Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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On September 1, Francis Fukuyama became the fourth director of the Center on Democracy, Development and the Rule of Law (CDDRL) at Stanford’s Freeman Spogli Institute. In his initial days as director, Fukuyama took a moment to reflect on his vision for CDDRL and some potential pathways to grow the Center’s research agenda and teaching mission. A leading scholar of political development, Fukuyama discusses how he can apply some of his own theories of governance to inform CDDRL’s research agenda, and how his favorite leadership moment - from a movie - defines his leadership style.  


What is your vision for CDDRL?

I think that it is important to build on what CDDRL has achieved up to this point. The Center is well known and respected around the world as one of the most important research programs into the development of democratic institutions. It's important to keep sight of that focus, and to expand it to other areas. For example, we recently took on the question of democracy in developed countries with the Program on American Politics in Comparative Perspective. High quality democracy can never be taken for granted, even in the Untied States, and it will face many challenges in the coming years from populism, immigration, and cultural conflict. The nature of authoritarian government is changing as well, as regimes learn from one another how to control technology and manipulate media.

 

Where are some areas where you would like to expand CDDRL’s reach?

Although CDDRL is primarily a research institution, we see education as an integral part of our mission and our research interests. I would like to build out from our existing practitioner-based programs like the Draper Hills Summer Fellows Program and the Leadership Academy for Development, with similar offerings for Stanford students. We want to teach theory that is useful and connected to practice, and help students get skills that will be useful to them as leaders who can shape events in the real world. We're already in the process of building a case library, and expanding the use of cases in our teaching.

 

What excites you the most about your new position?

We have a unique opportunity at Stanford to leverage the resources of a top university in the study of political institutions. CDDRL and FSI more broadly can make connections with researchers in public health, engineering, law, and the business school, as well as the substantial intellectual capacities in the broader region.

If we look inward, CDDRL has a great faculty and staff, one that brings together a huge number of different perspectives in stimulating ways. We've always had a strong pre-and postdoctoral program, and I, like many professors, find I learn more from my students than the reverse.

 

How will you bring your scholarship and focus on governance to your new position?

I think that many failings of democracies - both old and new - are related to their failure to perform. That is, we want to be free from tyranny and oppressive governments, but we also want our government to provide those basic public goods and services like public safety, education, health, and infrastructure. The study of democracy is not just about limiting government, but also making it more effective and capable. There have been protests against Lebanon's elected government in recent weeks for not being able to pick up the trash, or provide reliable electricity. So while knowing how to dispose of garbage or how to make customers pay for their electricity, so that there are revenues to build a reliable grid, do not at first seem like components of democracy, they actually are. Unfortunately, we academics have spent much more time and energy focusing on how to limit state power, rather than on how to make the exercise of that power more effective and in line with the demands of citizens. There has been a large volume of writing on the relationship between democracy and growth, but relatively little about how democracy relates to the quality of the state. So this constitutes a big research opportunity for the future.  

 

Are there any principles of state-building or public administration that can be applied to your role?

First of all, the very words "public administration" makes most people immediately fall asleep; so let's refer to the art of making governments deliver better public services and shape behavior in positive ways. Theorizing in this area has been dominated in recent years by economists who tend to focus, as economists do, on incentives and material motives. But they seldom take account of leadership and the kinds of moral incentives that are needed to make organizations function well - the kinds of motivations that make people want to stay late in the office or do their best even when other people aren't watching. It's always seemed to me that the same institution can perform better or worse with the same material resources depending on how the people in it see their common goals and objectives, and how they're able to work together on an informal basis. This is what's been called "social capital," and its important both in governments as in the most modest organization. So our social capital at CDDRL is something that I want to preserve and grow.

 

Which leader – living or dead – do you most identify with the most and how might you adapt their leadership style to your own?

I can’t think of a leader I identity with, but I can think of a favorite leadership moment. It is the one portrayed in the movie Invictus, when Nelson Mandela decides to put all his effort into supporting the South African national team, the Springboks, in the 1994 Rugby World Cup. Under Apartheid, rugby was the sport of white South Africans, while the blacks played soccer. The film portrays Mandela going up against the assembled African National Congress leadership, who want to withdraw support from the Springboks, saying it represented the racist old regime. Mandela argued instead that winning the World Cup should become a national goal for the new, multiracial, and democratic South Africa. He had to convince lots of skeptical whites as well that there is a place for them in the country. In the end, the Springboks were inspired to defeat the New Zealand All Blacks (with a great performance of their hakka war dance), and win the championship.

I can’t think of a single more brilliant example of nation-building. We typically think of nation-building as related to tangible things like the formation of armies and ministries that sit in buildings. But the more important dimension of nation-building has to do with identity, that is, belief in a single, overarching story around which citizens can unite. For better or worse, identity in the contemporary world is more often then not built around sports. I thought it was remarkable that Mandela, having spent all those decades in jail, would understand so clearly the importance of symbols, and spend his precious political capital on something that. We’ve had plenty of other recent examples of leaders in places like Iraq or Afghanistan who were completely blind to this dimension of leadership, or worse yet, saw leadership as an opportunity to pursue their own sectarian or personal advantage.

I suppose this applies in a small way to CDDRL as well. Even small organizations have identities that make them cohesive and guide their actions. CDDRL has been a center dedicated to understanding and promoting the development of accountable and law-based government around the world. We want to train students and build research programs with this in mind, and I think that one of the legacies of our past leaders has been the fact that everyone understands this. 

 

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Sadaf Minapara
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Abstract:

Scholars of governance reforms in developing countries often argue that the surest way to address the maladies of the state—corruption, cronyism, inefficiency, and red tape—is swift, dramatic change enacted by political leaders during moments of upheaval. This research finds that a very different type of change is not only possible but also more effective and enduring. A comparison of attempts to increase accountability, transparency, and institutional strength in Brazil and Argentina demonstrates that incremental changes sequenced over time in response to failings in previous policy provide two crucial advantages over wholesale and rapid overhauls of the state: (1) continual adjustments and modifications benefit from learning; and (2) an incremental approach makes reform more durable and helps preserve bureaucratic autonomy.

 

Speaker Bio:

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bersch 1
Katherine Bersch is a Postdoctoral Fellow at the Center for Democracy, Development, and the Rule of Law at Stanford University. Her research is broadly focused on democratic quality in developing countries, with an emphasis on governance reform and state capacity in Latin America. She employs a range of research methods to understand the political conditions under which policies designed to reduce corruption, increase transparency, and enhance accountability are successful and durable. Bersch’s work has been published or is forthcoming in Comparative Politics, the European Journal of Development Research, Information Polity, and in Miguel Centeno, Atul Kohli, and Deborah Yashar's edited volume with Dinsha Mistree, States in the Developing World. Her research on state capacity with Sérgio Praça and Matthew M. Taylor recently won the LAPIS Best Paper Award from the Latin American Studies Association. Bersch received her PhD in Government from the University of Texas at Austin.

Katherine Bersch Postdoctoral Fellow at the Center for Democracy, Development, and the Rule of Law at Stanford University
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Abstract:

Twenty five years after the fall of the Berlin Wall, the democratic ascendency of the post-Soviet era is under severe challenge. While fragile democracies in Eastern Europe, Africa, and East Asia face renewed threats, the world has witnessed the failed democratic promises of the Arab Spring. What lessons can be drawn from these struggles? What conditions or institutions are needed to prevent the collapse of democracy? Embattled democracy is the subject matter of a new book, Fragile Democracies: Contested Power in the Era of Constitutional Courts. This book argues that the most distinctive antidote to authoritarianism in the post-1989 period is the presence of strong constitutional courts. A signature feature of the third wave of democratization, these courts serve as a bulwark against vulnerability to external threats as well as a catalyst for the internal consolidation of power. Particularly in societies still riven by deep divisions of race, religion, or national background, courts have become pivotal actors in allowing democracy to take root.

 

Speaker Bio:

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samuel issacharoff
Samuel Issacharoff is the Reiss Professor of Constitutional Law at New York University School of Law. His research addresses the law of the political process and constitutional law, as well as issues in civil procedure (especially complex litigation and class actions). He is a co-author of the seminal Law of Democracy casebook and recently served as the Reporter for the Project on Aggregate Litigation of the American Law Institute. Professor Issacharoff is a Fellow of the American Academy of Arts and Sciences.

Samuel Issacharoff Reiss Professor of Constitutional Law, New York University School of Law
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Montek Singh Ahluwalia is an economist who trained at Oxford as a Rhodes Scholar. He spent several years at the World Bank before returning to India to serve as the Economic Advisor to the Finance Minister. The Government of India then appointed him to several senior positions, including Secretary of Commerce and Secretary in the Department of Economic Affairs at the Ministry of Finance. In 1998, he was appointed as a Member of the Planning Commission and Advisory Council to the Prime Minister of India. In 2001, he became the Director of Independent Evaluation Office at the International Monetary Fund, resigning this position in 2004 to become the Deputy Chairman of the Planning Commission.

He has written widely about India and the world economy, co-authoring Redistribution with Growth: An Approach to Policy, and editing Macroeconomics and Monetary Policy: Issues for Reforming the Global Financial Architecture with Y.V. Reddy and S.S. Tarapore.

The Payne Distinguished Lectureship is named for Frank and Arthur Payne, brothers who gained an appreciation for global problems through their international business operations. This lectureship, hosted by the Freeman Spogli Institute for International Studies, brings speakers with an international reputation for leadership and visionary thinking to Stanford to deliver a major public lecture. 

This event is carried out in partnership with the Stanford Center for International Development (SCID).

A public reception will follow the lecture.

Montek Singh Ahluwalia Deputy Chairman, Planning Commission 2004-2014, Government of India Deputy Chairman, Planning Commission 2004-2014, Government of India
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Sponsored by the Taiwan Democracy Project and the U.S. Asia Security Initiative at the Asia-Pacific Research Center (APARC)

Abstract

During the recent meeting between PRC President Xi Jinping and Taiwan President Ma Ying-jeou, the “1992 One China Consensus” served as a mutually acceptable paradigm for maintaining “peaceful and stable” conditions across the Taiwan Strait.  For Xi Jinping, the warmth of the visit thinly veiled a message to Taiwan’s leaders and electorate, as well as to onlookers in Washington.  Chinese officials and media clearly link the talks and confirmation of the 1992 Consensus to “the great rejuvenation of the Chinese nation”—a concept that is increasingly unpalatable to many in Taiwan.  Xi hopes to keep DPP presidential candidate Tsai Ing-wen (and perhaps even future KMT leaders) in the 1992 Consensus “box” and to co-opt the U.S. in this effort, but perhaps underestimates the political transformation underway on Taiwan. 

The Xi administration has also hardened its position regarding “core interests” such as Taiwan, embodied in a “bottom line principle” policy directive that eschews compromise.  Although many commentators and most officials across the region have shied away from stating that the PRC and Taiwan are at the crossroads of crisis, the collision of political transformation on Taiwan and the PRC’s “bottom line principle” will challenge the fragile foundations of peaceful cross-Strait co-existence.  Changes in the regional balance of military power brought about by a more muscular People’s Liberation Army compounds the potential for increased friction, providing Beijing with more credible options for coercion and deterrence.

This talk will consider the politics and principles involved in cross-Taiwan Strait relations in light of the upcoming 2016 Taiwan elections and the policies of the Xi Jinping administration; and will discuss some of the possible implications for China’s national security policy, regional stability, and the future of cross-Strait relations.

Bio

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Cortez Cooper
Mr. Cortez A. Cooper III joined RAND in April 2009, providing assessments of security challenges across political, military, economic, cultural, and informational arenas for a broad range of U.S. government clients.  Prior to joining RAND, Mr. Cooper was the Director of the East Asia Studies Center for Hicks and Associates, Inc.  He has also served in the U.S. Navy Executive Service as the Senior Analyst for the Joint Intelligence Center Pacific, U.S. Pacific Command.  As the senior intelligence analyst and Asia regional specialist in the Pacific Theater, he advised Pacific Command leadership on trends and developments in the Command’s area of responsibility.  Before his Hawaii assignment, Mr. Cooper was a Senior Analyst with CENTRA Technology, Inc., specializing in Asia-Pacific political-military affairs.  Mr. Cooper’s 20 years of military service included assignments as both an Army Signal Corps Officer and a China Foreign Area Officer.  In addition to numerous military decorations, the Secretary of Defense awarded Mr. Cooper with the Exceptional Civilian Service Award in 2001.

2016 Taiwan Elections and Implications for Cross-Strait and Regional Security
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Cortez Cooper Senior International Policy Analyst RAND Corporation
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Abstract:

Both South Korea and Taiwan are considered consolidated democracies, but the two countries have developed very different sets of electoral campaign regulations. While both countries had highly restrictive election laws during their authoritarian eras, they have diverged after democratic transition. South Korea still restricts campaigning activities, including banning door-to-door canvassing, prohibiting pre-official period campaigning, and restricting the quantity and content of literature. Taiwan has removed most campaigning restrictions, except for finance regulations. This study explores the causes of these divergent trajectories through comparative historical process tracing, using both archival and secondary sources. The preliminary findings suggest that the incumbency advantage and the containment of the leftist or opposition parties were the primary causes of regulation under the soft and hard authoritarian regimes of South Korea and Taiwan. The key difference was that the main opposition party as well as the ruling party in South Korea enjoyed the incumbency advantage but that opposition forces in Taiwan did not. As a result, the opposition in Taiwan fought for liberalization of campaign regulations, but that in South Korea did not. Democratization in Taiwan was accompanied by successive liberalizations in campaign regulation, but in South Korea the incumbent legislators affiliated with the ruling and opposition parties were both interested in limiting campaigning opportunities for electoral challengers.

 

Bio:

Dr. Jong-sung You is a senior lecturer in the Department of Political and Social Change, Australian National University. His research interests include comparative politics and the political economy of inequality, corruption, social trust, and freedom of expression. He conducts both cross-national quantitative studies and qualitative case studies, focusing on Korea and East Asia. He recently published a book entitled Democracy, Inequality and Corruption: Korea, Taiwan and the Philippines Compared with Cambridge University Press. His publications have appeared at American Sociological Review, Political Psychology, Journal of East Asian Studies, Journal of Contemporary Asia, Asian Perspective, Trends and Prospects, and Korean Journal of International Studies. He obtained his Ph.D. in Public Policy from Harvard University and taught at UC San Diego. Before pursuing an academic career, he fought for democracy and social justice in South Korea.

 

 

Jong-sung You Senior Lecturer College of Asia and the Pacific, Australia National University
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Based on first-hand participant-observation, this talk will examine the culture, politics, and spatiality of the Sunflower Movement. Taiwan's most significant social movement in decades, the Sunflower Movement not only blocked the passage of a major trade deal with China, but reshaped popular discourse and redirected Taiwan's political and cultural trajectory. It re-energized student and civil society, precipitated the historic defeat of the KMT in the 2014 local elections, and prefigured the DPP's strong position coming into the 2016 presidential and legislative election season.
 
The primary spatial tactic of the Sunflowers-- occupation of a government building-- was so successful that a series of protests in the summer of 2015 by high school students was partly conceived and represented as a "second Sunflower Movement". These students, protesting "China-centric" curriculum changes, attempted to occupy the Ministry of Education building. Thwarted by police, these students settled for the front courtyard, where a Sunflower-style pattern of encampments and performances emerged. While this movement did not galvanize the wider public as dramatically as its predecessor, it did demonstrate the staying power of the Sunflower Movement and its occupation tactics for an even younger cohort of activists.
 
The Sunflower Movement showed that contingent, street-level, grassroots action can have a major impact on Taiwan's cross-Strait policies, and inspired and trained a new generation of youth activists. But with the likely 2016 presidential win of the DPP, which has attempted to draw support from student activists while presenting a less radical vision to mainstream voters, what's in store for the future of Taiwanese student and civic activism? And with strong evidence of growing Taiwanese national identification and pro-independence sentiment, particularly among youth, what's in store for the future of Taiwan's political culture? 
 

Speaker Bio

Ian Rowen in Legislative Yuan Ian Rowen in Taiwan's Legislative Yuan during the Sunflower Student Movement protest.

Ian Rowen is PhD Candidate in Geography at the University of Colorado, Boulder, and recent Visiting Fellow at the European Research Center on Contemporary Taiwan, Academia Sinica’s Institute of Sociology, and Fudan University. He participated in both the Sunflower and Umbrella Movements and has written about them for The Journal of Asian Studies, The Guardian, and The BBC (Chinese), among other outlets. He has also published about Asian politics and protest in the Annals of the Association of American Geographers (forthcoming) and the Annals of Tourism Research. His PhD research, funded by the US National Science Foundation, the Fulbright Program, and the Taiwan Foundation for Democracy, has focused on the political geography of tourism and protest in China, Taiwan, and Hong Kong. 

 

Presentation Slides

Ian Rowen Doctoral Candidate University of Colorado Dept of Geography
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While Prime Minister Abe Shinzo has emerged as the strongest Japanese leader in a decade, the dark underside of his administration has been widespread accusations of heavy-handed intimidation of the press. Especially in the last year, there have been numerous high-profile cases in which major media organizations have appeared to capitulate to such pressure, often engaging in a preemptive self-censorship known in Japan as jishuku, or “self-restraint.” A close examination of some of these cases reveals that the Abe administration has indeed engaged in an aggressive effort to shape press coverage using both the carrot of access, and the stick of political pressure and unbridled nationalist intimidation. However, much of the blame also belongs in the media organizations themselves, which have appeared unable, at least initially, to resist the administration’s pressure tactics. Indeed, the Abe government has appeared adept at exploiting weaknesses in Japan’s major media that include a competitive obsession with scoops, a heavy dependence on government sources seen in the so-called press club system and the lack of a shared sense of professional ethics and identity. The collapse of political opposition parties, and the strengthening of state secrecy laws during the second Abe administration also play roles. Deeper historical trends will also be considered, including weak notions of civil society and a moral centrality of the state that has its roots in the crash nation-building of the Meiji period.

Martin Fackler is currently Journalist-in-Residence at the Rebuild Japan Initiative Foundation, a Tokyo-based think tank. From 2009 to 2015, he covered Japan and the Korean peninsula as Tokyo bureau chief for the New York Times. In 2012, he was a finalist for the Pulitzer Prize in international reporting for his and his colleagues' investigative stories on the Fukushima Daiichi nuclear meltdown that the prize committee said offered a "powerful exploration of serious mistakes concealed by authorities in Japan." Martin is also the author (in Japanese) of the bestseller “Credibility Lost: The Crisis in Japanese Newspaper Journalism after Fukushima,” a critical look at Japanese media coverage of the 2011 earthquake and nuclear disaster. In total, he spent a decade in the Tokyo bureau of the New York Times, where he also served as economics correspondent. Before joining the Times in 2005, he worked in Tokyo for the Wall Street Journal, the Far Eastern Economic Review, the Associated Press and Bloomberg News, and in Beijing and Shanghai for AP. He has Masters degrees in journalism from the University of Illinois at Urbana and in East Asian history from the University of California, Berkeley.

Martin Fackler Journalist-in-Residence at the Rebuild Japan Initiative Foundation
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This event is now full, and we are unable to accept any further RSVPs.  Please email khaley@stanford.edu if you would like to be added to a wait list.

 

Russia's aggressive foreign policy is backed by Putin's domestic popularity ratings and his strong grip on Russia's political system. But in reality, how firmly does Putin control Russian politics? Can the ongoing economic crisis in Russia pose challenges to his system and the upcoming federal elections of 2016-2018? What impact will Russian domestic politics play in Russia's international behavior?

 

Vladimir Milov is a Russian opposition politician, publicist, economist & energy expert. He was the Deputy Minister of Energy of Russia (2002), adviser to the Minister of Energy (2001-2002), and head of strategy department at the Federal Energy Commission, the natural monopoly regulator (1999-2001). Milov is the author of major energy reform concepts, including the concept of market restructuring and unbundling of Gazprom, which was banned from implementation by President Vladimir Putin. He is the founder and president of the Institute of Energy Policy, a leading independent Russian energy policy think tank (since 2003). Milov is a columnist of major Russian political and business publications, including Forbes Russia, and a frequent commentator on Russian political and economic affairs in major Western media outlets (The New York Times, The Financial Times, The Washington Post, The Economist, etc.). Since leaving the Russian Government in 2002, Milov has became a vocal public critic of Vladimir Putin’s dirigiste and authoritarian course. Milov is also active in the Russian opposition politics, serving as Chairman of the “Democratic Choice” opposition party (www.en.demvybor.ru), and is also known as co-author of the critical public report on Vladimir Putin’s Presidential legacy called “Putin. The Results”, written together with Boris Nemtsov (several editions published since 2008).

Vladimir Milov former Russian Deputy Minister of Energy Speaker
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Abstract

New President of the United States Institute of Peace, Nancy Lindborg, will discuss the global challenge of fragility and conflict, including a vision of the way forward. Ms. Lindborg’s remarks reflect a lifetime of working in the world’s most fragile regions and a time when the global humanitarian system is at a breaking point, with record numbers of people forcibly displaced globally.   

 

Speaker Bio

nancy lindborg presidential portrait Nancy Lindborg
Nancy Lindborg has served since February, 2015, as President of the United States Institute of Peace, an independent institution founded by Congress to provide practical solutions for preventing and resolving violent conflict around the world.   

Ms. Lindborg has spent most of her career working in fragile and conflict affected regions around the world.   Prior to joining USIP, she served as the Assistant Administrator for the Bureau for Democracy, Conflict and Humanitarian Assistance (DCHA) at USAID.  From 2010 through early 2015, Ms. Lindborg led USAID teams focused on building resilience and democracy, managing and mitigating conflict and providing urgent humanitarian assistance.   Ms. Lindborg led DCHA teams in response to the ongoing Syria Crisis, the droughts in Sahel and Horn of Africa, the Arab Spring, the Ebola response and numerous other global crises.

Prior to joining USAID, Ms. Lindborg was president of Mercy Corps, where she spent 14 years helping to grow the organization into a globally respected organization known for innovative programs in the most challenging environments.   She started her international career working overseas in Kazakhstan and Nepal. 

Ms. Lindborg has held a number of leadership and board positions including serving as co-president of the Board of Directors for the U.S. Global Leadership Coalition; co-founder and board member of the National Committee on North Korea; and chair of the Sphere Management Committee. She is a member of Council on Foreign Relations.

She holds a B.A and M.A. in English Literature from Stanford University and an M.A. in Public Administration from the John F. Kennedy School of Government at Harvard University.

Nancy Lindborg President of the United States Institute of Peace President of the United States Institute of Peace
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