Liberal Democratic Party governments and labeled them the Free and Open Indo-Pacific strategy in 2016.

With an emphasis on coalition-building to check and balance China’s influence, this strategy had strong security undertones, which made Association of Southeast Asian Nations (ASEAN) countries nervous. Fully aware of the need to get ASEAN countries on board, the Abe government softened the edges of the strategy by renaming it a “vision,” shifting away from the emphasis on security components and offering a more friendly tone to the Belt and Road Initiative. Backed up by Japan’s supportive engagement with Belt and Road activities, this softer version became a hit in Southeast Asia, with various countries claiming authorship for it — and even China did not register a strong objection to it.

The 2018 FOIP vision has three pillars: promotion of rule of law, freedom of navigation, and free trade; economic prosperity, and peace and stability. The first pillar is particularly important, as it distinguishes FOIP from China’s competing strategy.

Abe promoted FOIP not only in Asia but also in the U.S. Leveraging the warm personal relationship with his American counterpart, Abe tried to sell the strategy to the Trump administration as an effective way to moderate if not fully counter Belt and Road. Trump’s foreign policy team adopted this concept, using it to slow China’s expansion in the Pacific, Asia  and even East Africa. Eventually, the U.S. government began using the FOIP language frequently and placed it at the center of its anti-China foreign policy.

As the Biden administration takes over, it is understandable that its experienced foreign policy team, with a focus on returning to multilateral engagements and moderating anti-China rhetoric, would hesitate to quickly adopt FOIP, which may have acquired strong anti-China connotations in American foreign policy circles. In line with this, President-elect Biden so far has preferred the phrase “a secure and prosperous Indo-Pacific region” instead. This has deepened existing concerns in Asia, particularly in Japan, that Biden will be soft on China.

Correspondingly, Japan’s Suga administration, which came to power in mid-September, has faced criticism that it is softer on China than the Abe administration. This concern came to the fore in November, as the Suga administration routinely started using the language “secure and prosperous Indo-Pacific.” Another precipitating event was a recent press conference in which Foreign Minister Toshimitsu Motegi did not immediately counter Chinese Foreign Minister Wang Yi’s prickly comments about the Senkaku islands.

Foreign policy experts, led by Yuichi Hosoya at Keio University, have argued vigorously that this language change signals a weaker commitment to the core principles of FOIP. If “free and open” is replaced by “secure and prosperous,” they contend, the whole vision becomes meaningless — and this shift will be remembered as a moment when Japan abandoned its commitment to the international order, undergirded by democracy and freedom, in favor of China’s vision of a “secure and prosperous” region that prioritizes development and stability.

Realizing the potential impact of this shift, the Suga administration quickly backtracked and resumed using “Free and Open Indo-Pacific.” FOIP is back in Japan, which signals Japan’s continuing resolve to promote the international liberal order.

The Biden administration also should consider readopting “Free and Open Indo-Pacific.” It’s understandable that Biden would want to move away from a strategic frame used by the Trump administration. There are certainly many of President Trump’s phrases that the Biden administration should drop, such as “America First” and “China virus.” But FOIP was not a vision created by anyone in the Trump administration. It was launched by Japan’s Abe administration and, after some modification, accepted by many Asian countries, arguably even by China.

Biden’s foreign policy likely will place greater emphasis on human rights and democracy than did Trump’s. Vis-à-vis China, this would mean that the U.S. will more vocally criticize human rights violations in Hong Kong, Xinjiang and elsewhere, and that trade negotiations will proceed with more civility. Given this, it would be inconsistent for the Biden administration to replace “free and open” with “secure and prosperous” in talking about the Indo-Pacific region. 

While there is some ambiguity about the concrete policies that accompany the admittedly underspecified FOIP vision, the Biden foreign policy team would be wise to readopt FOIP, bearing in mind an important fact: It was not Trump’s idea. If the next U.S. administration drops “free and open,” it will send the wrong message to the world, placing undue weight on Japan’s shoulders as the only major torch-bearer for liberal values in the region, and potentially straining the U.S.-Japan security relationship that must be in lockstep to moderate China’s ambitions.

This op-ed originally appeared in Nikkei Asia 

If his recent diplomatic contacts are any indication, Prime Minister Yoshihide Suga is off to an auspicious start in managing Japan's two most important relationships: the U.S. and China.

Last month, Suga got a pleasant surprise when he spoke to Joe Biden, with the President-elect explicitly stating that the Senkaku Islands, which China claims as the Diaoyu, fall under the protection of Article 5 of the U.S.-Japan Security Treaty. A few weeks later, Suga received China's foreign minister Wang Yi, who was there largely to consolidate the warm economic relationships between the two countries -- except for a prickly comment about the Senkakus at the end. Clearly, the U.S. and China both see Japan as a critically important player in their competition for Asia-Pacific hegemony.

[Sign up for APARC's newsletters to get the latest commentary from our scholars.]

This is a far cry from the precarious position Japan found itself in at the beginning of Shinzo Abe's first and second terms. In 2007, the young Prime Minister Abe elevated a spontaneous joint response by the U.S., Japan, Australia, and India to the 2004 Indian Ocean tsunami into a quadrilateral working-level group involving regular meetings and maritime exercises. Dubbed the Quad, Abe sought to make the group a counter to China's increasingly expansionist threats in the Indo-Pacific region.

When Abe's first term was cut short, he was succeeded by the more China-friendly Yasuo Fukuda, who prioritized relations with China and stepped back from the Quad. Combined with a leadership change in Australia that saw the pro-China Kevin Rudd become Prime Minister, the Quad fizzled out.

After Abe returned to the prime ministership in 2012, lingering suspicion over his hawkish nationalism and anti-China sentiment was exacerbated by his 2013 visit to the controversial Yasukuni Shrine. That provoked rebuke not only from Japan's East Asian neighbors but from then U.S. Vice President Biden.

With U.S. policymakers still hoping that China's surging middle-class wealth would transform the country into a peace-loving democracy, the Quad seemed like a misguided attempt by Japan's China-hawks best left forgotten. Some in Tokyo were even starting to worry about a "grand bargain" between the U.S. and China that would relegate Japan to a small supporting role in the Asia-Pacific.

How times have changed. Few in Washington believe China will ever metamorphose into a moderate democracy, while in 2017, Abe harnessed Donald Trump's anti-China agenda to revive the Quad, as all four countries realized the need for a viable strategy to contain China. The new Quad has quickly gathered momentum, with India allowing Australia to join the Malabar naval exercises in November for the first time in 13 years so that all Quad members could participate.

As the Quad's main architect, Abe played a central role in bringing the group to this point, pairing it with the Free and Open Indo-Pacific vision, another influential framework for the region for which he can claim authorship. By Abe's side throughout these developments, and now in charge of Japan's foreign policy, how will Suga handle the Quad, and what are its pros and cons?

The highest aspiration for the Quad is that it becomes an Asian version of NATO that can contain China. The combined military capabilities of the four countries are formidable, with the U.S. obviously leading the way and India possibly needing some catching up. The geostrategic impact of a formal alliance to pressure China would be tremendous.

Such an alliance would be even more effective if it included other countries in the region. Some, such as South Korea, New Zealand, the Philippines, Indonesia, and Vietnam, have begun to participate in multilateral forums headlined by the Quad, possibly foreshadowing the development of a Quad Plus grouping that could exert significant pressure on China to moderate its expansionist approaches.

While Suga will likely tread carefully in expanding the Quad's activities to avoid damaging important economic relations with China, he has a clear understanding that China will only respond to power, and the game-changing power of the Quad alliance would surely appeal to him.

For all its potential, the Quad is not there yet. Fundamentally, it remains a coalition of like-minded countries discussing their concerns about China. At their most recent meeting in Tokyo in October, the four countries could not even muster a joint statement -- instead releasing separate readouts in each country's capital. Becoming an alliance with reciprocal obligations is clearly much further down the line.

Unless greater institutionalization becomes reality, China's divide and conquer approach will remain a threat, as it will try to target one or another country to break the Quad. China has already successfully done so before, pushing Australia to break from the Quad in 2008.

Today, the Quad's greatest utility for Suga is the threat it poses to China. The potential for this loose coalition to coalesce into a formidable alliance would increase if China continues to engage in provocative actions and further alienate the four countries. This threat could be effective in deterring China's aggressive behavior in the Indo-Pacific.

At this point, Suga will likely use the Quad as a card, gradually deepening its engagements but also preparing to develop it into a stronger alliance if China keeps poking at the Senkakus. The fact that Suga has that leverage today speaks to Japan's improved position relative to the early days of the first Abe administration.

STANFORD, CA, December 3, 2020 — The Walter H. Shorenstein Asia-Pacific Research Center (APARC), Stanford University’s hub for interdisciplinary research, education, and engagement on contemporary Asia, invites nominations for the 2021 Shorenstein Journalism Award. The award recognizes outstanding journalists who have spent their careers helping audiences around the world understand the complexities of the Asia-Pacific region. The 2021 award will honor a journalist whose work has mostly been conveyed through Asian news media. The deadline for nomination submissions is Monday, February 15, 2021.

An annual tradition since 2002, the Shorenstein Journalism Award is sponsored by APARC and carries a cash prize of US $10,000. It honors the legacy of APARC benefactor, Mr. Walter H. Shorenstein, and his twin passions for promoting excellence in journalism and understanding of Asia. Over the course of its history, the award has recognized world-class journalists who push the boundaries of coverage of the Asia-Pacific region and help advance mutual understanding between audiences in the United States and their Asian counterparts. Recent honorees include Tom Wright, Maria Ressa, Anna Fifield, Siddharth Varadarajan, Ian Johnson, and Caixin Media.

The award alternates between recipients whose work has mostly been published through Asian news media and those whose work has mostly been conveyed through American news media. The 2021 award will recognize a recipient from the former category. “Media freedom has increasingly been under attack throughout Asia, and many countries in the region are becoming dangerous places for journalists to work in,” said APARC Director Gi-Wook Shin. “It is now more crucial than ever to stand against these assaults on press freedom and support independent journalism without fear or favor.”

For the award, the Asia-Pacific region is defined broadly to include Northeast, Southeast, South, and Central Asia and Australasia. Both individual journalists with a considerable body of work and journalism organizations are eligible for the award. Nominees’ work may be in traditional forms of print or broadcast journalism and/or in new forms of multimedia journalism. The Award Selection Committee, whose members are experts in journalism and Asia research and policy, presides over the judging of nominees and is responsible for the selection of honorees.

APARC is inviting 2021 award nomination submissions from news editors, publishers, scholars, journalism associations, and entities focused on researching and interpreting the Asia-Pacific region. The Center will announce the winner by April 2021 and present the award at a public ceremony at Stanford in the autumn quarter of 2021.

Nominations are accepted electronically through Monday, February 15, 2021, at 11:59 PM PST. For information about the nomination procedures and to submit nominations please visit the award nomination entry page.

Please direct all inquiries to aparc-communications@stanford.edu.