International Relations

FSI researchers strive to understand how countries relate to one another, and what policies are needed to achieve global stability and prosperity. International relations experts focus on the challenging U.S.-Russian relationship, the alliance between the U.S. and Japan and the limitations of America’s counterinsurgency strategy in Afghanistan.

Foreign aid is also examined by scholars trying to understand whether money earmarked for health improvements reaches those who need it most. And FSI’s Walter H. Shorenstein Asia-Pacific Research Center has published on the need for strong South Korean leadership in dealing with its northern neighbor.

FSI researchers also look at the citizens who drive international relations, studying the effects of migration and how borders shape people’s lives. Meanwhile FSI students are very much involved in this area, working with the United Nations in Ethiopia to rethink refugee communities.

Trade is also a key component of international relations, with FSI approaching the topic from a slew of angles and states. The economy of trade is rife for study, with an APARC event on the implications of more open trade policies in Japan, and FSI researchers making sense of who would benefit from a free trade zone between the European Union and the United States.

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The recently manifested massive failure of America's intervention in Iraq has led outside observers to speculate that the ongoing rapid drawdown of international military forces in Afghanistan will lead to similar chaos in that country, Karl Eikenberry writes in this Foreign Policy commentary about the new Asia Foundation survey of the Afghan People.

Eikenberry notes that Ahmed Rashid, a commentator on Afghanistan security issues and author of the superb book Talibanwrote in a recentNew York Times op-ed that the U.S. troop withdrawal plan formulated in 2009 "is proving catastrophically wrong now." Senators John McCain and Lindsey Graham warned two months ago: "If the President repeats his mistakes from Iraq and withdraws all U.S. troops from Afghanistan, based on a certain date on a calendar, we fear a similar failure will unfold ... as we have seen Iraq."

Eikenberry, the William J. Perry Fellow in International Security at CISAC and former U.S. Ambassador to Afghanistan, writes that the Asia Foundation's just-released 2014 Survey of the Afghan People indicates that while the Afghans do worry about the future of their country, they by no means share the deep pessimism of the foreign prophets of doom who assert that it is only a matter of time until the disaster on the Euphrates is repeated on the Kabul River. Comparing the attitudes of the Afghan and Iraqi people on key political, security, and economic issues helps explain why this is so.

 

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Afghans celebrate their first international soccer match in a decade, 36 years after rival Pakistan played them in Kabul. Afghanistan thrashed its nuclear neighbor 3-0 on Aug. 20, 2013.
Jeremy Kelly, The Times
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In March 2011, an earthquake and tsunami hit the eastern coast of Japan and caused one of the worst nuclear meltdowns ever seen. In the lead-up to that week, U.S. officials there were bracing themselves for a media firestorm following a controversial Wikileaks release, Japan’s new foreign minister was ushered into office, and an apology statement was delivered on behalf of the United States in Okinawa, explained the top U.S. diplomat who was posted there at the time.

“And that, was just a microcosm of all kinds of things going on during my tenure there,” said John Roos, who served as the U.S. ambassador to Japan from 2009 to 2013.

Speaking at Stanford, Ambassador Roos offered views on his tenure as ambassador at a seminar led by the Japan Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC). The diplomatic posting, underpinned by the strong U.S.-Japan alliance, proved an essential role for coordination of U.S. aid when the disaster struck.

Roos spoke in conversation with Ambassador Michael Armacost, his counterpart who served in the same position from 1989 to 1993, who is now a distinguished fellow at Shorenstein APARC.

“By far, [it was] the biggest crisis I had to deal with in my career,” said Roos, who has years of experience in business and law, and is now the CEO of the Roos Group.

Roos said he first took steps to open lines of communication between local staff, and the Japanese and U.S. military commands there. He went with his team on a dozen trips across the country. Fact-finding missions were necessary to assess the situation, as much as they were symbolic in showing a commitment to the people of Japan, he said.

Asked about his background, Roos said his academic training was valuable throughout his career. He is a graduate of Stanford University and Stanford Law School.

Leaders tasked to coordinate response crisis efforts, especially those concerned with nuclear issues, are often across many intergovernmental organizations and in turn, lead to a conflicting set of opinions. He said his ability to navigate tough situations harkens back to his training at Stanford, which emphasized building consensus and thinking critically.

Later, Armacost also underscored the role of people – who’s involved and their individual personalities – and their influence on policy decisions.

“Personal relationships are so important,” Roos said, “they drive everything.”

People-to-people connections were a similar theme mirrored in Roos’ perspectives on the future of the Japanese economy and the country’s relations with neighboring countries. As ambassador, Roos started the Tomodachi Initiative, an educational exchange program linking young leaders from the United States and Japan.

Following the crisis, in 2012, Japan ushered in Prime Minister Shinzo Abe and the Liberal Democratic Party (LDP) became the ruling majority party. One facet of Abe’s vision includes a stimulus package, commonly referred to as ‘Abenomics,’ intended to restore the country’s economy after more than a decade of slow growth.

Roos said most Japanese have a tepid attitude toward Abe’s policy ever since implementation of the final round of policies which are intensely focused on structural reforms. The reforms are necessary to restart growth, he said, but the average citizen will likely feel an impact due to a paring down of resources across public services.

But, entrepreneurism provides a credible direction for the country’s economic revival, and could help carve out a defined role for Japan in the global marketplace.  

In Japan, “there is incredible innovation going on,” he said. Individuals and universities are producing a myriad of cutting-edge technologies, and the ecosystem to support this is growing, but not yet fully adopted.

He said a key driver behind Silicon Valley’s success is the spirit of entrepreneurism widely shared there. People actively take risks, exchange ideas, and most importantly, embrace failure.

Roos said he carried that message with him wherever he went in Japan, often referencing the example of Mr. Abe who came back for a second term as prime minister. “That’s the culture of Silicon Valley, and that’s the culture that we want to promote in Japan.”

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John Roos (right), former U.S. ambassador to Japan (2009–13), speaks with Michael Armacost, also a former U.S. ambassador to Japan (1989–93), at Stanford University; photo courtesy Meiko Kotani
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Asia-Pacific leaders recently met in Beijing at the annual APEC summit, and after two days of discussion, concluded with some significant pledges and remarkable moments. President Xi Jinping of China and Prime Minister Shinzo Abe of Japan held a landmark meeting, and the United States and China discussed two agreements that are both symbolic, and lay groundwork for regional progress, say Stanford scholars.

High-level intergovernmental meetings are often more theatre than substance, but this year the 21-member Asia-Pacific Economic Cooperation, the oldest trans-Pacific regional organization, delivered important messages and may spur actions by member governments.

“Any summit is a ‘hurry up, get this done’ motivator,” says Thomas Fingar, the Oksenberg-Rohlen Distinguished Fellow at the Freeman Spogli Institute for International Studies. “The head of state goes to the meeting – and generally speaking – he doesn’t want to arrive and say ‘my guys were asleep for the last year.’”

Fingar says the APEC summit prodded countries to work on “deliverables,” particularly the goals and projects on the agenda from previous meetings. He recently returned from Beijing, and shared his perspectives with students in the Asia-Pacific Scholars Program.

Writing for the East Asia Forum, Donald Emmerson, director of the Southeast Asia Program at the Walter H. Shorenstein Asia-Pacific Research Center, said many of the commitments declared at the APEC summit, and at the subsequent meetings of the G20 in Australia and the Association of Southeast Asian Nations in Myanmar, will have implications for global governance, particularly as China holds a more influential role in the region.

APEC countries account for over 40 percent of the world’s population and nearly half of global trade – and true to form, the grand vision of the summit is to advance regional economic integration.

Yet, “the ancillary things – things that went on in the margins – are in many ways more important,” Fingar says, referring to areas outside of the summit’s obvious focus, and what’s discussed on the sidelines of the public talks.

 

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Key outcomes from the 2014 gathering include:

  • The leaders of Japan and China met for the first time since coming into office, afterward acknowledging that the two countries have “disagreements” in their official statements. Of the Xi-Abe meeting, Fingar says, “it helps clear the way for lower level bureaucrats to go to work on real issues."

 

  • The United States and China announced a proposal to extend visas for students and businesspeople on both sides. While the immediate effects would be helpful, the change is symbolically superior. “You don’t give 5-10 year visas to adversaries,” he says, it shows that “‘we’re in [the relationship] for the long-term.’”

 

  • China proposed the development of a new “Silk Road,” pledging $40 billion in resources toward infrastructure projects shared with South and Central Asian neighbors. “It’s tying the region together and creating economy-of-scale possibilities for other countries,” he says. “A real win-win situation.”

 

  • The United States and China, the world’s two largest energy consumers, announced bilateral plans to cut carbon emissions over the next two decades. “It’s significant because those two countries must be the ones to lead the world in this area. Unless we are seen to be in basic agreement, others will hold back.”

 

  • China codified the Asian Infrastructure Investment Bank (AIIB), a global financial institution intended as an alternative to institutions like the World Bank. “China has been frustrated with its role in existing international institutions,” Fingar says, explaining a likely motivation behind the AIIB’s creation.

Emmerson said the outcomes of the APEC summit from the U.S.-China standpoint were better than expected, speaking to McClatchy News. The visa and climate deals, as well as their commitment to lowering global tariffs on IT products, will lessen chances of conflict between the two countries. 

However, the summit did leave some areas unsolved. One of the most important is the Trans-Pacific Partnership (TPP), a trade pact proposed by the United States that includes 11 others countries in the region, but does not yet include China.

Leaders “made positive noises” coming out of the TPP discussions, Fingar says, but nothing was passed. The gravity and complexity of trade-related issues, especially agriculture and intellectual property, is likely to blame for slow action.

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Leaders pose for a group photo at the 22nd APEC Economic Leaders' Meeting in Beijing, China.
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members

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are cordially invited to

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annual holiday party.

Celebrate the season and the

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Libations and heavy hors d’oeuvres

fused with festive music will tantalize

your senses and invigorate your holiday spirit.

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Stanford Faculty Club

Red & Gold Lounges

439 Lagunita Dr.

Stanford, CA

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Gi-Wook Shin
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The city of Cupertino, California, is only about 15km from Stanford University, where I teach and live. It is home to the headquarters of Apple, a global leader in the computer and smartphone industries. It is also home to many Indian and Chinese engineers who are essential to Silicon Valley's technological innovation. One can easily find a variety of Asian restaurants and shops along the palm tree-lined streets -- an interesting Californian scene with a distinctly Asian flavor.

Many Asians -- businesspeople, officials and experts -- visit Silicon Valley hoping to unlock its secrets, to learn why it is such a hotbed of innovation. One known "secret" here, often overlooked by Asian visitors, is the importance of cultural diversity. More than half of the area's startups, including Intel, Yahoo, eBay and Google, were established by immigrants, and these companies owe much of their success to the contributions of Chinese and Indian engineers. Cultural diversity can be found throughout the schools, stores and streets, as well as the enterprises, there.

In Israel, too

The circumstances are quite similar in Israel, another economy known for technological innovation. Following the collapse of the Soviet Union in the early 1990s, Israel admitted about 850,000 immigrants. More than 40 percent of the new arrivals were college professors, scientists and engineers, many of whom had abundant experience in research and development. These people played a critical role in promoting economic development and scientific and technological innovation in Israel. Many languages besides Hebrew can be heard on the streets of Tel Aviv, one of the country's largest cities.

It is no accident that Silicon Valley and Israel have become global high-tech centers. They opened their doors to a wide range of talented immigrants. Above all, an atypical sociocultural ecosystem -- a culture that respects and promotes the value of diversity -- is alive in both places.

In the United States, diversity is a key criterion in college admissions and faculty recruitment. Although "affirmative action" has disappeared in many parts of the country, diversity has come to play a key role in American university policies. Most American colleges, including Stanford, have a "diversity office" to promote diversity among students, faculty and staff. At Stanford, white students constitute less than 40 percent of the student body, and almost a quarter of the faculty come from minority groups. Similarly, only five of the 16 staff members at our Shorenstein Asia-Pacific Research Center are Caucasian, with the rest from ethnic and national minorities.

 The same can be said of leading American corporations, many of which have institutionalized "diversity management" to capitalize on the range of individual differences and talents to increase organizational effectiveness. Of course, basic knowledge and skills are prerequisites. But Americans seem to firmly believe that having a variety of backgrounds and experiences can help hatch new ideas and innovative technologies. Perhaps this is why they say that culture accounts for 90 percent of the innovation in products from Silicon Valley, with technology claiming only 10 percent.

The power of diversity

Scott E. Page, professor of complex systems, political science and economics at the University of Michigan, shows in his book "The Difference" how "the power of diversity creates better groups, firms, schools, and societies." In his view, collections of people with diverse perspectives and heuristics outperform collections of people who rely on homogeneous ones, and the key to optimizing efficiency in a group is diversity. In this work, Page pays particular attention to the importance of "identity diversity," that is, differences in race, ethnicity, gender, social status and the like.

To be sure, Asian countries such as Japan and South Korea are different from settler societies such as the U.S. With the influx of foreigners, however, even such ethnically homogeneous Asian societies are becoming multiethnic. In addition to unskilled labor and foreign brides, the number of overseas students and professors is rising at Japanese and South Korean universities, while Japanese and South Korean companies are actively hiring foreign professionals. Both countries are opening their doors to foreigners, though in limited numbers, and have made multiculturalism a key policy objective.

Still, they fall far short of recognizing the value of diversity. While Japanese and South Korean institutes of higher learning have been trying to attract more foreign students, they have been doing so mainly to make up for the declining student population at home and because university ranking agencies use the ratio of foreign students and professors as a key yardstick for measuring internationalization. The approaches of these two countries to multiculturalism are also largely focused on assimilating foreigners into their own cultures and systems. People from abroad are seldom accepted as "permanent" members of their societies or regarded as valuable assets. Japan and South Korea may have become multiethnic, but they are not multicultural.

One of the biggest challenges facing foreign residents in Japan and South Korea is the lack of understanding of their religious and cultural beliefs. Indian engineers working in South Korea complain of the poor acceptance of Indians by the local population, and of an especially poor understanding of their religion and culture. Foreign professors teaching at Japanese universities tell me they live as "foreigners," never accepted into the "inner" circles. It is unlikely that these talented people would like to work long term for universities and enterprises that are unable to embrace differences in skin color and culture. Under these circumstances, even if some foreign professionals happen to be hired, they may not be able to realize the full potential of their abilities, let alone bring about innovation.

All these people with different ethnic and national backgrounds should no longer be regarded simply as "temporary" residents to fill particular needs. Rather, by promoting the cultural diversity of Japanese and South Korean society, they should be viewed as important assets and potential sources of innovation. It is an urgent but difficult task to institutionalize the value of diversity in societies long accustomed to the notion of a single-race nation.

Born on campuses

A country's global competitiveness can hardly be improved if its society is reluctant to respect differences and understand other groups. Universities, in particular, should help their students experience diversity through the regular curriculum and extracurricular activities. Foreign students can serve as excellent resources for promoting diversity. Universities are ideal settings for various groups of students to meet, generate new ideas and interact with one another. It is no accident that many of the innovative ideas associated with Microsoft, Yahoo, Google and Facebook were all born on American university campuses, where diversity is embraced.

Empirical research should be carried out to examine how cultural diversity can bring about technological innovation in Japanese and South Korean society. Based on such studies, governments and private enterprises should take into account diversity in personnel hiring, training, management and evaluation. These same institutions should also systematically work to create and support an organizational culture that values diversity.

Could those Indian and Chinese engineers working in Silicon Valley have brought about the same kind of technological innovation if they had remained in their own countries? Could they accomplish the same feat in Japan and South Korea? How can Asian countries create the kind of ecosystem necessary for promoting a flexible culture of accommodating a broad spectrum of talents? We first need to reflect deeply on these questions before trying to emulate the success of Silicon Valley.

 

Shin recently coauthored the paper, "Embracing Diversity in Higher Education: Comparing Discourses in the U.S., Europe, and Asia" with Yonsei University Professor Rennie J. Moon. It is one outcome of their research project, Diversity and Tolerance in Korea and Asia. This Nikkei Asian Review article was originally carried on Nov. 20 and reposted with permission.

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Tech enthusiasts and entrepreneurs talk with Google employees at a convention booth.
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Recently, North Korea suddenly released the two remaining Americans it was holding – Kennth Bae and Matthew Todd Miller. The news made headlines internationally, and the drama of it was heightened because the United States’ top spy flew into Pyongyang and secured their release. Not surprisingly, the event raised many questions and is prompting a great deal speculation. Why did North Korea release the Americans? Why choose the U.S. Director of National Intelligence James R. Clapper to receive the handover? And, especially, what are the implications for the troubling situation on the Korean Peninsula?

David Straub, associate director of the Korea Program at Stanford University's Walter H. Shorenstein Asia-Pacific Research Center, has had direct experience with similar situations. In 2009, he accompanied former U.S. President Bill Clinton on a mission to Pyongyang to bring home two incarcerated American journalists, Laura Ling and Euna Lee. As the State Department’s Korean affairs deputy director (1996-98) and director (2002-04), he was involved in efforts to obtain the release of a number of other Americans held in North Korea. Here, Straub offers his analysis of the recent event.

Kenneth Bae was sentenced to 15 years in prison and had already been held nearly two years when he was released on Saturday, while Matthew Todd Miller was arrested in April of this year and subsequently sentenced to six years in prison. Why did you think North Korea suddenly returned them?

The surprise is not that they were released. The North Koreans have returned every American they have held during the past few decades. While some Americans have been arrested for reasons that the North Koreans themselves might have thought valid, such as the charge that Bae was seeking to bring down the regime by his Christian proselytization, in every case the North Koreans treated the Americans as pawns. In fact, in the case of these two Americans and of Jeffrey Fowle, the third incarcerated American who was released last month, the U.S. government actually publicly used the word “pawns” for the first time to describe the way Pyongyang was using them. While that risked angering the North Koreans and delaying the releases, it reflected increasing American frustration at the North Korean practice of holding American citizens hostage to force the U.S. government to send senior figures to be seen as pleading for their release. North Korea intended to release Bae all along—after it got as much as it could of what it wanted.

But why did Pyongyang release the Americans at this particular time?

The reasons for that remain unclear. Many observers have speculated that the North Koreans wanted to ease U.S. and U.N. criticism of their human rights situation. The U.N. General Assembly will soon consider a measure, based on a damning U.N. investigative report, to hold top North Korean officials accountable for crimes against humanity due to the way they treat their own people. Others have speculated that the North Koreans wanted to release the Americans before the Asia-Pacific Economic Cooperation (APEC) summit this week in Beijing, to make it easier for Chinese President Xi Jinping to press President Obama to agree to return to the Chinese-led Six Party Talks on the North Korean nuclear issue. Both of these are plausible but they are speculation –only North Korean leaders really know.

But there is also an American angle to the timing. All along, the North Koreans have been demanding that the United States send a very senior current U.S. official to receive the release of incarcerated Americans. In the past, these roles have been performed by both very senior former U.S. officials, such as Presidents Carter and Clinton, and current but relatively low-ranking American officials, such as Ambassador Robert King, the United States’ special envoy for North Korean human rights issues. Almost from the start in this case, the U.S. was prepared to send Ambassador King but the North Koreans rejected him as being too junior. Instead, the North Koreans demanded a very senior sitting U.S. official come; they stuck with that demand and ultimately were successful. After a long process of negotiations and signaling, the two sides very recently agreed that National Intelligence Director Clapper would be appropriate. U.S. officials have publicly suggested that they were the ones who nominated Clapper. They say that the choice of this non-diplomat was intended to underline to all concerned that the sole purpose was to obtain the release of the remaining Americans. I am convinced that that was in fact the case. The U.S. government is naturally loath to talk substance with the North Koreans in a situation such as this when it is in fact acting under duress.

Then why didn’t the United States send Director Clapper sooner?

The United States does not want to encourage the North Korean leaders to think that they can coerce the United States by taking American citizens hostages. That might only result in more such hostage-taking. U.S. officials thus held firm for a long time and decided to send Mr. Clapper only when they concluded there was no better way to obtain the release of our citizens. U.S. officials have suggested that the North Koreans sent a signal a few weeks ago that triggered this particular decision, but exactly what was behind this exact timing remains to be disclosed.

Does the dispatch of someone as senior as Clapper increase the likelihood of more hostage-taking?

Unfortunately, it may. From a North Korean perspective, they got their basic demand—for a very senior sitting official—and it was the Americans who blinked. They also got a letter from President Obama to North Korean leader Kim Jong Un, even if it was only “brief” and just certified that Clapper was his envoy for the purpose of retrieving the Americans. The North Koreans claim that President Obama “earnestly apologized”; the U.S. government has flatly denied making any apology. I’m sure U.S. officials weighed the concern about encouraging the North Koreans in further misbehavior against their desire to return Bae and Miller. Bae in particular had been held longer than any other American so far and he has a number of health issues. In response to the recent spate of hostage-taking, last year the State Department, for the first time, strongly warned Americans against all travel to North Korea. After the release of Bae and Miller, U.S. officials reiterated that warning.

You said that the North Koreans do this to force senior Americans to be seen as pleading for the release of incarcerated Americans. Do the North Koreans really go to so much trouble only for that?

Some observers say that the North Koreans do this because the United States refuses to talk and negotiate with them and that this is their desperate effort to try to negotiate and seek better relations with the United States. I’m afraid that is very much wishful thinking. The United States and North Korea actually communicate directly through North Korean diplomats assigned to U.N. headquarters in New York, as a North Korean ambassador there recently confirmed in an interview with Voice of America. The United States is also prepared to negotiate with North Korea, but only if it credibly signals that it is willing to negotiate an end to its nuclear weapons program. North Korea’s current stated position is that it is ready to return “unconditionally” to the Six Party Talks, but that is transparently cynical. The North Koreans have already created conditions, by using the Six Party Talks as a cover to achieve a nuclear weapons breakthrough. The North Korean now seriously say that they will not give up nuclear weapons until the United States gives up its own. Under such conditions, it would be a farce for the United States to agree to a resumption of Six Party Talks.

After accompanying President Clinton to North Korea in 2009, including sitting in on his meeting with its previous ruler, Kim Jong Il, I was even more puzzled as to why the North Koreans would go to so much trouble to force senior Americans to come to retrieve incarcerated American citizens. After much reflection, my working hypothesis is that the North Koreans must get great psychological satisfaction from forcing the U.S. government to bend to their will, even if they get nothing substantive in return—even if, in fact, they only increase the American disinclination to deal with them otherwise. In some cases, such as President Clinton’s visit, they also propagandize the event to their own people. So far, they have not yet reported to their people on Clapper’s visit. It will be interesting to see if they do.

A couple of quick final questions: do you think, as some media have suggested, that the Chinese government or private citizens played a role as intermediaries in the release of the Americans? And do you give any credence to some South Korean commentators’ belief that the timing of the release was related to the American mid-term elections?

It’s amazing to see all the people who come out of the woodwork after such an event, claiming to have played a role. Even Dennis Rodman is now saying he helped by sending a letter to Kim Jong Un. I know that many private citizens talked with North Korea officials about these cases and I would imagine that the Chinese government also urged Pyongyang to do the right thing, but I am confident that it was talks American and North Korean officials held that resulted in the release. As for speculation about the timing being connected to the American elections, that’s a common misperception in South Korea and probably North Korea as well. As any American knows, the idea that obtaining the release of these Americans from North Korea would somehow help the Democrats in the election is of course ludicrous.

 

David Straub also spoke with Radio Free Asia about the release of the American prisoners from North Korea. He says the release has nothing to do with North Korea's nuclear initiative, saying that issue must be addressed on its own merits. The article is in the Korean language and can be accessed by clicking here.

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U.S. citizen Kenneth Bae (2nd L), who was held in North Korea since Nov. 2012, shakes hands with U.S. Air Force Colonel David Kumashiro (R) after Bae landed aboard a U.S. Air Force jet at McChord Field at Joint Base Lewis-McChord, Washington Nov. 8, 2014.
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On 10 Nov. 2014 a summit of the Asia-Pacific Economic Cooperation (APEC) forum will convene in Beijing, followed in rapid succession by the East Asia Summit in Naypyidaw and the G20 in Brisbane.

Much of what will be said and done at these events will implicate the tectonics of nascent global governance set in motion by China’s campaign for greater influence in Asia.

At the APEC summit, Chinese president Xi Jinping will stress the need for massive spending on infrastructure in Asia. He will tout China’s sponsorship of a Beijing-based Asian Infrastructure Investment Bank (AIIB) that would operate outside of, and potentially compete with, the American-led World Bank and the Japanese-led Asian Development Bank (ABD).

Many will welcome the AIIB as evidence of China’s willingness to assume responsibility for public goods in a rebalanced post-Cold War world whose needs exceed the resources of existing global institutions. But will ‘public’ goods benefit the public if their terms are not made public? In 2014 China ranked 68th of 68 donors in the Aid Transparency Index compared with the 5th-place ADB and the 7th-place World Bank. Given the commercial importance of cyberspace, it is also concerning that China is the worst violator of the rights of internet users in the latest Freedom House ranking of 60 countries on that variable.

In the ADB as of 2013, Tokyo held respective 16 and 13 per cent shares of subscribed capital and voting power. Understandably, at the AIIB’s inception, Beijing’s shares will be far larger. But how soon and by how much will China allow its initial dominance to be diluted by other contributing members? Concerns over Beijing’s intentions may already underlie the wait-and-see attitudes of Tokyo, Seoul, and Canberra as to whether to join the new bank.

Another alternative to international lending by traditional sources is the New Development Bank (NDB) recently innovated by the BRICS. Headquartered in Shanghai, it will be led first by an Indian.

In the formal sessions of APEC, lip service will be paid to its hopes for free and open trade and investment worldwide by 2020. But in the corridors delegates will debate whether China’s AIIB and the BRICS’s NDB will further ‘responsible stakeholding’ and shared governance by emerging states in a global economy no longer centred on the West. Some may fear that Xi wants to use these new institutions to tie Asia more tightly and deferentially to Beijing in a web of ‘Silk Roads’ that will disproportionally serve Chinese interests.

China’s ambitions will also be questioned at the East Asia Summit in Myanmar, especially regarding the South China Sea (SCS). China will again be asked to clarify its generously self-serving U-shaped line: Does Beijing really want to possess or control nearly all of that body of water? Southeast Asians will again urge China to implement the Document on Conduct (DOC) in the South China Sea that it signed with all ten members of ASEAN in 2002. China will again be implored to accept a future Code of Conduct (COC) regulating state behaviour in the SCS. But Beijing will likely continue to delay and demur, while ASEAN’s historic centrality to Asian region-formation continues to diminish.

It is symbolic of ASEAN’s plight that the group has been too divided to express more than ‘serious concern’ over ‘developments’ in the SCS — untethered abstractions that leave China happily uncharged. In ASEAN’s field of vision, the COC has become an entrenched mirage. Calls for a code are repetitively embedded in ASEAN’s communiqués because it is one of the few things the members can agree should happen. Thanks to Chinese foot-dragging, however, the goal keeps receding and Beijing keeps doing whatever it wants to in the SCS.

Chinese activity now includes a unilateral land-reclaiming and construction work at the specks that China already controls — actions that violate the spirit if not the letter of the DOC.

Some US$5.3 trillion in goods are shipped annually across the SCS, including US$1.2 trillion to or from the United States. China has unilaterally declared and begun to enforce a monopoly on fishing in more than half of the SCS. If multilaterally negotiated limitations are being flouted or forestalled in this key regional instance, how much confidence can one have that Xi will cooperate in Asia on behalf of a rules-based order at the global level?

None of this means denying the overdue need to restructure existing institutions to accommodate the voices and priorities of rising powers. But time is running out. Convincingly dire warnings in the just-released UN report on climate change render existential the need for concerted global action. Nationalism and nationalistic regionalism — by Beijing, Moscow or Washington — must not derail progress toward the constructive rebalancing and sharing of global governance. Shifting power to emerging actors should facilitate not frustrate that process. The twenty-fifth anniversary of the fall of one wall in Berlin should not be spent building another in Asia.

This article was originally carried by the East Asia Forum on Nov. 7 and reposted with permission.

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Leaders meet at the 2014 Asia-Pacific Economic Cooperation (APEC) Ministerial meeting in Beijing on Nov. 7, 2014.
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This past May, India, a country of over 1.2 billion people, elected Narendra Modi, the leader of the Bharatiya Janata Party (BJP) as the new prime minister, shifting leadership away from an incumbent party that held power for the past few decades. This new government, set in the context of shifting political and security dynamics, brings new challenges for dialogue in a region that sees unresolved border disputes and historical tensions, particularly between China and India.

What impact will India’s new leadership have in Northeast Asia? How do historical relationships continue to shape the present? What is the outlook for policy priorities between India and countries in Northeast Asia? 

Scholars from the Walter H. Shorenstein Asia-Pacific Research Center at Stanford University and the Brookings Institution’s India Center will offer perspectives in a panel discussion. This event is Shorenstein APARC’s inaugural event in New Delhi.

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gi wook shin   2014
Gi-Wook Shin is the director of the Walter H. Shorenstein Asia-Pacific Research Center; the Tong Yang, Korea Foundation, and Korea Stanford Alumni Chair of Korean Studies; the founding director of the Korea Program; a senior fellow of the Freeman Spogli Institute for International Studies; and a professor of sociology, all at Stanford University. As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, and international relations. Shin is the author/editor of sixteen books and numerous articles, the most recent including Criminality, Collaboration, and Reconciliation: Europe and Asia Confronts the Memory of World War II (2014) and New Challenges for Maturing Democracies in Korea and Taiwan (2014). Before coming to Stanford, Shin taught at the University of Iowa and the University of California, Los Angeles. After receiving his bachelor's degree from Yonsei University in Korea, he was awarded his master's degree and doctorate from the University of Washington.

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vikram s mehta
Vikram S. Mehta currently serves as the executive chairman of Brookings India in New Delhi and a senior fellow at the Brookings Institution. Mehta started his career with the Indian Administrative Service in 1978. He resigned in 1980 to join Phillips Petroleum in London as their senior economist. In 1984, he returned to India to join the government company Oil India Ltd. as an advisor for strategic planning. He joined Shell International in London in 1988. He was appointed managing director of Shell Markets and Shell Chemical Companies in Egypt in 1991, and chairman of the Shell Group of Companies in India in 1994.

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Portrait of Michael Armacost
Michael Armacost is the Shorenstein Distinguished Fellow at the Shorenstein Asia-Pacific Research Center at Stanford University. He graduated with a bachelor’s degree from Carleton College as well as a master’s and doctorate in public law and government from Columbia University. He began his professional life as an instructor of government at Pomona College in 1962. Armacost entered the State Department in 1969 as a White House Fellow, and remained in public service for twenty-four years. During that time he held sensitive international security positions in the State Department, Defense Department, and the National Security Council. These included Ambassador to the Philippines from 1982-84, Undersecretary of State for Political Affairs from 1984-89, and Ambassador to Japan from 1989-1993. Armacost subsequently served as president of the Brookings Institution from 1995-2002. 

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Karl Eikenberry
Karl Eikenberry is the William J. Perry Fellow in International Security at the Center for International Security and Cooperation and is a Distinguished Fellow with the Shorenstein Asia-Pacific Research Center at Stanford University. He served as the U.S. Ambassador to Afghanistan from May 2009 until July 2011 and had a 35-year career in the United States Army, retiring with the rank of lieutenant general. His military assignments included postings with mechanized, light, airborne, and ranger infantry units in the continental United States, Hawaii, Korea, Italy, and Afghanistan as the Commander of the American-led Coalition forces from 2005–07. He is a graduate of the U.S. Military Academy, has earned master’s degrees from Harvard University in East Asian studies and Stanford University in political science, was awarded an Interpreter’s Certificate in Mandarin Chinese from the British Foreign Commonwealth Office, and earned an advanced degree in Chinese History from Nanjing University. 

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wps sidhu
W.P.S. Sidhu is a senior fellow with Brookings India in New Delhi and Foreign Policy at Brookings. He is also a nonresident senior fellow at New York University’s Center on International Cooperation. His research focuses on India’s evolving grand strategy; the role of India and other emerging powers in the global order; addressing nuclear weapon challenges and security; and development challenges in fragile states. He is co-editor of the book Shaping the Emerging World: India and the Multilateral Order, published in August 2013 by Brookings Institution Press.

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Taj Palace
Sardar Patel Marg
Diplomatic Enclave
New Delhi - 110 021, India

 

Vikram S. Mehta <i>Moderator</i>; Chairman, Brookings India Center
W.P.S Sidhu Senior Fellow Brookings India Center
Shorenstein APARC
Encina Hall E301
616 Jane Stanford Way
Stanford, CA 94305-6055
(650) 724-8480 (650) 723-6530
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Senior Fellow at the Freeman Spogli Institute for International Studies
Professor of Sociology
William J. Perry Professor of Contemporary Korea
Professor, by Courtesy, of East Asian Languages & Cultures
Gi-Wook Shin_0.jpg PhD

Gi-Wook Shin is the William J. Perry Professor of Contemporary Korea in the Department of Sociology, senior fellow at the Freeman Spogli Institute for International Studies, and the founding director of the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) since 2001, all at Stanford University. In May 2024, Shin also launched the Taiwan Program at APARC. He served as director of APARC for two decades (2005-2025). As a historical-comparative and political sociologist, his research has concentrated on social movements, nationalism, development, democracy, migration, and international relations.

In Summer 2023, Shin launched the Stanford Next Asia Policy Lab (SNAPL), which is a new research initiative committed to addressing emergent social, cultural, economic, and political challenges in Asia. Across four research themes– “Talent Flows and Development,” “Nationalism and Racism,” “U.S.-Asia Relations,” and “Democratic Crisis and Reform”–the lab brings scholars and students to produce interdisciplinary, problem-oriented, policy-relevant, and comparative studies and publications. Shin’s latest book, The Four Talent Giants, a comparative study of talent strategies of Japan, Australia, China, and India to be published by Stanford University Press in the summer of 2025, is an outcome of SNAPL.

Shin is also the author/editor of twenty-seven books and numerous articles. His books include The Four Talent Giants: National Strategies for Human Resource Development Across Japan, Australia, China, and India (2025)Korean Democracy in Crisis: The Threat of Illiberalism, Populism, and Polarization (2022); The North Korean Conundrum: Balancing Human Rights and Nuclear Security (2021); Superficial Korea (2017); Divergent Memories: Opinion Leaders and the Asia-Pacific War (2016); Global Talent: Skilled Labor as Social Capital in Korea (2015); Criminality, Collaboration, and Reconciliation: Europe and Asia Confronts the Memory of World War II (2014); New Challenges for Maturing Democracies in Korea and Taiwan (2014); History Textbooks and the Wars in Asia: Divided Memories (2011); South Korean Social Movements: From Democracy to Civil Society (2011); One Alliance, Two Lenses: U.S.-Korea Relations in a New Era (2010); Cross Currents: Regionalism and Nationalism in Northeast Asia (2007);  and Ethnic Nationalism in Korea: Genealogy, Politics, and Legacy (2006). Due to the wide popularity of his publications, many have been translated and distributed to Korean audiences. His articles have appeared in academic and policy journals, including American Journal of SociologyWorld DevelopmentComparative Studies in Society and HistoryPolitical Science QuarterlyJournal of Asian StudiesComparative EducationInternational SociologyNations and NationalismPacific AffairsAsian SurveyJournal of Democracy, and Foreign Affairs.

Shin is not only the recipient of numerous grants and fellowships, but also continues to actively raise funds for Korean/Asian studies at Stanford. He gives frequent lectures and seminars on topics ranging from Korean nationalism and politics to Korea's foreign relations, historical reconciliation in Northeast Asia, and talent strategies. He serves on councils and advisory boards in the United States and South Korea and promotes policy dialogue between the two allies. He regularly writes op-eds and gives interviews to the media in both Korean and English.

Before joining Stanford in 2001, Shin taught at the University of Iowa (1991-94) and the University of California, Los Angeles (1994-2001). After receiving his BA from Yonsei University in Korea, he was awarded his MA and PhD from the University of Washington in 1991.

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Director of the Korea Program and the Taiwan Program, Shorenstein Asia-Pacific Research Center
Director of Stanford Next Asia Policy Lab, APARC
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Michael McFaul, a Stanford political scientist and former U.S. ambassador to Russia, has been selected as the next director of the university’s Freeman Spogli Institute for International Studies.

The announcement was made Wednesday by Stanford Provost John Etchemendy and Ann Arvin, the university’s vice provost and dean of research. McFaul will succeed Mariano-Florentino Cuéllar, who was nominated in July as an associate justice of the California Supreme Court and elected Tuesday.

McFaul takes the helm of FSI in January.

"Stanford has long been a home for scholars who connect academia to policy and public service, and Professor McFaul is the embodiment of that model," Etchemendy said. "We are grateful for Mike's service and confident he will be a strong leader for FSI."

Arvin said McFaul is a strong fit for the position.

“Professor McFaul’s background as an outstanding scholar and his service as an influential ambassador give him a vital perspective to lead FSI, which is Stanford’s hub for studying and understanding international policy issues,” she said. “His scholarship, experience and energy will keep FSI and Stanford at the forefront of international studies as well as some of the most pressing global policy debates."

McFaul has been a faculty member in the department of political science at Stanford since 1994.  He joined the Obama administration in January 2009, serving for three years as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House. He then served as U.S. Ambassador to the Russian Federation from 2012 to 2014.

McFaul already has a deep affiliation with FSI. Before joining the government, he served as FSI deputy director from 2006 to 2009.  He also directed FSI’s Center on Democracy, Development, and the Rule of Law (CDDRL) from 2005 to 2009.

During his four years leading CDDRL, McFaul launched the Draper Hills Summer Fellowship program for mid-career lawyers, politicians, advocates and business leaders working to shore up democratic institutions in their home countries. He also established CDDRL’s senior honors program.  From 1992-1994, McFaul also worked as a Senior Research Fellow at FSI’s Center for International Security and Cooperation (CISAC).

“I am thrilled to be assuming a leadership role again at FSI,” McFaul said.  “FSI has become one of the premier institutions in the country for policy-relevant research on international affairs.  I look forward to using my recent government experience to deepen further FSI’s impact on policy debates in Washington and around the world.”

Arvin said McFaul’s previous positions at FSI and CDDRL will make for a smooth transition in the institute’s leadership.

“His familiarity with FSI’s history and infrastructure will allow him to start this new position with an immediate focus on the institute’s academic mission,” she said.

McFaul is also the Peter and Helen Bing Senior Fellow at the Hoover Institution, and plans to build on his long affiliations with both Hoover and FSI to deepen cooperation between these two premier public policy institutions on campus.

He has written and co-authored dozens of books including Advancing Democracy Abroad: Why We Should, How We CanTransitions To Democracy: A Comparative Perspective (with Kathryn Stoner); Power and Purpose: American Policy toward Russia after the Cold War (with James Goldgeier); and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

“In so many ways, Mike represents the best of FSI,” said Cuéllar, who has held leadership positions at FSI since 2004 and begins his term on the California Supreme Court in January. “He knows the worlds of academia and policy extremely well, and will bring unique experience and sound judgment to his new role at FSI.”

McFaul currently serves as a news analyst for NBC News, appearing frequently on NBC, MSNBC, and CNBC as a commentator on international affairs. He also appears frequently on The Charlie Rose Show and The Newshour, as well as PBS and BBC radio programs. He has recently published essays in Foreign AffairsThe New York TimesPolitico, and Time

McFaul was one of the first U.S. ambassadors to actively use social media for public diplomacy. He still maintains an active presence on Facebook at amb.mcfaul and on Twitter at @McFaul.

McFaul received his B.A. in International Relations and Slavic Languages and his M.A. in Russian and East European Studies from Stanford University in 1986.  As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991.

“Since coming here in 1981 as 17-year-old kid from Montana, Stanford has provided me with tremendous opportunities to grow as a student, scholar, and policymaker,” McFaul said. “I now look forward to giving back to Stanford by contributing to the development of one of the most vital and innovative institutions on campus.” 

 

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