Security

FSI scholars produce research aimed at creating a safer world and examing the consequences of security policies on institutions and society. They look at longstanding issues including nuclear nonproliferation and the conflicts between countries like North and South Korea. But their research also examines new and emerging areas that transcend traditional borders – the drug war in Mexico and expanding terrorism networks. FSI researchers look at the changing methods of warfare with a focus on biosecurity and nuclear risk. They tackle cybersecurity with an eye toward privacy concerns and explore the implications of new actors like hackers.

Along with the changing face of conflict, terrorism and crime, FSI researchers study food security. They tackle the global problems of hunger, poverty and environmental degradation by generating knowledge and policy-relevant solutions. 

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With elections in 2017 in key European Union states (France: presidential, April 23, second round May 7, National Assembly, June 11, second round June 18; Germany: Federal Diet, September 24; Netherlands: Second Chamber, March 15), an intensified debate about migration to Europe and Middle East terrorism – its origins, trajectories, dangers, and the extent of its mass support – is highly likely. Marine Le Pen, leader of the far right Front National in France, predicted that European elections in 2017 will bring a wind of change across the region. With the Brexit vote in the United Kingdom and Donald Trump’s US presidential victory, far right political parties throughout Europe are now capitalizing on Euroscepticism and anxieties about migration.
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Russell A. Berman
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Congratulations to CISAC honors program Class of 2017! On June 16, students in the CISAC Interschool Honors Program in International Studies graduated in a conferral of honors ceremony on the front lawn of Encina Hall. 

We are proud to add our 12 new graduates to our expanding list of graduates from the program since it began in 2001. In total, CISAC has 193 alumni in honors. For the students, their graduation reflects an intellectual adventure that included a two-week honors college program in Washington D.C., tours of government agencies, meetings with influential policy makers, and weekly seminars with CISAC faculty. Honors students are also required to research and complete an original thesis on an important national security issue.

The 2017 program was co-directed by Martha Crenshaw and Chip Blacker. Crenshaw said, "We stress hard work, independent thinking, intellectual honesty, and courtesy and civility.  Our students are critical without being disrespectful, open to new ideas and ways of thinking, and self-made experts in the subjects they have chosen."

In his remarks, Blacker said several features of the CISAC program make it distinctive. "These include the diversity of the disciplines represented by the student's major fields of study, which range this year from political science, history and international relations, on the one hand, to computer science, energy systems engineering, and materials science and engineering, on the other. ..." 

While each project is different, "they all share the unifying and overarching themes of advancing the international security agenda and having value and utility in policy terms," Blacker said. The program, he added, places a "premium on knowledge of the real world, and of the art and science of policymaking in particular, coupled with intensive training in research and writing."

During the conferral ceremony, CISAC honors teaching assistant Shiri Krebs read statements from the students' thesis advisors regarding their final papers. Read below for those comments:


Ken Ben ChaoKen-Ben Chao

A New Journey to the West: The Shanghai Cooperation Organization and Chinese Foreign Policy

Thesis Advisor: Coit. D. Blacker

"What is the Shanghai Cooperation Organization and, to be blunt, why should we care? In essence, this is the question that Ben Chao seeks to answer in this thoughtful, comprehensive and well-written senior thesis. Ben’s answer, like the question, comes in two parts. The Shanghai Cooperation Organization, he tells us, is neither an emerging alliance nor a diplomatic “talk shop.” Rather, it has been – and it continues to be – a subtle instrument of Chinese foreign policy that has waxed and waned in importance since its creation in 2001 depending on Beijing’s assessment of the international security environment. In Ben’s judgment, this is reason enough for us to care and for us to pay attention. Ben’s thesis is a superior piece of scholarship that tells us a great deal about something most of us know little about and does so in an informed and wonderfully entertaining way."


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Marina Elmore
Marina Elmore

When Things Are Not What They Seem: Explaining the Success of Countering Violent Extremism in Los Angeles

Thesis Advisor: Martha Crenshaw

"A policy of countering violent extremism and radicalization, known as “CVE,” was a hallmark of the Obama Administration as it struggled to respond to the threat of “homegrown” jihadist terrorism. But what is CVE? And is it effective? These questions motivated Marina Elmore’s fascinating inquiry into the apparent success of the Los Angeles program, highly praised as a model on the national level. Marina probed deeply into the case to discover that special circumstances predetermined the outcome and that the model was not easily transferable to other cities. For one thing, Los Angeles did not actually face a challenge of violent extremism because it lacked a population susceptible to the appeal of jihadist propaganda. For another, the city had already implemented most of the newly prescribed CVE “best practices,” such as community policing, in efforts to solve earlier social and political problems. Marina’s conclusions are astute, balanced, and fair, and she persuasively demonstrates both how important it is to test commonly held assumptions and how difficult it is to establish standards for policy effectiveness in the counterterrorism field."


Gabbi FisherGabbi Fischer

Towards DIUx 2.1 or 3.0? Examining DIUx’s Progress Towards Procurement Innovation

Thesis Advisors: Herb Lin, Dan Boneh

"In 2015, Secretary of Defense Ashton Carter announced the creation of Defense Innovation Unit Experimental (DIUx).  Through some great case-based work, Gabbi cuts through the complexity of the traditional acquisition system to observe that DIUX fills two important niches in the defense innovation ecosystem: it facilitates connections between DoD users and the tech community and it exercises non-traditional acquisition authority (called Other Transaction Authorities (OTAs)) to expedite contracting.  But she also cautions that the use of OTA may not be compatible in the long run with the traditional acquisition system, and suggests that future DIUX efforts may have to take advantage of other existing acquisition authorities (which do exist but which are rarely used) to make further progress in improving the coupling between the tech sector and the DoD.  She makes also substantive recommendations that DIUX should take seriously if it wants to survive in the long term."


Wyatt HoranWyatt Horan

Evaluating the U.S. Foreign Policy Institutions in Permitting a Coercive Russian Energy Policy

Thesis Advisor: Coit D. Blacker

"Following the twin “oil shocks” of the 1970s, the U.S. Government moved effectively to reduce the potential economic and political impact of any future such events by reorienting and reshaping key foreign policy institutions. When, thirty years later, the Russian government under Vladimir Putin began to manipulate Russian deliveries of natural gas to its customers in Europe, the U.S. failed to respond in a focused, deliberate and coordinated way. In this provocative senior thesis, Wyatt asks whether the clumsy American response to Russia’s manipulation of this vital energy resource contributed to Moscow’s alarming behavior. He answers in the affirmative and by so doing forces us to think hard about how seemingly obscure organizational issues impact the effectiveness of U.S. foreign policy. Wyatt’s thesis is bold and a little unsettling. It also reads like a detective novel, which is a tribute to the author’s willingness to run risks in search of a good story."


Tori KellerTori Keller

The Rise and Fall of Secular Politics in Iraq

Thesis Advisor: Lisa Blaydes

"As you know from interacting with Tori over the past year(s), she is a passionate – almost obsessively curious – student of contemporary Iraqi politics. Her drive to understand the case has led her to write a normatively-motivated, policy-relevant thesis on the failure of democratic consolidation in Iraq. Her research suggests that a non-sectarian political future for Iraq was possible; the historical antecedents for such a vision existed. But as a result of a combination of US missteps, Iranian interference and, most importantly, the way these factors manifested into an insecure security environment, secular parties never really had a real chance to succeed even if a plurality of voters supported such an outlook. To write this thesis, Tori invested in her own human capital development in impressive ways. She studied Arabic, learned ArcGIS mapping software, collected original data, and undertook statistical analysis – deploying the skills she had acquired in her four years at Stanford with the goal of answering this research question. In the end, I believe she has the right answer as well. If there was any doubt left in her mind about whether she got it “right,” I feel confident that she would still be puzzling through the research today."


Alexander LubkinAlexander Lubkin

Plutonium Management and Disposition in the United States: History and Analysis of the Program

Thesis Advisor: Rod Ewing

"Alex’s thesis examines the issues related to the failure of the U.S. program for the disposition of excess plutonium from dismantled nuclear weapons. Based on his survey of the literature and interviews with key actors in this program, Alex analyzed the U.S. program and has made a number of important observations and conclusions concerning the causes for the failure of the U.S. program. His most significant conclusion is that one of the major causes of failure was that the U.S. program to use irradiated MOX fuel for the disposition of the plutonium was not consistent with U.S. nuclear policy. The U.S. is pursuing an open nuclear fuel cycle, and thus has limited experience with large scale processing of radioactive materials and the fabrication of MOX fuel. Alex was able to identify a number of other issues, such as over reliance on cost and schedule estimates of the different strategies and a failure to utilize advances in materials science for the development of actinide waste forms. I am very impressed with Alex’s dedication to this research project, and his persistence in the review of an often confusing and obscure literature. We have met regularly over the past year. I outline broad areas that he might investigate, but then he took these ideas and developed them according to his on evaluation of a variety of different sources. He also did an exceptional job of synthesizing the information from the interviews into an interesting and informative chapter in his thesis. Alex’s research will be the basis for a publication, but most importantly, he has opened the door to a whole series of policy issues that require more detailed analysis. He has certainly educated me on a number of these issues."


Jian Yang LumJian Yang Lum

To Bomb or Stab? The Impact of Ideology and Territorial Control on Rebel Tactics

Thesis Advisors: Joseph Felter, Jeremy Weinstein

“Lumpy” as we know him- explores how rebel groups’ ideology and degree of territorial control affect the type of violence they choose to employ in pursuit of their aims. Using fine grained conflict data and case studies from thirty-six years of insurgency and counterinsurgency in the Philippines, Lumpy finds both quantitative and qualitative evidence in support of the predictive model he develops in his thesis. In sum, rebel groups with weaker ideological commitment and more limited control of the territory they operate in are more likely to initiate indiscriminate attacks such as bombings and employment of improvised explosive devices. More ideologically committed rebels, and those exercising greater territorial control, initiate violence that is comparatively more discriminate such as targeted raids and assassinations. The human toll and economic costs incurred by civil war and insurgency around the world are staggering and continuing to mount. There is an urgent need for policy relevant scholarship that increases our understanding of the local level violence associated with these deadly conflicts and how states can better anticipate and respond to these threats. Lumpy’s thesis makes a significant contribution to these important ends."


Elizabeth MargolinElizabeth Margolin

Should I Retweet or Should I Go? Pro-ISIS Twitter Communities and American Decapitation Strategy

Thesis Advisors: Martha Crenshaw, Justin Grimmer

"There are many studies of the U.S. Government’s use of military force in “decapitation” strikes against terrorist leaders, particularly the effects of these strikes on levels of violence and degree of organizational cohesion. Researchers have also analyzed the relationship between social media and terrorism generally. But the specific question of the social media reactions of jihadist sympathizers to decapitation strikes directed against Islamic State leaders was neglected until the idea occurred to Eli Margolin, who took it up as the subject of her honors thesis. This difficult, demanding, and often frustrating research project required Eli to master new cutting-edge analytical methodologies and struggle to acquire elusive data from the archived Twitter accounts of now banned users, obstacles that she overcame with impressive ability, determination, and sophistication. After extensive and thoughtful consideration of three carefully selected cases, she found that Twitter followers of jihadist causes react quite differently to the deaths of different types of terrorist leaders. Her intellectual ambition and tenacity produced a thesis that is excellent in terms of conceptualization, analytical rigor, and empirical foundation."


Lauren NewbyLauren Newby

From Zero to Sixty: Explaining the Proliferation of Shi’a Militias in Iraq after 2003

Thesis Advisor: Martha Crenshaw

"Why has there been a sharp increase in the number of Shia militias in Iraq, a troubling development that may jeopardize Iraqi progress toward stability and democracy? Lauren Newby could not find a good answer in her review of the theoretical literature, so she proposed an original one of her own. Most scholars attribute the proliferation of violent non-state actors to the fragmentation of existing groups through splintering and splitting, whereas Lauren shows that in Iraq the increase is due to the emergence of new groups. Researchers typically focus on groups directly opposing the state, whereas the Iraqi militias side with the incumbent government. Most studies are limited to groups operating in a single bounded conflict zone, whereas the politics of Iraq and Syria are linked. Lauren concludes that the Syrian civil war has been a major impetus for the formation of Shia militias in Iraq and that most are established by Iraqi political parties. Her thesis is exemplary in making a clear and convincing claim, contrasting it to alternative explanations, and providing new supporting evidence from primary sources."


AAnhViet NguyennhViet Nguyen

Territorial Disputes in Court: Power, Compliance, and Defiance

Thesis Advisor: Kenneth Schultz

"In the wake of the arbitration ruling over the China-Philippines dispute in the South China Sea, AnhViet wanted to understand what the prospects were for this ruling to help resolve the conflict. To do so, he placed this case in the context of other territorial disputes that have involved great powers or states who were significantly more powerful than their adversaries. This led to the central research questions: why and under what conditions do great powers comply with adverse court rulings over territorial issues? The thesis draws nicely on the existing literature to articulate several hypotheses and then tests these hypotheses using a variety of methods. Case studies of the US-Mexico dispute over the Chamizal tract and the Nigeria-Cameroon dispute over the Bakassi Penninsula show that great powers who initially reject adverse court decisions might later find these rulings to be a convenient basis for settlement. He also makes a very important and sophisticated point that great power compliance with court rulings may reflect their ability to keep high salience issues off the agenda. The conclusion is mildly optimistic about the prospects for (eventual) compliance while remaining appropriately clear-eyed about the limits of international law in this context. Overall, AnhViet does an admirable job blending theoretical material, historical case studies, and large n data to develop his argument. Moreover, his application of these lessons to the contemporary case of the South China Sea dispute is nuanced and compelling. In short, AnhViet’s thesis represents an excellent example of how academic research can be made relevant to current policy issues."


Thu-An PhamThu-An Pham

On Treaties and Taboos: U.S. Responses to International Norms in the NPT and Genocide Convention (1945-1999)

Thesis Advisor: David Holloway

"Thu-An Pham has written an outstanding thesis on the role of norms in international relations. The United States has not tried strenuously to enforce the Genocide Convention of 1948, which calls for the prevention and punishment of genocide. It has, however, actively sought to enforce the nonproliferation norm expressed in the Nuclear Nonproliferation Treaty of 1968. What explains the difference? On the basis of a subtle theoretical analysis and detailed empirical research, Thu-An offers three answers. First, the Nonproliferation Treaty is better supported than the Genocide Convention by institutions that monitor and enforce compliance. Second, the United States has regarded the norm of nuclear nonproliferation as more important for its national security than the ban on genocide. And third, the nonproliferation norm supports the current international order, which is based on the primacy of states in international relations. The Genocide Convention, by contrast, threatens to weaken the foundations of that order by challenging the primacy of states. Thu-An’s thesis suggests that there are limits on the role that international norms can play in a system of states. This is a wonderful thesis on a crucial issue in international security."


Jack WellerJack Weller

Counting the Czars: Extra-Bureaucratic Appointees in American Foreign Policy

Thesis Advisor: Amy Zegart

"White House czars are frequently discussed in the press, but most people don’t really know what they are and very few scholars have studied them. Yet the use of czars has serious implications for the presidency—signaling when the regular bureaucracy cannot get the job done. Jack Weller’s thesis provides a novel and important contribution to the study of the American presidency. He compiles an original dataset of every foreign policy czar created during the past 100 years and examines alternative explanations for why some presidents used czars more than others. He finds something surprising: czar creation is NOT driven by the individual management style of the president. Instead, it is driven by the external threat environment. Presidents facing simultaneous wars – as FDR did in World War II and George W. Bush did after 9/11 – are more likely to create czars than others. Jack’s thesis is beautifully written and masterfully argued, earning him the honor of being Stanford’s czar of czars."


 

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The 2017 CISAC honors program, from top left, second row: Elizabeth Margolin, Jack Weller, Marina Elmore, Alex Lubkin, Thu-An Pham, Lauren Newby. First row, from the left: Gabby Fisher, Tori Keller, Professor Martha Crenshaw, AnhViet Nguyen, substitute instructor Dr. Gil-li Vardi, Jiang Yang Lum, teaching assistant Shiri Krebs, Wyatt Horan, Ken "Ben" Chao, and Professor Chip Blacker.
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The China Program at the Shorenstein Asia-Pacific Research Center marks its 10th anniverary in 2017. This brochure provides an overview of the Program's mission, faculty, research projects and activities from its first 10 years.

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Countries like the Asian “tigers” that experienced rapid economic growth inevitably encounter slowdowns that signal a fundamental shift in their economies. At this juncture, transitioning their institutions and policies often proves to be a most daunting task. Cautionary comparisons like these set the tone for the conference titled “China’s Possible Futures” on May 12, 2017, when the China Program celebrated its 10th anniversary.

As China nears the end of four decades of reforms, “China’s Possible Futures” was a fitting theme to mark the China Program’s first decade at Stanford’s Shorenstein Asia-Pacific Research Center. The launch of the Program in 2007 began with an international conference titled “Growing Pains: Tensions and Opportunities in China’s Transformation,” which resulted in a book of the same title. This year’s 10th anniversary conference appropriately heralded both change and continuity of the themes that were explored in 2007. A decade ago, the conference showcased the tremendous reach and rise of China as an economic and international powerhouse, and in 2017, the conference expanded to highlight the critical juncture that China is again facing on its developmental path.

The full-day conference, held under Chatham House Rule, was divided into four sub-themes with speakers addressing China’s economic future; its political future; the future of its international relations and global economic engagements; and a comparative panel that examined China’s prospects from experiences drawn from Japan, South Korea and former Soviet and Eastern European countries.

Panel I: China’s Economic Future

Speakers agreed that China’s tremendous growth over the last 40 years has no easy parallels in history. Some argued, however, that the policies realized over the next few years will prove critical to China’s long-term growth. Favorable factors, such as demographic, migratory and structural changes supported by a stable international order, enabled China’s spectacular, double-digit growth over the last 40 years. When “miracle growth” countries of Northeast Asia – like Japan, Korea and Taiwan – entered their periods of moderate growth, however, painful readjustments were necessary. Restructuring was required because the very policies and institutions set up to enable rapid growth were counterproductive to creating a foundation for moderate, sustained growth. Speakers variously emphasized China’s need to invest in human capital and undertake financial reforms, urban-rural reforms and state-owned sector reforms.

In addition, several speakers noted that China is facing mounting demographic challenges as its population ages and as its elderly population lives longer. According to one speaker, people who are aged 60 and over in China will equal the population of people aged 0 to 14 within the next couple years; and by year 2045, the population of people who are 65 and older in China will be as large as the entire population of the United States today. This situation implicates rising costs in healthcare and calls for major institutional reforms in China’s health sector.

One speaker spoke of the rapid rise in China’s returns to education, i.e., the rise in income for each additional year of education, over the past four decades, which now looks more closely aligned with that of the international average of approximately 10 percent. Another speaker asked whether China was now pursuing a different developmental model with increasing focus on inland industrial development and explored what this might mean for social inclusion and labor conditions of workers.

Panel II: China’s Political Future

One speaker argued that Chinese President Xi Jinping’s reform agenda does not mark a break with the past, as many have argued, but rather continuity with his predecessors’ policies. Other speakers discussed the scope and scale of Xi’s corruption crackdown; fiscal imbalances in central-local state relations that underpin China’s corruption problems; and the implications of social media on Chinese governance. All speakers spoke about mounting difficulties in the political sphere, including powerful interest groups; local paralysis arising from corruption crackdowns; mounting local government debt and misalignment of central-local interests; and governance challenges stemming from the social media revolution. Overall, speakers seemed to suggest mounting difficulties for Xi’s reform agenda, which the Chinese government must push through to avoid a sharper downturn and slower growth prospects for China’s future.

Panel III: China’s International Relations and Global Economic Engagements

Speakers spoke at length regarding the history of U.S.-China relations since Deng Xiaoping’s “reform and opening”; territorial disputes in the South and East China Seas; China’s “Belt and Road” policy; and China’s outbound capital flows into various regions of the world. The speakers held varying views regarding Beijing’s motivations and intentions in the world, both militarily and economically. Speakers held different opinions about whether Beijing has a well-defined vision for its global role. One speaker questioned whether China’s maritime assertiveness in the South and East China Seas characterizes the expansionary policies of a rising power; or whether it represents something more singular as China protects what it considers its “core interests” in the region. One speaker expressed the view that the United States and the U.S.-led international order is still too important for China’s development for it to threaten its functioning in any meaningful way. Another speaker discerned a “broad brush strokes” of a developmental concept in China’s “One Belt, One Road” policy that the United States might do well to heed as it considers whether to join any parts thereof.

Panel IV: China’s Future: A Comparative Perspective

The conference also included speakers who provided comparative examples from Japan, South Korea, the former Soviet Union and Eastern Europe to inform their views on China’s “possible futures.” One speaker warned against directly applying Japan’s development model to China, warning that Japan experienced a massive credit boom and debt accumulation in the 1980s like China is experiencing today. Zombie firms were a key factor in Japan’s economic stagnation. As the speaker warned, zombie firms also proliferate in China’s economy. Another panel member highlighted Korea’s struggles to attract and retain global talent and drew lessons for China as it strives to escape the middle-income trap and build an innovation-driven economy.

Another panel member spoke of the key difference between China’s political environment in 1978 when Deng Xiaoping announced his “reform and opening” policy and today when Xi is implementing his Third Plenum decision of 2012. Vested interest groups are stymieing the implementation of urgently-needed reforms, especially in the state-owned sector and in China’s financial sector. In 1978, by contrast, the catastrophic results of the Cultural Revolution ironically enabled Deng to successfully champion and implement his agenda because bureaucratic interests had been gutted by Mao. The speaker spoke of the urgent need for Xi to change course in the next 3-4 years and use his personal power to push through tough, market-oriented reforms. Beijing’s leaders must not only craft correct policies and identify the most effective structural correctives, they must also break through the political logjam of entrenched interests that have benefited from the current system.

Panelists pointed to the increasingly difficult challenges that the government faces as China tries to avoid the middle-income trap after four decades of impressive gains and usher in sustained economic growth driven by innovation and domestic consumption. Speakers also agreed that the leadership is encountering a more complex and diverse society, a fractured elite, and the Gordian knot of economic and demographic predicaments, which require not only painful structural adjustments but also tremendous political will to realize policies that will ensure an optimal future for China.

Related links:

Brochure: Celebrating the First 10 Years of the China Program

Former ambassador reflects on US-China relations, Thucydides Trap

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(from left to right) Thomas Fingar, Shorenstein APARC Fellow; Alice Miller, research fellow at the Hoover Institute; Andrew Wedeman, professor of political science at Georgia State University; and Jean Oi, director of the China Program and professor of political science discuss issues in China’s politics at the China Program’s 10th Anniversary Conference titled “China’s Possible Futures.”
Rod Searcey
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Siegfried Hecker won a national award this week from the American Association for State and Local History for his book, Doomed to Cooperate. Subtitled "How American and Russian Scientists Joined Forces to Avert Some of the Great Post–Cold War Nuclear Dangers," the work tells the story of nuclear scientists from two former enemy nations who reached across political, geographic and cultural divides to solve the new nuclear threats that resulted from the collapse of the Soviet Union. 

The two-volume set, edited by Hecker, a CISAC senior fellow and Los Alamos National Laboratory director emeritus, describes the lab-to-lab collaboration involving more than 100 scientists and leaders through papers, vignettes, and interviews. The book illustrates the challenges they faced, the friendships resulting from the collaborations, and the team's ultimate success in rendering Russian's nuclear materials and facilities safe for the world.

In a press release, Trina Nelson Thomas, the association's awards chair and director, said, “The Leadership in History Awards is AASLH’s highest distinction and the winners represent the best in the field."  

The American Association for State and Local History's awards program was initiated in 1945 to establish and encourage standards of excellence in the collection, preservation, and interpretation of state and local history throughout the United States. More information is available in this article in the Los Alamos Daily Post.

 

 

 

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Russian and American team members are setting up a high-temperature magnetized plasma formation experiment at the Russian Federal Nuclear Center VNIIEF in Sarov, Russia, in September 1995.
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Andrew J. Grotto, a former top National Security Council cybersecurity official in the White House, will join Stanford’s Center for International Security and Cooperation this summer.

Grotto will hold the William J. Perry International Security Fellowship and serve as a research fellow at the Hoover Institution. His appointment is for two years, and he will also be a fellow in the Stanford Cyber Initiative

Cybersecurity focus

Grotto has been involved in virtually every major U.S. cyber policy initiative of the past nine years, from his time on Capitol Hill through his tenure in the Obama Administration as Commerce Secretary Penny Pritzker's senior advisor on technology policy, and to his recent service for two presidents as senior director for cyber policy at the National Security Council. 

Amy Zegart, CISAC's co-director for the social sciences and a senior fellow at the Hoover Institution, said, "Grotto is one of the world's leading cyber policymakers. He brings deep knowledge, penetrating insights, and experience at the highest levels on issues ranging from trade to espionage to cyber warfare. We are delighted to have him join the cyber community at CISAC and Hoover."

In an interview, Grotto said that cyber policy remains underdeveloped as a distinct policy domain. And that has drawn him to CISAC, he noted, “for its commitment to becoming a leading institution supporting the development of this domain.”

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Grotto added, “In more established national security domains, such as nonproliferation and counterterrorism, there is a well-developed corpus of scholarly work, historical precedent, and practical experience within the domain that we can draw from to inform, contextualize and evaluate policy decisions. This corpus is still thin with respect to cyber policy making. We don’t have the luxury of waiting decades to create this corpus for cyber – we need to develop it quickly.” 

Grotto first became familiar with CISAC's work during an earlier phase of his career when he focused on U.S. policy towards nuclear weapons - how to prevent their spread, and their role in U.S. national security strategy. CISAC core faculty member Scott Sagan was an early mentor of Grotto’s and first exposed him to CISAC and its scholarly work. Grotto describes the center as a “first-rate research institution at a world class university, with great people. I'm thrilled to be a part of it.”

 

Topics to explore

Cybersecurity policy is a vast field, Grotto said, because virtually every national security challenge facing the country has a cyber dimension to it. 

“I'd be hard pressed to identify a single directorate within the National Security Council that my team and I did not at some point work with on a ‘cyber and…’ problem: cyber and the financial services sector, cyber and the electric grid, cyber and global economic competitiveness, cyber and China, to name a few. So, there's no shortage of cyber-related topics to write on,” he said. 

Several policy problems stand out as foundational for Grotto, and these will be the focus of his research and writing while at CISAC:

• Development of analytic frameworks for defining the dimensions and boundaries of private sector responsibility, especially infrastructure, for defending against cyber threats, versus the government’s responsibility, and using these frameworks to evaluate cybersecurity regulation and identify opportunities and challenges for more effective cybersecurity partnerships between the government and the private sector.

• Cyber-enabled information operations as both a threat to, and a tool of statecraft for, liberal democracies.

• Opportunities and constraints facing offensive cyber operations as a tool of statecraft, especially those relating to norms of sovereignty in a digitally connected world. 

For example, Grotto explained, an adversary physically located in Country X may have cyber infrastructure in Country Y and Country Z, such that an operation against that adversary generates effects in one or more third countries. “How we approach this ‘third country’ issue will have dramatic ramifications for the practical role of offensive cyber operations in U.S. national security strategy,” he noted.

• Governance of global trade in information technologies, especially cybersecurity-related regulation, norms of behavior in cyberspace for governments and private actors, and the appropriateness of applying traditional arms control tools such as export controls to limit the proliferation and use of malicious cyber capabilities.

National Security Council highlights

Grotto said working at the National Security Council was “a privilege of a lifetime. It was the most challenging and intense job I have ever had, and easily the most rewarding.” 

His portfolio spanned a range of cyber policy issues, including defense of critical infrastructure—financial services, energy, communications, transportation, health care, electoral infrastructure, and other vital sectors—cybersecurity risk management policies for federal networks, consumer cybersecurity, and cyber incident response policy and incident management. He also covered technology policy topics with a nexus to cyber policy including encryption, surveillance, privacy, Internet of Things, and the national security dimensions of artificial intelligence and machine learning. 

Grotto said his first job out of graduate school was at a prominent Washington, D.C. think tank. “I viewed it as a waypoint on the path to becoming a law professor, and an academic career focused on international trade law and policy,” he said.

There he was surrounded by people who had served in government, and their “passion for public service was infectious,” he recalled.

He left the think tank to join the Professional Staff of the Senate Select Committee on Intelligence, where he served as then-Chairman Dianne Feinstein’s (D-CA) lead staff overseeing cyber-related activities of the intelligence community and all aspects of NSA’s mission. He also served as committee designee first for Senator Sheldon Whitehouse (D-RI) and later for Senator Kent Conrad (D-ND), advising the senators on oversight of the intelligence community, including of covert action programs, and was a contributing author of the “Committee Study of the Central Intelligence Agency’s Detention and Interrogation Program.”

In 2013, he left the committee to become Commerce Secretary Penny Pritzker’s senior advisor on technology policy, advising Pritzker on all aspects of technology policy, including Internet of Things, net neutrality, privacy, national security reviews of foreign investment in the U.S. technology sector, and international developments affecting the competitiveness of the U.S. technology sector.

While serving on the NSC, Grotto played a key role in shaping President Obama’s Cybersecurity National Action Plan and driving its implementation. He was also the principal architect of the Trump Administration's cybersecurity executive order, “Strengthening the Cybersecurity of Federal Networks and Critical Infrastructure.”

During his time on Capitol Hill, he led the negotiation and drafting of the information sharing title of the Cybersecurity Act of 2012, which later served as the foundation for the Cybersecurity Information Sharing Act that President Obama signed in 2015.

Grotto received a master’s degree in public administration from Harvard University, a law degree from UC Berkeley, and a bachelor’s degree in philosophy from the University of Kentucky.

MEDIA CONTACT:

Andy Grotto, Center for International Security and Cooperation: grotto@stanford.edu

Clifton B. Parker, Center for International Security and Cooperation: 650-725-6488, cbparker@stanford.edu

 

 

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Andrew J. Grotto, a former top National Security Council cybersecurity official, will join Stanford’s Center for International Security and Cooperation this summer.
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CISAC's co-director Amy Zegart wrote this essay, "James Comey's 'Shock and Awe' Testimony," for The Atlantic in its June 8 edition and was also quoted in this Stanford News Service article:

Imagine that two years ago, you sequestered a jury of 12 Americans, kept them in a news-free zone, and brought them today to hear former FBI Director James Comey testify before the Senate Intelligence Committee. Chances are that all of them—no matter what their political beliefs—would be stunned and outraged.

From the perspective of one of these Americans, Comey dropped bombshell after bombshell: The Russians are mucking around in American democratic elections, trying to change how we think, how we act, how we vote—and they will be back. The attorney general cannot be trusted to ensure impartial enforcement of the law. The president fired the FBI director and then lied about why he did it. Yet by the time Comey said these things in an open hearing, all of it was old news. It should have been more shocking than it was, but on some level, Americans were used to it.

Some historical context here is important. Only one FBI Director has ever been fired since J. Edgar Hoover took the job back in 1924: William Sessions, who was sacked by President Bill Clinton in 1993 after the Justice Department's own Office of Professional Responsibility found so many severe ethical lapses, they filled a 161-page report. It included schemes to avoid paying taxes, using government funds to build an expensive home fence that actually reduced the security of the property, using FBI resources for personal purposes, and involving his wife, Alice, in bureau management in “entirely inappropriate” ways. Comey, by contrast, was fired by President Trump for doing his job. Big difference. One was miscarrying justice and abusing power; the other was carrying out justice and speaking truth to power.

Similarly, the only episode in recent history approximating the cloud hanging over the attorney general’s office occurred during the Watergate scandal. That attorney general chose to resign rather than fire White House special prosecutor Archibald Cox and impede an investigation reaching into the White House. This attorney general, by contrast, appears to be implicated in an investigation that reaches into the White House.

Finally, never in American history has a foreign power so deliberately, powerfully, and maliciously tried to distort the cornerstone of American democracy. Comey sent this point home in the hearing, declaring, “There should be no fuzz on this whatsoever. The Russians interfered in our election during the 2016 cycle. They did it with purpose. They did it with sophistication. They did it with overwhelming technical efforts. … It is a high confidence judgment of the entire intelligence community. ... It's not a close call.”

Comey’s testimony delivered a “shock and awe” campaign, FBI-style: calm, cautious, and candid, at once stoic and relatable. It was as though Comey were trying to reach through our television sets and shake the body politic into our collective senses.

And yet, his shock and awe testimony may not shock and awe for long. The biggest story of the day is how unlikely this is to remain the biggest story. In all likelihood, after the Twittersphere dies down, partisans will retreat to their respective corners and business as usual will return to Washington.

Why?

Because of something called the “normalization of deviance:” the more frequently exceptional things happen, the less we think of them as exceptional.  Over time, we become desensitized to events that fall far outside the normal range—often with disastrous consequences. The space shuttle Challenger exploded in 1986 despite previous shuttle launches that revealed O-ring seals in the shuttle’s rocket boosters were cracking in cold weather. They shouldn’t have been cracking at all. But NASA “normalized” the poor performance of O-rings as acceptable and okayed the launch, even with record low temperatures forecast for liftoff. Seven astronauts, including Christa McAuliffe, the first teacher in space, were killed.

We experience the normalization of deviance in daily life, too. Ever hear a funny noise in your car? The first time, it seems alarming. After living with it for a few days, however, you think it must not be so serious after all. You tell yourself the car seems to be running just fine. You grow accustomed to the noise. After a while you don’t notice it anymore. And maybe the car really is fine. Or maybe the funny noise is an indication that the car is about to experience a catastrophic breakdown (which is what happened to me one night, when I assumed a strange noise in my car was really nothing, until the car broke down on the freeway, at night, in Los Angeles, “without warning.”)

The Trump era has brought the normalization of deviance to politics. In four short months, this administration’s national-security advisor has had to resign in disgrace for lying about his contacts with Russians and now faces possible criminal charges. The attorney general is so tainted by his own Russian-related activities that he has had to recuse himself from the bureau’s investigation of Russian-related activities. And the FBI director, who by law serves a 10-year term precisely to ensure independence from the president, was fired by the president because he was independent. This is bizarro world. Any one of these events would in normal times be enough to bring down a president. And yet senators today were talking about whether President Trump’s exact words to Jim Comey constituted a hope, a wish, an order, a directive, a threat, or as one senator characterized it, simply a “light touch” approach.

Comey was right about one thing: The Russians “are coming after America.” They may not have to. In this era of normalized deviance, we are defeating ourselves.

Read Amy Zegart's comments and those from other Stanford faculty in this Stanford News Service article.

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Former FBI Director James Comey moves from an open hearing to a closed hearing during a break in testimony before the Senate Intelligence Committee in the Hart Senate Office Building on June 8, 2017 in Washington, DC. CISAC's Amy Zegart says Comey was right about one thing: The Russians “are coming after America.” They may not have to, she added -- in this era of normalized deviance, we are defeating ourselves.
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The 2018 federal budget proposed by the White House would shrink critical tools—of diplomacy, development work and peacemaking—that can reduce the civil wars abroad that threaten U.S. interests and global stability. Forthcoming research for the American Academy of Arts and Sciences shows that these tools can be effective and cheaper than the military forces upon which we must rely when those wars flare into immediate threats. The international system for mediating and keeping peace in such conflicts must be strengthened and updated—not abandoned.

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The latest American assertion of freedom-of-navigation rights in the South China Sea may have reassured some that new bonhomie between presidents Donald Trump and Xi Jinping won’t lead to abandonment of the region. But questions remain.

On 24 May, the guided missile destroyer USS Dewey transited within 12 nautical miles of Mischief Reef, a land feature occupied by China in the South China Sea. Analysts who had followed and criticized China’s campaign to control the sea, upon learning of this Freedom of Navigation Operation may have shared the same thought: Finally! Not since mid-October 2016 had the US been reported to have conducted such operations in the South China Sea. Since Trump’s inauguration in January, the Pacific Command had repeatedly been denied permission to conduct such a transit. 

Speculation abounds. Was the Dewey’s sail-by a one-off? Or did it augur a resumption of US efforts to forestall Chinese maritime dominion? Defense Secretary James Mattis will speak at the Shangri-La Dialogue in Singapore this week, and perhaps the Dewey’s route is meant to reinforce a message of reassurance for Asian leaders, that the United States is not resigned to Chinese primacy in the South China Sea. News of the Dewey’s trip was not formally announced. Nor was it accompanied by an official promise to follow up with further freedom-of-navigation operations. Any assuaging message, if intended, was thereby undercut, all the more so by Trump’s reputation for unpredictability and impulsiveness. 

Uncertainty abounds, too, as the region is left to wonder whether the Trump administration will make an ongoing commitment or will it offer, by implication, a transaction in the shorter run: suspension of US willingness to check China in the South China Sea, in return for Chinese willingness to check North Korea.

China’s behavior may have made these questions academic. For several years, Washington has watched Beijing turn the South China Sea into a Chinese lake. Impunity has benefited the pace of appropriation, and already some analysts have concluded the game is over. The stronger, less reversible, China’s maritime position becomes, the less valuable – bargainable – an American offer to accommodate it will be. American indifference has facilitated, or at least not impeded, China’s efforts eventually to establish full-spectrum sway over one of the economically and strategically most crucial waterways in the world. A million square kilometers larger than the Mediterranean, the South China Sea is vital for the many countries that border or use it – including China, Japan, India, South Korea, Australia, members of the Association of Southeast Asian Nations and, not least, the United States.

Obama-style “strategic patience” not only failed to lessen the missile-tossing truculence of Pyongyang. It failed to slow Beijing’s drive to dominate the South China Sea. Washington warned Beijing not to build up the land features it controlled; China did so anyway.  Washington warned Beijing not to militarize those properties; China did so anyway despite Xi’s public pledge to the contrary. Freedom-of-navigation operations were few, intermittent and increasingly far between, despite a promise to conduct them twice every three months. 

Meanwhile, ASEAN’s leaders were the objects of vigorous yuan diplomacy by China – attractive gifts and loans repayable in silence and deference. The Obama administration offered principles instead: good governance and navigational freedom. The Trans-Pacific Partnership promoted the first; freedom-of-navigation operations in the South China Sea defended the second.

In San Francisco in February 2016, an astute Malaysian asked his American audience to put themselves in Southeast Asian shoes: The Chinese offer you a stack of cash to spend.  The Americans offer you a stack of principles to follow. Which offer do you accept? It was a rhetorical question.

Trump may have abandoned the Trans-Pacific Partnership’s provisions for reasons of good economic governance. But why was the principle of navigational freedom neglected?  Why were the freedom-of-navigation operations performed less often under Obama and stopped altogether under Trump? 

A one-word answer could be linkage. Obama’s White House, including the National Security Council, viewed US relations with China as multi-stranded. Provoking Beijing with such operations risked losing cooperation on other issues that mattered to Washington: economic discrimination, cybersecurity, global warming, North Korea. As for Trump, initially, discontinuance of the operations could have been due to the new administration’s internal disarray and lack of staff. By May, however, it appeared that Washington might not be restarting them for a different reason: to incentivize Beijing to alleviate American economic concerns and restrain Pyongyang. 

It’s become conventional to distinguish Obama’s “strategic patience” from Trump’s “transactional dealing,” but linkage is present in both approaches. Both subordinate America’s interest in restraining Chinese maritime assertions in East Asia to America’s interest in gaining Chinese cooperation on other matters. In effect, Obama and Trump alike had bigger fish to fry. China’s salami-slicing tactic also made its incremental advances too insignificant to pick a fight over.

The Dewey’s voyage past Mischief Reef has broken a string of seven months without freedom-of-navigation operations, raising more policy questions. If operations do resume, does that mean Washington has also broken the linkage to other issues on which China could be helpful?  Is that freedom were worth defending in its own right? And what if no further operations ensue or follow a haphazard pattern?

Reassurances matter. In May, during his first trip to Europe, president Trump could have recommitted his country to defense of NATO partners by endorsing Article 5. He did not. Europeans now have reason to doubt America’s willingness to defend them against Russia President Vladimir Putin’s desire to destabilize or even retake Russia’s former satellite states. If the Dewey’s journey was not a resumption, but merely a one-time blip, will ASEAN’s leaders echo Germany Chancellor Angela Merkel in doubting America’s willingness to restrain Xi’s maritime ambitions in its own “near abroad”?

Southeast Asian policy elites may already assume that the Trump administration doesn’t care about their region. The gap between what these elites want from the US and what they expect to get emerges clearly in an April survey of more than 300 influential officials, businesspeople, scholars, journalists and activists across the 10 ASEAN countries on “How do Southeast Asians View the Trump Administration,” conducted by ISEAS Yusof Ishak Institute.

Of these respondents, an impressive 70 percent agreed that “Southeast Asia is more stable and secure with active US engagement.” But 56 percent expected the US to become less engaged in Southeast Asia in future, while 52 percent felt that the Trump administration was “not interested” in the region or considered it “irrelevant.”  As to which country or regional organization was the “most influential” in Southeast Asia, a mere 4 percent of the respondents chose the United States, compared to the 18 percent who cited ASEAN and the whopping 74 percent who chose China. An even higher proportion, 80 percent, expected China to fill any “strategic vacuum” in the region that American “indifference” might create.

There is one supportive result for Washington in the April survey: 68 percent of the respondents agreed that “the US will uphold freedom of navigation in the South China Sea.” The Trump administration should live up to that expectation. The Dewey’s sail-by should be followed by additional trips, performed regularly, publicly acknowledged, and justified by stating and restating strategic conviction: that no one country – not the United States, China, Japan nor any other state – should exercise exclusive control over the South China Sea. Such commitment, far from a chip to bargain with, is a key interest of the United States itself.

This piece was originally carried by YaleGlobal Online on June 1, 2017, and reposted with permission.

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The U.S. Navy, Indian Navy and Japan Maritime Self-Defense Force ships participate in a training exercise in the East China Sea, July 27, 2014.
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