Governance

FSI's research on the origins, character and consequences of government institutions spans continents and academic disciplines. The institute’s senior fellows and their colleagues across Stanford examine the principles of public administration and implementation. Their work focuses on how maternal health care is delivered in rural China, how public action can create wealth and eliminate poverty, and why U.S. immigration reform keeps stalling. 

FSI’s work includes comparative studies of how institutions help resolve policy and societal issues. Scholars aim to clearly define and make sense of the rule of law, examining how it is invoked and applied around the world. 

FSI researchers also investigate government services – trying to understand and measure how they work, whom they serve and how good they are. They assess energy services aimed at helping the poorest people around the world and explore public opinion on torture policies. The Children in Crisis project addresses how child health interventions interact with political reform. Specific research on governance, organizations and security capitalizes on FSI's longstanding interests and looks at how governance and organizational issues affect a nation’s ability to address security and international cooperation.

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CDDRL director Francis Fukuyama believes America's increased political polarization can be traced back to a universal desire for recognition. His latest book, "Identity," digs into the factors that gave rise to President Trump, Brexit and even violent extremist groups. Fukuyama joins Forum to discuss identity politics, the road back to a united American identity and how the world has changed since the publication of his best-selling "The End of History." Listen here.

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Under the title “Political Contestation and New Social Forces in the Middle East and North Africa,” the Program on Arab Reform and Democracy convened its 2018 annual conference on April 27 and 28 at Stanford University. Bringing together a diverse group of scholars from across several disciplines, the conference examined how dynamics of governance and modes of political participation have evolved in recent years in light of the resurgence of authoritarian trends throughout the region.

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Delivering the opening remarks of the conference, Freeman Spogli Institute (FSI) and Hoover Institution Senior Fellow Larry Diamond reflected on the state of struggle for political change in the Middle East and North Africa (MENA) region. In a panel titled “Youth, Culture, and Expressions of Resistance,” FSI Scholar Ayca Alemdaroglu discussed strategies the Turkish state has pursued to preempt and contain dissent among youth. Adel Iskandar, Assistant Professor of Communications at Simon Fraser University, explained the various ways through which Egyptian youth employ social media to express political dissent. Yasemin Ipek, Assistant Professor of Global Affairs at George Mason University, unpacked the phenomenon of “entrepreneurial activism” among Lebanese youth and discussed its role in cross-sectarian mobilization.

The conference’s second panel, tilted “Situating Gender in the Law and the Economy,” featured Texas Christian University Historian Hanan Hammad, who assessed the achievements of the movement to fight gender-based violence in Egypt. Focusing on Gulf Cooperation Council states, Alessandra Gonzales, a Visiting Postdoctoral Fellow at the Stanford Institute for Economic Policy Research, analyzed the differences in female executive hiring practices across local and foreign firms. Stanford University Political Scientist and FSI Senior Fellow Lisa Blaydes presented findings from her research on women’s attitudes toward Female Genital Mutilation (FGM) in Egypt.

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Speaking on a panel titled “Social Movements and Visions for Change,” Free University of Berlin Scholar Dina El-Sharnouby discussed the 2011 revolutionary movement in Egypt and the visions for social change it espouses in the contemporary moment. Oklahoma City University Political Scientist Mohamed Daadaoui analyzed the Moroccan regime’s strategies of control following the Arab Uprisings and their impact on various opposition actors. Nora Doaiji, a PhD Student in History at Harvard University, shared findings from her research examining the challenges confronting the women’s movement in Saudi Arabia.

The fourth panel of the conference, “The Economy, the State, and New Social Actors,” featured George Washington University Associate Professor of Geography Mona Atia, who presented on territorial restructuring and the politics governing poverty in Morocco. Amr Adly, an Assistant Professor of Political Science at the American University in Cairo, analyzed the relationship between the state and big business in Egypt after the 2013 military coup. Rice University Professor of Economics Mahmoud El-Gamal shared findings from his research on the economic determinants of democratization and de-democratization trends in Egypt during the past decade.

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The final panel focused on the international and regional dimensions of the struggle for political change in the Arab world, and featured Hicham Alaoui, a Research Fellow at Harvard University’s Weatherhead Center for International Affairs, Georgetown University Political Scientist Daniel Brumberg, and Nancy Okail, the Executive Director of the Tahrir Institute for Middle East Policy.

The conference included a special session featuring former fellows of the American Middle Eastern Network at Stanford (AMENDS), an organization dedicated to promoting understanding around the Middle East, and supporting young leaders working to ignite concrete social and economic development in the region. AMENDS affiliates from five different MENA countries shared with the Stanford community their experiences in working toward social change in their respective countries.

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ARD 2018 Annual Conference participants.
Front row (from left): Hanan Hammad, Hamza Arsbi, Ayca Alemdaroglu, Mahdi Lafram, Lior Lapid.
Second to front row (from left): Dina El-Sharnouby, Daniel Brumberg, Radidja Nemar, Mona Atia.
Third to front row (from left): Hesham Sallam, Joel Beinin, Nora Doaiji, Hicham Alaoui, Mohamed Daadaoui, Salma Takky, Larry Diamond, Amr Adly, Sultan Al Amer, Heba Al-Hayek.
Back row (from left): Amr Gharbeia, Mahmoud El-Gamal, Amr Hamzawy
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Bio: Dr. Arvind Gupta recently retired as India's Deputy National Security Advisor. In his capacity as Deputy NSA, he also headed India's National Security Council Secretariat from 2014 until 2017. Previously, he was the Director General of the Institute for Defence Studies and Analysis (IDSA), a thinktank funded by India's Ministry of Defence. Dr. Gupta joined the Indian Foreign Service in 1979 and served at India's diplomatic missions in Moscow, London and Ankara. At the Ministry of External Affairs in New Delhi, he dealt with Afghanistan, the Soviet Union, Russia, Kashmir, and the Central Asian affairs. He is an honorary professor in the Department of Defence and National Security Studies, Panjab University. He has an MSc in Physics from the University of Delhi and a Ph.D. in International Relations from Jawaharlal Nehru University. He is currently the Director of Vivekananda International Foundation (VIF), a Delhi-based independent, non-partisan think tank focussing on foreign policy, defense and security-related issues from an Indian perspective. His most recent book How India Manages its National Security was published by Penguin Random House in 2018.

Book Overview: In this authoritative and comprehensive survey of the challenges a changing global security environment poses to India, former deputy national security advisor Arvind Gupta outlines the important aspects of the country's security apparatus and how they interface to confront internal and external conflicts. We have today a turbulent Middle East to the west; a rising and assertive China to the north; Pakistan in the grip of the military and the militants across our border and an increasingly militarizing Indian Ocean region surrounding us. Additionally, climate change, cyber security and the vulnerability of our space assets are major areas of concern. Anything that weakens a nation weakens its security, which makes the issues of food, water, health, economics and governance critically significant. Arvind Gupta draws on his long experience in these areas to argue that instead of tactical remedies, a strategic, coherent, institutional approach is needed to deal with these challenges. Strengthening the National Security Council, for instance, could be one way forward.

How India Manages Its National Security explains with great clarity and thoroughness the concept and operation of India's national security apparatus. This book will be of great interest to practitioners, analysts and laymen alike and offer an important voice in the discussion on how national security challenges should be resolved in the decades to come.

Arvind Gupta Director Vivekananda International Foundation
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On 11/29/18 a group of leading experts on China and American foreign policy released “Chinese Influence and American Interests: Promoting Constructive Vigilance,” a report documenting Chinese efforts to influence American society. The report examines China's efforts to influence American institutions, including state and local governments, universities, think tanks, media, corporations, and the Chinese-American community, and differentiates between legitimate efforts--like public diplomacy--and improper interference, which demands greater awareness and a calibrated response.

In this special roundtable, two of the report’s co-editors, Orville Schell and Larry Diamond, and a Taiwanese scholar, Ji-Jen Hwang, will discuss the findings of the report and compare the forms and effects of Chinese “sharp power” in the United States with its practice in and toward Taiwan.

This event is co-sponsored by the US-Asia Security Initiative in the Asia-Pacific Research Center, and the Center on Democracy, Development, and the Rule of Law.  

Orville Schell

Orville Schell is the Arthur Ross Director of the Center on U.S.-China Relations at Asia Society in New York. He is a former professor and Dean at the University of California, Berkeley’s Graduate School of Journalism. Schell was born in New York City, graduated Magna Cum Laude from Harvard University in Far Eastern History, was an exchange student at National Taiwan University in the 1960s, and earned a Ph.D. (Abd) at University of California, Berkeley in Chinese History. He worked for the Ford Foundation in Indonesia, covered the war in Indochina as a journalist, and has traveled widely in China since the mid-70s.

Schell is the author of fifteen books, ten of them about China, and a contributor to numerous edited volumes. His most recent books are: Wealth and Power, China’s long March to the 21st Century; Virtual Tibet; The China Reader: The Reform Years; and Mandate of Heaven: The Legacy of Tiananmen Square and the Next Generation of China’s Leaders. He has written widely for many magazine and newspapers, including The Atlantic MonthlyThe New YorkerTime, The New RepublicHarpersThe NationThe New York Review of BooksWiredForeign Affairs, the China Quarterly, and the New York Times, the Washington Post and the Los Angeles Times.

He is a Fellow at the Weatherhead East Asian Institute at Columbia University, a Senior Fellow at the Annenberg School of Communications at USC and a member of the Council on Foreign Relations. Schell is also the recipient of many prizes and fellowships, including a Guggenheim Fellowship, the Overseas Press Club Award, and the Harvard-Stanford Shorenstein Prize in Asian Journalism.

Larry Diamond

Larry Diamond is a senior fellow at the Hoover Institution and at the Freeman Spogli Institute for International Studies. For more than six years, he directed FSI’s Center on Democracy, Development, and the Rule of Law, where he now leads its Program on Arab Reform and Democracy and its Global Digital Policy Incubator. He is the founding co-editor of the Journal of Democracy and also serves as Senior Consultant at the International Forum for Democratic Studies of the National Endowment for Democracy. His research focuses on democratic trends and conditions around in the world, and on policies and reforms to defend and advance democracy.  His 2016 book, In Search of Democracy, explores the challenges confronting democracy and democracy promotion, gathering together three decades of his writing and research, particularly on Africa and Asia.  He has just completed a new book on the global crisis of democracy, which will be published in 2019, and is now writing a textbook on democratic development.

Karl Eikenberry

is Director of the U.S.-Asia Security Initiative and faculty member at the Shorenstein Asia-Pacific Research Center, faculty member of the Center for International Security and Cooperation, and Professor of Practice at Stanford University. He is also an affiliate with the FSI Center for Democracy, Development, and Rule of Law, and The Europe Center.

Prior to his arrival at Stanford, he served as the U.S. Ambassador to Afghanistan from 2009 until 2011. Before appointment as Chief of Mission on Kabul, Ambassador Eikenberry had a thirty-five year career in the United States Army, retiring in April 2009 with the rank of Lieutenant General. His military operational posts included commander and staff officer with mechanized, light, airborne, and ranger infantry units in the continental U.S., Hawaii, Korea, Italy, and Afghanistan as the Commander of the American-led Coalition forces. He held various policy and political-military positions, including Deputy Chairman of the North Atlantic Treaty Organization (NATO) Military Committee in Brussels, Belgium; Director for Strategic Planning and Policy for U.S. Pacific Command at Camp Smith, Hawaii; U.S. Security Coordinator and Chief of the Office of Military Cooperation in Kabul, Afghanistan; Assistant Army and later Defense Attaché at the United States Embassy in Beijing, China; Senior Country Director for China, Taiwan, Hong Kong and Mongolia in the Office of the Secretary of Defense; and Deputy Director for Strategy, Plans, and Policy on the Army Staff.

Ji-Jen Hwang

Dr. Ji-Jen Hwang is a Research Scholar in the Institute for East Asian Studies (IEAS) at UC Berkeley. Before that, he was a Professor & Program Director of the International Master Program in Strategic Studies at the National Defense University in the Republic of China (Taiwan). In 2014-15, Dr. Hwang was a visiting fellow with the Freeman Chair in China Studies at the Center for Strategic & International Studies (CSIS) located in Washington D.C. He also completed an internship at the United States Library of Congress while doing his Master’s coursework. A native of Taiwan, he holds a Ph.D. in politics from the University of Newcastle upon Tyne in the U.K., as well as a Masters in Library Science & Information Studies from the University of North Carolina. He has been working for a non-profit Think Tank based in Washington D.C. area as a Deputy Managing Director since April 2018. His current research is focused on relations between the United States, China, and Taiwan, in which he particularly aims to study how social media and the features in cyberspace have political impacts on these relations. He is well-known known as an expert in this area and been invited as a special lecturer to think tanks such as CSIS in Washington D.C., ASPI in Canberra, NATO, GlobalSec in Europe, and INSS in Seoul.

 

Philippines Conference Room
Encina Hall, 3rd Floor
616 Serra Mall, Stanford, CA 94305

Orville Schell
Larry Diamond
Ji-Jen Hwang
Karl Eikenberry
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Abstract: State interventions against drug trafficking organizations (DTOs) sometimes work to improve security, but often exacerbate violence. To understand why, this paper offers a theory about different social order dynamics among five types of criminal regimes – Insurgent, Bandit, Symbiotic, Predatory, and Anarchic. These differ according to whether criminal groups confront or collude with state actors; predate or cooperate with the community; and hold a monopoly or contest territory with rival DTOs. Police interventions in these criminal orders pose different challenges and are associated with markedly different local security outcomes. Evidence for the theory is provided by the use a multi-method research design combining quasiexperimental statistical analyses, extensive qualitative research and a large N survey in the context of Rio de Janeiro’s “Pacifying Police Units” (UPPs), which sought to reclaim control of the slums from organized criminal groups.

 

Bio: Beatriz Magaloni is a Professor of Political Science and Senior Fellow at the Freeman Spogli Institute at Stanford University. She is also an affiliated faculty at the Stanford Center on Global Poverty and Development.

Her research focuses on the political economy of development. Beatriz’s work falls into four themes:  the study of authoritarian regimes; distributive politics; “traditional” forms of governance and how these compare to “modern” democratic institutions; and drug-trafficking violence and citizen security. Much of my research has been on Latin America.  

Beatriz is the founding director of the Poverty, Violence + Governance Lab, a place for action–oriented research that establishes partnerships with government agencies, police departments, and civil society organizations to conduct research that aims to generate knowledge as to what works and doesn’t to control violence, improve the functioning and accountability of security institutions, restrain human rights abuses, and increase opportunities for at-risk youth. The Lab engages researchers and students — undergraduates, M.A. and Ph.D. candidates — from the fields of political science, education, economics, international policy studies, and engineering.

She is the author of Voting for Autocracy (2006, Cambridge University Press –winner of the Leon D. Epstein Outstanding Book Award for the best book written in the previous two years on parties and elections and the Best Book Award from the American Political Science Association’s Comparative Democratization Section). Beatriz is also the author of The Political Logic of Poverty Relief: Electoral Strategies and Social Policy in Mexico(2016, Cambridge University Press, co-authored with Alberto Diaz-Cayeros and Federico Estévez).

Beatriz’s articles have appeared in the American Journal of Political Science, Journal of Conflict Resolution, World Development, Comparative Political Studies, Annual Review of Political Science, Latin American Research Review, International Journal of Educational Development, Latin American Politics and Society, International Journal of Public Opinion Research, Journal of Theoretical Politics, and Política y Gobierno.

Beatriz received her Ph.D. in political science from Duke University. She also holds a Law Degree from the Instituto Tecnológico Autónomo de México (ITAM). 

Beatriz Magaloni-Kerpel Associate Professor Stanford University
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Thomas Holme
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“I learned long ago to never predict anything about North Korea.”

So began the keynote address by Anna Fifield, veteran journalist and winner of the 2018 Shorenstein Journalism Award. Speaking at the Award’s seventeenth annual panel discussion “How North Korea Is, and Isn’t, Changing under Kim Jong Un,” Fifield, the Beijing bureau chief for The Washington Post , shared some of the many observations she has made since she first began covering North Korea in 2004.

Two other North Korea experts joined Fifield at the panel: Barbara Demick, New York correspondent of the Los Angeles Times, formerly head of the bureaus in Beijing and Seoul, and the 2012 Shorenstein award winner; and Andray Abrahamian, the 2018-2019 Koret Fellow, whose previous role as executive director of Choson Exchange and other projects took him to the DPRK nearly 30 times. Yong Suk Lee, deputy director of the Korea Program at Shorenstein APARC, chaired the panel.

The presence of another person—the Dear Respected Comrade himself—was also very much felt in the room, if only in spirit.

Barbara Demick (center) speaks at 2018 Shorenstein Journalism Award.

Survival at any cost

At various points throughout its 70-year history, experts have predicted the demise of the "Hermit Kingdom." Fifield herself admitted to occasionally thinking along such terms.

And yet the country continues to prove them wrong.

“[D]uring my first stint covering North Korea, [I] just couldn’t envisage any way that this regime could survive the death of the second-generation leader and the transition to a third generation,” she said. “Kim Il Sung had created a myth of revolutionary heroism around himself, and a myth of divine selection around his son, Kim Jong Il. How could the North Korean people, who no longer live in a Hermit Kingdom, tolerate a third leader called Kim, let alone one who had no highly exaggerated or plain fictional back story?”

“Yet," Fifield continued, "here we are. Next month, Kim Jong Un will celebrate seven years in charge of North Korea.”

One prominent reason for the nation's recent survival, and an idea put forward by Fifield and supported by her co-panelists, was the development of markets in the communist state.

For decades, North Korea operated under the centrally-planned communist model. Even as China pursued reform and as the Soviet Union collapsed, the North Korean state maintained its central position in the economy.

However, following the famines of the 1990s, the state had no choice but to allow market activity to develop. Under the third Kim markets have continued to grow.

“There are now more than 400 established, state-sanctioned markets in North Korea,” said Fifield. “That’s more than double the number that existed when Kim Jong Un took over at the end of 2011.”

A side effect of this nascent market economy has been the emergence of new elites in the purported “classless” society. Fifield described the development of a capital within the capital—“Pyonghattan”—where newfound elites purchase clothes from western retailers and undergo plastic surgery for their eyelids.

Abrahamian concurred, noting that Kim Jong Un made sure to coddle this upper middle and upper class in Pyongyang. "The old way of doing that under Kim Jong Il and his father, Kim Il Sung, was very much through a loyalty and gift economy," Abrahamian said. "Money was not necessary in the old North Korea. Now it is. You do need it to get your daily necessities, and if you’re lucky enough, the products [from the “outside world”] help you to have a more pleasurable life through the market.”

At the other end of the spectrum, North Koreans turn to the markets not out of entrepreneurial zeal, but out of a need to survive. As an example, Fifield described meeting a mother and daughter living near the border with China. The mother took her daughter out of school in order to raise pigs and make tofu. Before dawn, they trekked into the mountains to tend crops of corn. It was a back-breaking existence. "If they were lucky, they made enough money each day to buy food for themselves," Fifield said. "Many days, they did all this to break even."

Andray Abrahamian responds to a question from the audience.

A smart tyrant not to be underestimated

The panel continued to focus on the man currently at the helm in North Korea.

“When I returned for my second go at covering the Koreas, I wanted to figure out how he’d done it," said Fifield. "How had this podgy young upstart with no qualifications other than being born into this family managed to take control of this regime…? How had he managed to keep intact this anachronistic system that should have died years, even decades, before?”

Fifield emphasized that her comments did not equate to admiration for Kim Jong Un. “He’s a tyrant,” she reminded the room. “But he’s a smart tyrant who’s been operating in a calculating way. To treat him as a joke or a madman is to underestimate the threat of him.”

“Kim Jong Un has not allowed these markets to flourish because he cares about the people and their wellbeing,” Fifield continued. “He has demonstrated time and time again that he doesn’t care at all about the people.”

“There’s only one thing he cares about and that is staying in power.” 

Demick cautioned further against over-estimating the positive impact of market development on life in North Korea. “The people Anna interviewed for her groundbreaking series in 2017 in The Washington Post were disgusted with the system,” said Demick. “With the income inequality, with the corruption, with the controls.”

“For them, what’s the worst thing about North Korea? Simply being born there.”

The panelists participated in a lively audience Q & A.

A celebration of journalism

The Shorenstein Journalism Award, which carries a cash prize of $10,000, recognizes accomplished journalists committed to critical reporting on and exploring the complexities of Asia through their writing. It alternates between honoring recipients from the West, who mainly address American audiences, and recipients from Asia, who pave the way for freedom of the press in their countries. Established in 2002, the award honors the legacy of APARC benefactor Mr. Walter H. Shorenstein. A visionary businessman, philanthropist, and champion of Asian-American relations, Shorenstein was dedicated to promoting excellence in journalism and a deeper understanding of Asia.

While the reporting of each year's recipient focuses on different regions and areas of interest, the award consistently recognizes quality journalism. In his welcome remarks, panel chair Yong Suk Lee stated, “In the face of current attacks on journalists and on the truth in the United States and the world, [Shorenstein APARC is] even more committed to excellence in journalism, and to defending independent and free media."

Fifield’s co-panelists spoke at length about how deserving she was of the award. Before their first meeting in Seoul, Abrahamian confessed to harboring skepticism about Fifield. “I had read some of her work before and knew she had analytical chops, but thought to myself that journalists are always fighting for the next scoop.” However, after talking to Fifield for only a few minutes, Abrahamian readily dropped his guard. “I told myself, 'This is a special journalist; she's got something.’"

A previous recipient of the Shorenstein Journalism Award herself, Demick was equally enthusiastic in her praise of Fifield. “For the last four years, [Anna] had owned the North Korea story like no other journalist I’ve met, including myself.”

Fifield was presented with the Shorenstein award and prize at a private evening ceremony.

Watch Fifield’s keynote speech below. An audio version is availalbe on our SoundCloud channel.

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 Shorenstein Journalism Award winner Anna Fifield (right) speaks at award panel
Panel chair Yong Suk Lee (left) listens as 2018 Shorenstein Journalism Award winner Anna Fifield speaks to audience.
Rod Searcey
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ketian_zhang.jpg Ph.D.

Ketian Vivian Zhang joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as the 2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia. Ketian studies coercion, economic sanctions, and maritime territorial disputes in international relations and social movements in comparative politics, with a regional focus on China and East Asia. She bridges the study of international relations and comparative politics and has a broader theoretical interest in linking international security and international political economy. Her book project examines when, why, and how China uses coercion when faced with issues of national security, such as territorial disputes in the South and East China Seas, foreign arms sales to Taiwan, and foreign leaders’ reception of the Dalai Lama. Ketian's research has been supported by organizations such as the Belfer Center for Science and International Affairs at the Harvard Kennedy School, Institute for Security and Conflict Studies at George Washington University, the Smith Richardson Foundation, and the Chiang Ching-kuo Foundation.

At Shorenstein APARC, Ketian worked on turning parts of her book project into academic journal papers while conducting fieldwork for her next major project: examining how target states of Chinese coercion respond to China's assertiveness, including the business community and ordinary citizens.

Ketian received her Ph.D. in Political Science at the Massachusetts Institute of Technology in 2018, where she is also an affiliate of the Security Studies Program. Before coming to Stanford, Ketian was a Predoctoral Research Fellow in the International Security Program at the Belfer Center for Science and International Affairs at the Harvard Kennedy School. Ketian holds a B.A. in Political Science and Sociology from the University of Wisconsin-Madison and was previously a research intern at the Institute for Policy Studies in Washington, D.C., where she was a contributor to its website Foreign Policy in Focus.

2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia

The CISAC Research Seminar Series features speakers that present on topics related to international security and their policy implications. The purpose is to encourage interchange between the scientific and non-scientific communities at CISAC and within Stanford, to further CISAC’s goals of educating students and the public, conducting good scholarly research and influencing policy.

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Eloise Duvillier

Eloise Duvillier is the Program Manager of the Program on Democracy and the Internet at the Cyber Policy Center. She previously was a HR Program Manager and acting HR Business Partner at Bytedance Inc, a rapidly-growing Chinese technology startup. At Bytedance, she supported the globalization of the company by driving US acquisition integrations in Los Angeles and building new R&D teams in Seattle and Silicon Valley. Prior to Bytedance, she led talent acquisition for Baidu USA LLC’s artificial intelligence division. She began her career in the nonprofit industry where she worked in foster care, HIV education and emergency response during humanitarian crises, as well as helping war-torn communities rebuild. She graduated from University of California, Berkeley with a bachelor’s degree in Development Studies, focusing on political economics in unindustrialized societies.

Program Manager, Program on Democracy and the Internet
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