International Relations

FSI researchers strive to understand how countries relate to one another, and what policies are needed to achieve global stability and prosperity. International relations experts focus on the challenging U.S.-Russian relationship, the alliance between the U.S. and Japan and the limitations of America’s counterinsurgency strategy in Afghanistan.

Foreign aid is also examined by scholars trying to understand whether money earmarked for health improvements reaches those who need it most. And FSI’s Walter H. Shorenstein Asia-Pacific Research Center has published on the need for strong South Korean leadership in dealing with its northern neighbor.

FSI researchers also look at the citizens who drive international relations, studying the effects of migration and how borders shape people’s lives. Meanwhile FSI students are very much involved in this area, working with the United Nations in Ethiopia to rethink refugee communities.

Trade is also a key component of international relations, with FSI approaching the topic from a slew of angles and states. The economy of trade is rife for study, with an APARC event on the implications of more open trade policies in Japan, and FSI researchers making sense of who would benefit from a free trade zone between the European Union and the United States.

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This event is co-sponsored by the Center for Russian, East European and Eurasian Studies

 

Seminar recording: https://youtu.be/WWP-FueMOJ8

 

Abstract: Russia’s ability to challenge Europe and the West will depend in no small measure on the performance of its economy. Dr. Anders Åslund will discuss his book, Russia’s Crony Capitalism. The Path from Market Economy to Kleptocracy. The book explores how Vladimir Putin has consolidated his rule over Russia, including by appointing close associates as heads of state enterprises and securing control of the Federal Security Service and judiciary, enriching his business friends from Saint Petersburg in the process with preferential government deals. Thus, Putin has created a super wealthy and loyal plutocracy that owes its existence to his brand of authoritarianism. Dr. Åslund assesses Putin’s personal wealth and discusses what this system means for Russia and Russian power.

 

Speaker's Biography: 

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Anders Åslund is a senior fellow at the Atlantic Council and an adjunct professor at Georgetown University. He is a leading specialist on East European and post-Soviet economies and the author of 15 books, most recently Russia’s Crony Capitalism: The Path from Market Economy to Kleptocracy.  Dr. Åslund has worked as an economic adviser to several governments, including the Russian and Ukrainian governments.  He has also been a professor at the Stockholm School of Economics and was the founding director of the Stockholm Institute of Transition Economics. He earned his Ph.D. from the University of Oxford.

Anders Åslund Adjunct professor at Georgetown University’s School of Foreign Service Georgetown University
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The U.S.-China relationship is in a dangerous downward spiral. The crisis in the relationship has spread virtually to every arena, from the intensifying trade war between the two largest economies to their escalating technology rivalry that is rippling into a U.S. government crackdown on foreign influence on research, and from security concerns over China’s growing military power in the Asia-Pacific region to mounting tensions over the antigovernment protests in Hong Kong and over longstanding frictions with respect to Taiwan.

Renowned Chinese politics expert David M. Lampton has been busy discussing these developing issues with academics and policymakers in China, Hong Kong, and Washington, D.C., and researching his book project about Chinese power and rail connectivity in Southeast Asia. In a conversation with APARC’s Associate Director of Communications and External Relations Noa Ronkin, the Oksenberg-Rohlen Fellow at the Freeman Spogli Institute and Shorenstein APARC analyzes the escalating U.S.-China conflict, one that will affect not only bilateral ties, but the regional and world systems beyond.

Q: What risks in the conflict are you most concerned about?

There are a number of problems on the agenda. Certainly trade is top of mind for people in Beijing and Washington. But I think the situation in Hong Kong has great potential to do tremendous harm to the U.S.-China relationship. The predicate is being laid for the possible use of force in Hong Kong. I don't think a decision has been made to do so, and I believe Beijing would prefer not to do so. However, remembering 1989 in Tiananmen, we shouldn't underestimate the willingness of China’s central government to use force to protect its power. You see the increasing spread of demonstrations within Hong Kong, which are very worrisome to the PRC government, and indicators are accumulating that to me signal a significant possibility that the Special Administrative Region and/or Beijing will use tough means to bring demonstrators under control. Such an outcome will, of course, feed into the policy and security anxieties in Washington, not to mention be a tragedy for Hong Kong itself. So, I think Hong Kong is a top concern.

Q: Can you expand on the politics and the context of the U.S.-China trade war?

We're in a situation in which each side thinks it can and will benefit by outwaiting the other. I think Beijing sees at least a significant possibility that Mr. Trump would not be reelected and fervently hopes that's the case. They're in no hurry, thinking that the U.S.-China trade dispute undermines Trump with his natural constituencies and makes his economic story harder to tell to the American people. Beijing believes that, by virtue of the United States’ being a democracy, China has a higher threshold for pain than we do, and so simply inflicting pain on key American constituencies and industries will turn up the political heat on the administration so that compromise would look increasingly attractive to Washington.

The Trump administration, on the other hand, looks at the high percentage of China's GDP that's involved in exports, particularly exports to the United States, which is over three percent. If you subtract the value added of all the components China imports in order to assemble these exports, then still approximately two percent of China's GDP is directly involved in trade with the United States, and the Trump administration believes that China has a lot to lose. The United States is not nearly as dependent on China's exports—that's one of our complaints, that we don't export enough. Therefore Mr. Trump sees Mr. Xi as facing many domestic problems and thinks he can outwait Mr. Xi.

We have then two leaders who are locked into the view that the other is going to blink first. I believe both sides benefit from an economic relationship, but both have the capacity to do without the other if they're forced to. And so I think the trade war can go on for a protracted period.

Q: The trade war, big as it is, is part of a more encompassing rivalry between China and the United States. How do you see this competition between the world’s two superpowers and its consequences?

What has fundamentally happened here—even more important than the economic and cultural dimensions of the U.S.-China dispute—is a deterioration of the security dimension in the relationship. For the first three decades of engagement since the Nixon era, our security relationship with China was generally positive, based first on an anti-Soviet rationale, then counter-terrorism, and finally jointly tackling global issues such as climate change. Up through the Obama administration we had a security rationale for positive relations. Most countries and people prioritize their security, and hence as long as Americans and Chinese could feel the relationship had value for their security, they downplayed thorny issues such as human rights or economic frictions, even though they were unhappy with each other in those other domains.

But as China's military and economic capabilities have increased, so has its assertiveness abroad and its efforts to resolve longstanding disputes in its favor: in the South China Sea, in cross-Strait relations with Taiwan, against Japan, even against South Korea. From its more capable position today, China is pushing the perimeter of U.S. influence back away from the Chinese coast as far as possible, while the United States resists. And so we have a severe security competition that, in turn, has infected the economic relationship, because what makes a competitive military today is largely technological capability, which China is forging ahead with and using to develop new weapons systems. The United States thinks much of this capability is coming through the illicit acquisition of intellectual property and proprietary technology, and through university collaborations and exchanges. So the security competition is ramifying through the economic relationship and the cultural/educational relationship.

Q: If the competition between the two superpowers is here to stay, what steps, at home and abroad, are essential to achieve stable coexistence with China?

We have assumed that a huge, complex authoritarian society such as China has many disadvantages, which it does, but we're in danger of not realizing what it can achieve nonetheless. I'm worried about the competition with China because I don't think we are taking the right steps to put ourselves in the best possible competitive position, and I don’t mean just militarily.

If you consider the space race against the Soviet Union, there was a galvanizing vision of a serious competitor, yet there nonetheless was an abiding belief that we could prevail if we properly organized ourselves with discipline, commitment, and allocation of resources. We need the same sort of galvanizing spirit, not grounded in seeing China as an enemy, but in the realization that we Americans make up but four percent of the world's people and that if we're going to keep a strong position economically, intellectually, and socially, then we have to perform better than others, because we're just too small a percentage of the world's people. And I don't think anybody believes we're performing at our peak today.

Competition in general is a good thing. We surely recognize this in our own domestic lives, and free trade theories in international economics recognize that competition is an engine for positive forward motion. So I don't think we should be afraid of competing with China. Our society has been designed for competition from the ground up. And China has tremendous problems: demographic problems, educational quality problems, and debt problems. But what we must avoid is a destructive competition in which we're hurting our own ability to innovate by attempting to keep China from advancing. For instance, targeting foreign students in American research institutions and labs is a major problem.

Q: You have been studying China’s Belt and Road Initiative (BRI) and its implications across the Asia-Pacific. What are some of the takeaways from your research so far?

The Chinese learned a lesson from U.S. policy in the post-WWII era, namely, that you build your own greatness by integrating other countries into your economy and by building their strength. The Chinese are now looking at their underdeveloped periphery and think, "How can we build the new connectivity in the 21st century that will make China central to all countries along its enormous periphery and beyond?" BRI is therefore a big umbrella concept, based on the notion that you create economic growth through building infrastructure, and particularly transportation and communications, in an attempt to increase China's comprehensive national power and centrality in the emerging global system. It could be described as an “all roads lead to Rome concept.”

Some argue that BRI is a strategy, a master plan. And here's where I think we get it wrong. It isn't really a plan. China has created this umbrella policy concept, has said it will devote resources to it, but local provinces, state enterprises, private enterprises, foreign governments all are in effect lobbying Beijing to approve their pet projects that are shoved under this umbrella. So, you see a big vision painted by Beijing, but an extremely entrepreneurial system below Beijing is trying to grab as much of this money and opportunity, and build their locality into this vision. It's a combination of spontaneous combustion at the middle and lower levels and a grand general idea at the top.

Right now what we're seeing is the implementation of numerous projects—some are unmitigated fiascos, some are successful to a limited degree, and some are likely to become quite successful. There will be a sorting out process. In fact, Beijing, for its own welfare, is already starting to constrain the system and apply more economic analysis to differentiate between good and bad projects. But because BRI is so entrepreneurial and so many people at the bottom are trying to grab a piece of this policy, it's very difficult for Beijing to get its arms around all that's going on.

I think that one of the policy implications of BRI is that we—the United States, the West, American allies—must realize that BRI isn't necessarily a bad idea. This is how development occurs: big infrastructure projects create urbanization, pathways for production chains, and so forth. And if we were to sit back and say, "This is destined to fail," or "The Chinese are biting off more than they can chew," or essentially decide that we have a "no” policy, then we will essentially abandon what I believe is largely a sound concept. The U.S. government is, I think, beginning to understand that it has to respond with something, not nothing. The United States needs to use its creativity, capital, and capacity to get others to cooperate and be more active in showing our private sector where it can get involved.

We're in a transition stage. I think that one of the big problems right now is that it's hard to induce our allies to cooperate when we’re badgering them about defense expenditures and so forth. We need a remake of our foreign policy process before we'll be able to consistently pursue a vision for development. On some projects we might even choose to cooperate with the Chinese. In fact, we're already cooperating through the World Bank, the Asian Development Bank, and even indirectly through the Asian Infrastructure Investment Bank, which has gotten almost all U.S. allies involved with it. So we shouldn't absolutely oppose China on all fronts, but evaluate the alternatives and tradeoffs in each particular case.

Q: Your current book project focuses on China’s development of high-speed rail between southern China and Singapore. What have you found in researching this project?

My core interest has always been Chinese politics, and particularly what I call the "implementation problem." That is, the realization that what Beijing says isn't necessarily implemented faithfully down the hierarchy in localities, despite the assumption that, because China is authoritarian, there ought to be a high correlation between what the top says and what the bottom actually does. The idea to build connectivity between China and the seven continental Southeast Asian nations south of it makes for a fascinating implementation case study. The underlying question for my book is: “Does China have the capacity to pull off such a gigantic initiative?”

In the case of this particular railway connectivity vision linking China and seven Southeast Asian neighbors, the idea was not Chinese, but rather, a vision of Southeast Asians themselves. In the past, China didn't have the technology, capital, or frankly the inclination to build somebody else's rail system. Around 2012, however, China decided to step out and build infrastructure beyond its borders, and essentially adopted the Southeast Asian idea of rail connectivity. What interests me is the implementation question: if it's difficult to get things done within China itself, how do you create an interconnected system that transits seven more countries, from Thailand, Malaysia, and Singapore, through Myanmar, Laos, Vietnam, and Cambodia? It's a fantastically complicated project, with financing, environmental, and displaced population problems, among many others.

The results so far are mixed, but you would be surprised at the progress that China has made. I believe that within a few years, certainly before 2030, there will be a high-speed and conventional-speed rail system that connects south China to at least Bangkok and another link that connects Singapore to Kuala Lumpur, with the major uncertainty being the stretch from Kuala Lumpur to Bangkok. It’s less clear whether it will also eventually go through Myanmar and Vietnam. But the Chinese are well on the way to finishing the Laos railroad and began construction on some railroad in Thailand, so I think that probably by 2025 you'll see a railroad to Bangkok, which would be a major change in the economic geography of the region. What bothers me is seeing the United States mired in our own preoccupation with ourselves and not reacting in a way that is most productive for our future given what China is doing and how other countries are moving forward.

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Traders and financial professionals work ahead of the closing bell on the floor of the New York Stock Exchange (NYSE) on August 1, 2019 in New York City.
Traders and financial professionals work ahead of the closing bell on the floor of the New York Stock Exchange (NYSE) on August 1, 2019 in New York City. Following large gains earlier in the day, U.S. markets dropped sharply after an afternoon tweet by U.S. President Donald Trump announcing his plans to impose a 10 percent tariff on an additional $300 billion worth of Chinese imports. His announcement said the new tariffs will take effect on September 1.
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The Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center is pleased to welcome Robert R. King and Victor Cha as Koret fellows in Korean studies during the 2019-20 academic year. Supported by the Koret Foundation, the Koret Fellowship brings leading professionals to Stanford to conduct research on contemporary Korean affairs with the broad aim of strengthening ties between the United States and Korea.

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Robert R. King will join the Korea Program as Koret Fellow during the fall quarter of 2019. King served as special envoy for North Korean human rights Issues, an ambassadorial ranked position at the Department of State (2009-2017). The role was established by Congress in the North Korea Human Rights Act with a mandate to “coordinate and promote efforts to improve respect for the fundamental human rights of the people of North Korea.” Since leaving the Department of State, Ambassador King has been senior advisor to the Korea chair at the Center for Strategic and International Studies (CSIS), a senior fellow at the Korea Economic Institute (KEI), and a board member of the Committee for Human Rights in North Korea (HRNK).

Earlier, Ambassador King served for 25 years (1983-2008) on Capitol Hill as chief of staff to Congressman Tom Lantos (D-California), and as staff director and minority staff director of the House Foreign Affairs Committee (2001-2008). King received a Ph.D. in International Relations from the Fletcher School of Law and Diplomacy, Tufts University and a B.A. from Brigham Young University.

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Portrait of Victor Cha

Victor Cha, professor of government and international affairs at Georgetown University, will join the Korea Program as the Koret Fellow through the winter quarter of 2020. He is the author of five books, including The Impossible State: North Korea, Past and Future (Haper Collins, 2012) and Powerplay: Origins of the American Alliance System in Asia (Princeton University Press, 2016). He holds Georgetown's Dean's Award for teaching for 2010, the Distinguished Research Award for 2011, and a Distinguished Principal Investigator Award for 2016.

Professor Cha left the White House in 2007 after serving since 2004 as Director for Asian Affairs at the National Security Council, where he was responsible for Japan, the Korean peninsula, Australia/New Zealand, and Pacific Island affairs. He serves as Senior Advisor at CSIS, and is a non-resident Fellow in Human Freedom at the George W. Bush Institute in Dallas, Texas. He received a Ph.D. from Columbia University, M.A. from the University of Oxford, and MIA and B.A. from Columbia University.

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Every summer, the Draper Hills Summer Fellows Program brings together international leaders who are pioneering new approaches to advance social and political change in some of the most challenging global contexts. The fellows spend three weeks living and taking classes on the Stanford campus, visiting Silicon Valley tech companies and building a network.

Representing business, government and the nonprofit sector, fellows are working on the frontlines of democratic change to combat the global rise of authoritarianism and populism. The Freeman Spogli Institute for International Studies spoke to five of the fellows about the impact of the Draper Hills program on their work and activism. These are their stories.

Shaili Chopra, India

shaili3 Shaili Chopra, founder of SheThePeopleTv. Photo: Alice Wenner
“I run a platform called SheThePeopleTv. It's a platform for women, and it aims to share news, opinions, data and statistics through a gendered lens. Women are a critical part of democracy — from where I come, in India, we have 600 million women. That's half of the country's population. I think they must also have half of the country’s voice, which they don't.

“I think a big plus of a program like Draper Hills is that when we are all working in the general construct of democracy, we have shared problems, and we also look for shared solutions. It's very empowering to be around people who understand these situations, or have found solutions or overcame them in their countries, or are going through similar problems. You can discuss them and get a sense of solidarity and a sense of empathy.”

Wiem Zarrouk, Tunisia

wiem1 Wiem Zarrouk, senior advisor to the Minister of Development, Investment and International Cooperation in Tunisia. Photo: Alice Wenner

“I’ve been working for the Tunisian government for three years as an advisor to the Minister of Development, Investment and International Cooperation. I am leading the government reforms to improve Tunisia's ranking in the World Bank Competitiveness Report - Doing Business.

“In Tunisia, we’ve set up most of our democratic institutions, and now we want to improve the business environment to attract more investment in local businesses. Eight years ago, the people went into the streets demanding more jobs. The challenge in Tunisia right now is economic, that’s why economic reforms are important to our government.

“I think the impact of the Draper Hills program will be immediate. I’ve learned a lot here about the link between development and democracies, so it really covers the scope of my work. And it's been great to learn about the theoretical side — the professors are really speaking about things that impact our daily work.” 


Ujwal Thapa, Nepal

ujwal1 Ujwal Thapa, president of the BibekSheel Nepali youth movement. Photo: Alice Wenner

“Bibeksheel Nepali is basically a political startup. It’s a youth-led movement, and we’re focused on changing the norms and mindsets of the culture in Nepal. We work a lot with citizens to instill the values of transparency, empathy and humility because we think democracy needs to be more emotional instead of just logical. I think liberal democracy needs to be understood more in the context of humanity. So it’s an experiment that we're doing in Nepal.

“When we started with the experiment, we decided not to focus only on the state, but thought about a few more components: one is our citizens, another is the society and the third is the government. Nepal recently came out of a violent civil war, and we just built a new constitution that is much more tolerant. Transparency is another value that we want to instill, because of the long isolationist and autocratic dictatorship that has existed in the past.

“Draper Hills is bringing all of these practitioners together who are experimental and innovative. And the world needs better collaboration from people who really believe in the ideals of the 21st century, which are liberal, democratic and more humanistic. That’s one of the strongest aspects of the Draper Hills program.”


N.S. Nappinai, India

nappinai1 N.S. Nappinai, senior practitioner in the Supreme Court of India and Bombay High Court. Photo: Alice Wenner

“I'm a lawyer — I specialize in cyber laws. My work throughout my career has been focused on ensuring responsible technology and the use of technology to fight crime. Two years ago I was appointed by the Supreme Court of India as Amicus Curiae on a matter related to protecting against the uploading of videos and images of gang rape and child pornography online.

“Some of the social media platforms had very good reporting mechanisms, whereas it was more hidden on other platforms. So we ensured that this issue was brought to the forefront so that people know that these are things that can be reported and some action can be taken. The whole idea was that as long as you identify such content at the earliest possible time, then you help the victim that much more.

“For me, balancing victims' rights with free speech is very important. This was a big dilemma that I faced, in terms of ‘How much of what I am doing is likely to stifle free speech?’ A lot of discussions at Draper Hills have helped formulate and structure my thoughts, and it's very nice to get the perspective from people from 26 other countries.”


Hinda Bouddane, Morocco

hinda1 Hinda Bouddane, the first vice president of the elected provincial council of the city of Fez. Photo: Alice Wenner

“I'm involved in women's empowerment and education for girls in Morocco. And especially for women in rural areas — they are less privileged, and many of them don't know their rights. So my fight through JA Worldwide and my activism is to empower these women and to raise awareness about their rights and the importance of education for girls.

“Education for girls is really important in fighting discrimination against women. Education empowers women to become financially independent, say no to violence, and to get engaged in the public sphere. Through that, women can be a part of the democratic process not only by voting, but also by taking part from within and running for office.

At Draper Hills, we're deepening our knowledge about topics like the rule of law, democracy and human rights, and hearing many different perspectives. And importantly, we are building a great network to connect many intelligent people from around the world, and we will work together to foster democratic values.”

 

 

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The 2019 Draper Hills Class of 2019 at the Freeman Spogli Institute for International Studies. Photo: Stanford Center on Democracy, Development and the Rule of Law
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James Green, former Minister Counselor for Trade Affairs at the U.S. Embassy in Beijing, gave a talk titled “U.S.-China Diplomacy: 40 Years of What’s Worked and What has Not” before a Stanford China Program audience on May 6. Green is currently Senior Research Fellow at Georgetown University and is the creator of the new U.S.-China Dialogue Podcast, which features in-depth interviews with approximately two dozen former U.S. ambassadors, cabinet-level secretaries and other senior officials who were at the forefront of U.S.-China negotiations.

He recounts salient takeaways from these conversations regarding pivotal moments in U.S.-China relations, including normalization of relations, anti-Soviet cooperation in the 1980s, Tiananmen Square crackdown in 1989, Taiwan Strait crisis of 1995-1996, WTO accession in 2001, Belgrade bombing and EP-3 incident in 1999 and 2001, respectively; global financial crisis of 2008, the Beijing Olympics and the current U.S.-China trade tensions.  Among his many motivations for beginning this podcast series include his desire to question the notion circulating among U.S. foreign policy experts today that U.S. policy of engagement towards China had somehow failed. To Green, who has been active in U.S.-China relations since the mid-1990’s, U.S. policy had never been about transforming China from a one-Party, authoritarian system into a liberal democracy. In order to more accurately pinpoint what U.S. goals have been, Green stated, he undertook the project and interviewed those who had played key roles during pivotal moments in U.S.-China bilateral relations.

His interviewees have included, among others, such luminaries as Ambassador J. Stapleton Roy, who in 1978 participated in secret negotiations that led to the establishment of U.S.-P.R.C. diplomatic relations; John Negroponte, first director of national intelligence and deputy secretary of state in the late 2000s during China’s rise; and Ambassador Michael Froman, former U.S. Trade Representative under President Obama. His talk at the Stanford China Program includes key lessons he has derived from these interviews even as we enter into one of the most volatile times in U.S.-China bilateral relations.

The recording and transcript are available below.  

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James Green, Senior Research Fellow at Georgetown University, speaks at the Asia-Pacific Research Center's China Program on May 6th, 2019.
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David M. Lampton gave a talk titled “Chinese Power and Rail Connectivity in Southeast Asia” before the Stanford China Program audience on February 6th. He addressed three issues in particular: the scope of his research project, conducted in partnership with two co-authors based in Singapore and Malaysia; the long genesis of this railroad construction idea from Southeast Asia to China; and, third, the overarching question of whether China can effectively implement the gargantuan feat – technologically, financially, and politically. The high-and conventional-speed rail project will span seven Southeast Asian countries, plus China, Lampton highlighted.  This project is not only geographically forbidding, but the political terrain, and its socio-economic variety, is an even greater challenge.  Lampton’s talk comprised part of Stanford China Program’s 2019 Colloquia Series, “A New Cold War?: Sharp Power, Strategic Competition, and the Future of U.S.-China Relations.”

Lampton began by clarifying that the vision of rail connectivity through Southeast Asia into China is not the brainchild of either China’s leadership or Xi Jinping. This idea has a long history, he stated, beginning with the British and the French in the 19th century when they were occupying Burma and Indochina, respectively; and even during World War II when Japan further entertained building railroads from the Korean Peninsula to Singapore to advance their military ambitions. In contemporary times, ASEAN had articulated a plan in 1995 to develop a rail line from Singapore to Kunming city, P.R.C. In 2010, ASEAN again put forth a master connectivity plan for 2025 where railroad development comprised a prominent part. Only in the aftermath of these many plans and proposals did Xi Jinping, in 2013, officially announce China’s Belt and Road Initiative (BRI), an infrastructure initiative with a scope far greater than simply Southeast Asia. The idea of infrastructural connectivity in the region, in other words, has a long history that predates China entering the picture as a major actor. Only recently has China amassed the technological capacity and financial wherewithal to realize this enormous project, with economic, diplomatic, and strategic military implications.

Next he described the key role that Beijing’s industrial policy has played in the rapid development of China’s high-speed rail. From a nonexistent industry in 2001, China has built a sector that is now an international powerhouse in high-speed rail technology. As of 2014, China boasted four trunk lines, North and South; and four trunk lines, East and West, crisscrossing the P.R.C. China’s industrial policy has clearly delivered striking results (as well as some setbacks) not only with respect to high-speed rail but also in other industries.  In light of this, Lampton opined that China is not likely to yield to U.S. demands for major structural reforms in onoing trade talks with China. 

Lampton described the progress in high-speed and conventional-speed rail construction with partners in Southeast Asia (ASEAN) that the Chinese have made, with Laos and Thailand furthest along in implementation. Nonetheless, Beijing also has met with significant resistance due to the complicated political situation in various regions. Lampton described, for example, the drawn-out financial negotiations between Singapore and Malaysia with respect to the rail line connecting Singapore to Kuala Lumpur; and the jockeying among various heads of Malaysia’s federation of local states. The election of Mr. Mahathir in 2018 also put an at least temporary halt to the construction and planning of two rail projects for many reasons, including the corruption of the preceding regime of Najib in Kuala Lumpur. Although Lampton expressed overall confidence that the rail lines will get built to Kuala Lumpur and Bangkok, for example, in the not-too-distant future, the political complexities of the region and China’s ability to successfully navigate them are still open questions.

He also described the competing world views regarding infrastructure construction and economic development. There are powerful constituents in China – now backed by Xi Jinping himself – who believe that infrastructure development drives growth: i.e., “if you want to get rich, build a road.” By contrast, the U.S. and entities such as the World Bank are more cautious, seeing all the negative social and environment extenalities such massive projects create. They also want to see greater assurances of projected returns from these infrastructure projects before devoting resources. Having said this, both multilateral financial and development institutions, and the United States Government, are gradually adopting a more supportive posture on large infrastructure projects, in part not wishing to abandon the commercial and strategic battlegrounds of the future to the PRC.

Lastly, Lampton debunked the notion that the BRI is a unified, top-down “plan.” Rather, he described it as Beijing’s “umbrella policy” that “creates a predisposition [among Chinese entities] to build infrastructure.” It incentivizes “entrepreneurial SOEs, provinces, localities, overseas Chinese . . . to push their pet projects . . . onto . . . the national largesse.” This being the case, Lampton described the BRI as a dynamic, chaotic and, sometimes, even a rapacious process for the transit countries. Yunnan Province, for example, started a rail line even before the central government had approved it; and Guangdong Province began developing its own special economic zone and port construction in Malacca all without central approval. As Lampton stated, the “BRI isn’t just about Xi Jinping and Beijing . . . . [I]t’s about local initative, and how Beijing can or cannot control or . . . under what circumstances, it chooses to control [its local actors].”

The recording and transcript are available below.  

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David M. Lampton, Oksenberg-Rohlen Fellow and Research Scholar at APARC, speaks at Stanford's China Program on February 6th, 2019.
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“Win support from the people,” Yuhua Wang, Assistant Professor of Government at Harvard University, repeated the words from one of Xi Jinping’s speeches that was given to justify China’s massive anti-corruption campaign. The exact scope and motivations for President Xi Jinping’s anti-corruption campaign is, as yet, unknowable, Wang stated; but clearly, a major public aim of CCP Chairman Xi Jinping was to build regime support by cracking down on bad actors in the government.

Prof. Yuhua Wang gave a talk titled “Why Xi Jinping’s Anti-Corruption Campaign has Undermined Chinese Citizens’ Regime Support?” at the Stanford China Program on November 12th, 2018, based on a national-level survey analysis that he had conducted with his co-author, Prof. Bruce Dickson at George Washington University. Rather than focusing on Xi’s motivations for undertaking his crackdown, however, Wang and Dickson tried to measure the impact of Xi’s anti-corruption campaign on public perception of the central government and the Chinese Communist Party (CCP). Did the campaign, in other words, shore up public support for China’s central government and Party, as Xi hoped it would – or did it, in fact, undermine regime support?

Professor Wang first offered some background on how this anti-corruption campaign got started around 2012-2013, shortly after Xi Jinping became Chairman of the CCP. A staggering 261 vice-ministerial officials and 350,000 officials had been investigated to date; and, even those at the highest levels of China’s leadership – former Politburo and Politburo Standing Committee members, for instance –were not immune from scrutiny. And, equally unprecedented, media coverage of these corruption cases – from Bo Xilai to Zhou Yongkang and Xu Caihou – were extensive, exposing their lavish lifestyles and illicit dalliances on social and traditional media. Wang speculated that such lurid publicity most likely shocked the public, potentially turning citizens against even the central government, which consistently enjoys significantly higher levels of public trust than local governments in China. He decided, therefore, to explore with his co-author what the effects of such exposés might be on public perception of the central regime.

Replicating the same questionnaire and sampling design, Wang and his co-author took a national random sample in two waves – one before the anti-corruption campaign in 2010 and a second one during the campaign in 2014. They interviewed approximately 4,000 people across 25 provinces in China in order to measure potential shifts in people’s attitudes towards the regime over those four years. The findings were, indeed, illuminating:

First, Wang stated, increasing frequency of corruption investigations in a locality was correlated with a greater drop in popular regime support (defined as trust in central government or support for the CCP) in that locality. Higher volume of corruption investigations in a locality was also negatively correlated with people’s perception that government officials were generally honest and clean. The corrosive effects of the campaign, furthermore, proved strongest on those who had initially believed in the integrity of government officials; but for those who were already cynical about official corruption, the campaign had a smaller effect. Lastly, higher the survey respondent’s use of social media like WeChat, stronger the negative effects on his/her support for the regime. The authors also took into account how the chilling effects of the campaign may be negatively impacting local economies and how that slowing economy may actually be the primary cause behind decreasing public regime support. To account for this potentially confounding effect, Wang looked for evidence as to whether the campaign had contributed to a slowdown in China’s economy by 2014. Perhaps because 2014 was still early on in the campaign, he stated that they found no evidence of slower GDP growth rate, growth rate per capita GDP, etc., in the regions where they had undertaken their surveys.

Overall, Wang’s research calls into question whether Xi Jinping’s anti-corruption campaign is, in fact, advancing one of his main goals– i.e., to increase people’s faith in the central regime – or whether it is actually proving counterproductive to his aim. In fact, Wang’s research seems to indicate that the more Chinese citizens are exposed to evidence of government corruption, the more the central regime appears to suffer a loss in credibility. Wang was careful to point out, however, that they were barred, due to political sensitivity, from asking any questions regarding respondents’ attitudes towards Xi Jinping himself. Thus, it is still an open question whether popular support for Xi Jinping himself is increasing even though public trust in the regime might be decreasing.

The recording and transcript are available below.  

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Yuhua Wang, Assistant Professor of Government at Harvard University, speaks at the Asia-Pacific Research Center's China Program on November 12th, 2018.
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Seminar Recording: https://youtu.be/X_0mm8UkVOc

 

Abstract:  In the movie WarGames, a 1980s teenager hacks into a U.S. nuclear control program, almost starting a nuclear war.  This movie has become a common illustration for the dangers of increasingly digitized nuclear arsenals and reflects what many scholars and practitioners see as the most perilous implication of the rise of cyberattacks--instability to states' nuclear command, control, and communications (NC3).  Research conducted during the Cold War suggested that even the threat of serious vulnerabilities to states' NC3 could incentivize preemptive launches of nuclear weapons.  Despite this widespread concern about the destabilizing effects of NC3 vulnerabilities, there is almost no empirical research to support these conclusions.  In order to test these theories, this paper uses an experimentally-designed war game to explore the role that vulnerabilities and exploits within a hypothetical NC3 architecture play in decisions to use nuclear weapons.  The game, which uses 4-6 players to simulate a national security cabinet, includes three treatment scenarios and one control scenario with no vulnerabilities or exploits.  Players are randomized into the scenario groups and games are played over the course of a year in seven different locations with a sample of elite players from the U.S. and other nations. Together, a longitudinal analysis of these games examines the role that culture, cognitive biases, and expertise play in the likelihood of thermonuclear cyber war with significant implications for both cyber strategy and nuclear modernization.


Speaker's Biography:

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Dr. Schneider is a Hoover Fellow at the Hoover Institution and a non-resident fellow at the Naval War College’s Cyber and Innovation Policy Institute.  She researches the intersection of technology, national security, and political psychology with a special interest in cyber, unmanned technologies, and wargaming. Her work has appeared in a variety of outlets including Security Studies, Journal of Conflict Resolution, Journal of Strategic Studies, Foreign Affairs, Lawfare, War on the Rocks, Washington Post, and Bulletin of the Atomic Scientists.  She has a BA from Columbia University, a MA from Arizona State University, and a PhD from George Washington University.

Jacquelyn Schneider Non-resident Fellow Naval War College’s Cyber and Innovation Policy Institute
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In the second decade of the 21st century, the world experienced the rise of a global populist movement built around ethnic nationalism and hostility to foreigners and immigration. This movement has been led by the United States after the election of Donald J. Trump as President in 2016, and today includes leaders in Turkey, Hungary, Poland, Italy, Brazil, and a host of parties throughout Europe that challenge the liberal international order. Canada, Australia, and the United States are three former British colonies that were settled by successive waves of immigrants from abroad. By 2017, the percentage of people born outside the country was nearly 22% in Canada, 29% in Australia, and 14% in the United States. Despite having higher levels of immigration, it is remarkable that neither Canada nor Australia has generated a strong populist movement, or a leader as has the United States. Both countries have achieved political consensus around policies that welcome substantial numbers of immigrants, while controlling their character though a point system and providing substantial support for their settlement and integration. The United States, by contrast, has tried repeatedly since the 1980s to establish a clear policy on immigration and has failed to do so. The US has neither been able to legalize the situation of the 11-12 million undocumented immigrants already in the country nor to effectively enforce its existing immigration laws. The country is highly polarized between pro- and anti-immigration camps, a polarization that has only deepened over time. The three countries had very similar immigration policies up until the 1960s. All three sought to encourage immigration, but were highly selective in where those immigrants could come from: Canada’s Immigration Act of 1910, the “White Australia” policy, and America’s Reed-Johnson Act establishing national origin quotas strongly favored immigrants from northern Europe. All three countries gradually relaxed these controls in the 20th century, accepting first Southern and Eastern Europeans in the first half of the century, and then opening up their societies to immigration from other parts of the world in the 1960s.

the paper.

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Brett McGurk, the former Special Presidential Envoy for the Global Coalition to Counter ISIL, has had a busy summer. Between working on a new book contract, travelling to international security conferences on two continents and prepping for his upcoming class — “Presidential Decision-Making in Wartime” — which will be taught this fall at Stanford, the Payne Distinguished Lecturer at the Center for International Security and Cooperation sat down with the Freeman Spogli Institute to reflect on what he’s learned about Middle Eastern politics this summer.

FSI: You recently attended a number of conferences focused on international security. Tell us a little about where you’ve been and the conferences you participated in.

Sure. I was recently at a conference in Beijing sponsored by the Carnegie Foundation for International Peace that focused on China in the Middle East. This was a good opportunity to reconnect with former officials and experts on China and also to discuss with Chinese officials and academics how Beijing views its emerging role in the Middle East region. This is an important topic, and we intend to develop it further here at Stanford FSI through a combination program with CISAC and the Shorenstein Asia-Pacific Research Center. I recently published an article in the Atlantic on some of the themes from Beijing.

I also attended the Oslo Forum in Norway, which brings together top diplomats from around the world engaged in mediating the most difficult conflicts. UN envoys from Syria and Libya, for example, participate, as do leaders working on Yemen and other seemingly intractable crises. The main takeaway from that important conference was that there is a window of opportunity right now for active U.S. diplomacy to help de-escalate what are in effect proxy wars between regional powers. Libya is increasingly a conflict between long-time U.S. allies, with Turkey and Qatar on one side and UAE and Egypt on the other side. Yemen is a humanitarian catastrophe and UN mediation has opened the door to ceasefires and a path for winding down the war, which some of our key allies now support. 

Iran and extremists like al Qaeda and ISIS take advantage of proxy wars and vacuums – so it’s in our interests both from a humanitarian, geostrategic, and national security perspective to use diplomacy and other tools to end these conflicts. That was the focus of the Norway meetings.

In spectacular #Oslo today for the 2019 #OsloForum. Look forward to reconnecting with former counterparts and friends from around the globe, many trying largely on their own to mediate some of the world’s most intractable conflicts. @NorwayMFA pic.twitter.com/0DmTY7swW6

— Brett McGurk (@brett_mcgurk) June 18, 2019

To what extent did the U.S. participate in the Oslo Forum?

I was struck that the United States was largely absent. There were no U.S. officials at the Forum, for the first time as I can recall, and total lack of clarity on U.S. goals and objectives. On Syria, the top UN Envoy, Geir Pederson, attended as did a number of parties to the Syrian conflict, including from the Syrian Democratic Forces, which played a key role in defeating ISIS. 

There is some hope that Syria is approaching a stage for a meaningful political settlement; I’ve expressed some skepticism on that, again, due largely to questionable U.S. intent and commitment and the facts on the ground and in the region, which leave Washington with few good options. The sooner we acknowledge that reality the better because the situation can still get much worse. My recent article in Foreign Affairs delves into those issues in some detail.

You were at the Herzliya Conference in Israel. Did Iran’s nuclear program dominate the agenda? What else was top of mind for the conference organizers, presenters, and people in attendance?

Yes, I attended the annual security conference sponsored by Israel’s Institute for Policy and Strategy. It’s become a go-to event for assessing the direction of Middle East politics and Israeli policies in a difficult part of the world. I used to attend as a sitting official and it was great to be there as a private citizen.

Flying from San Francisco to Tel Aviv for the annual @HerzliyaConf which has become a go-to event for thinkers and practitioners on the Middle East. Look forward to reconnecting with former colleagues and new friends. @FSIStanford @CarnegieMEC pic.twitter.com/0se7WvGCG1

— Brett McGurk (@brett_mcgurk) June 28, 2019

Much of the focus this year, of course, was on Iran – but also on the internal situation inside Israel, President Donald Trump’s much-delayed Middle East peace plan, and the rift I mentioned earlier between Egypt, Saudi Arabia, and UAE on one side, with Turkey and Qatar on the other side. 

There was also an open question and significant discussion over whether current U.S. policies are worsening tensions in the region. Much of that will depend on whether the core White House assumption driving its Iran policy is correct. That assumption holds that maximum pressure against Iran will force Iran back to the negotiating table that Trump himself left and result in a better nuclear deal and more responsible Iranian behavior in the region. If that assumption is false, and Iran reacts to unilateral American pressure by forging stronger ties with China and Russia, restarting its illicit nuclear activities, and increasing its malign behavior in the region – then U.S. policy may have precisely the opposite effect than its stated intent. That would require Trump to either double down on pressure, to include military pressure, or back down from what is now a zero-sum bargaining position. 

 

For more on Brett McGurk’s policy recommendations on Iranian nuclear ambitions, read his Op-Ed in Bloomberg News.

On stated U.S. intent, there was also quite a bit of discussion about U.S. objectives, given that Trump says one thing and his national security team says something else, often within the same 24-hour time span.  This uncertainty, I would argue, is breeding more instability, not less.

There was an interesting “war game” conducted at the Herziliya Conference, which simulated direct negotiations between U.S. and Iranian officials. The game ended without producing an agreement. What do you make of that?

I participated in that war game. Having confronted the Iranians from the shadows and in direct face-to-face negotiations, I would say this simulation was fairly accurate and its findings important. My first conclusion was that it’s highly unlikely the Iranians are going to return to the table under the current circumstances and without some up-front concession (such as reinstating some waivers to allow limited export of oil) by the Trump administration.  Nobody likes that answer, but it’s a realistic assessment of Iranian decision-making and important if the U.S. objective is truly – as Trump says – to get back to the negotiating table for a better nuclear deal. 

I read recently that the Emir of Qatar, who visited Trump in the Oval Office in mid-July, told the president the same thing.  So even our close friends in the region have this assessment. It means, if you want to get back to the negotiating table, then you need to create a pretext with some up-front steps, to be taken both from Washington and from Tehran.  A creative package, for example, might offer some limited sanctions relief and also demand release of Americans held in Iranian prisons. Absent something like that, relying on pressure alone, there are unlikely to be any talks.

How did the simulated negotiations between the U.S. and Iran unfold?

Presuming you get to the stage of talks, which was the focus of the simulation, the position of the two sides are irreconcilable. Iran was willing to consider some amendments to the Joint Comprehensive Plan of Action – but from the U.S. side, that was insufficient. We demanded, as Secretary of State Mike Pompeo has demanded, a total abandonment of Iran’s enrichment program, defunding proxy militias throughout the region, cabining the ballistic missile program, and other measures. The talks totally broke down after a number of rounds, and risks of a conflict increased significantly. It’s better to have no talks than ill-prepared talks where the U.S. is not even clear on what it’s hoping to achieve or has demands that are known non-starters.

The only silver lining was that if the goal is a strengthened nuclear deal that truly blocks Iran’s path to a weapon in perpetuity, while allowing a civilian program, then it’s achievable. Trump has said that’s the goal. If so, there is a path. But that’s a far more limited goal than what has been discussed by his national security team. The more ambitious objectives are unlikely to be met, and without a realistic objective, the talks themselves are unlikely to get off the ground.

A more comprehensive approach for Iran: 1) Naval coalition to protect shipping; 2) On-ramp to strengthen nuke deal; 3) Diplomacy to de-escalate proxy wars; 4) Treat Iranian people as allies (end travel ban); 5) Keep focus on ISIS: don't leave Iraq/Syria. https://t.co/BBNVtbLEhn

— Brett McGurk (@brett_mcgurk) June 26, 2019

Have you participated in “war games” like this one before?

I don’t like the phrase “war game” because it suggests something trite like a game or reenactment; in fact, simulations like this are among the best tools we have to predict the future and prepare for contingencies in foreign policy. Even with all the tools and information available to a policy-maker at the most senior level, humans can’t predict the future. Well-run simulations alert you to policy adjustments that may be necessary. We used them quite a bit during the campaign to defeat ISIS and to good effect. A famous war game, SIGMA II, run out of the Pentagon in 1965 predicted perfectly what would happen if the U.S. pursued its graduated pressure campaign against North Vietnam – a quagmire that sucked in multiple U.S. divisions.

So these simulations are important. I hope the administration is conducting them on Iran, though I tend to doubt they are, at least not at the highest levels. Sound foreign policy depends on setting clear and achievable objectives, marshaling the resources for achieving them, and regularly testing assumptions to make adjustments as circumstances warrant.

I recently published an essay in Foreign Affairs on the misalignment of ends and means with respect to Trump’s foreign policies in Syria, Venezuela, and Iran. That’s generally a recipe for either a failed policy or unintended consequences that box presidents into decisions they don’t want to make: either double down on resources or ratchet back objectives.

Did you have a chance to reconnect with old friends from your many years as a U.S. diplomat in the Middle East?

I did, and I also caught up with a number of former colleagues still serving in the Trump administration. They are a dedicated group and doing all they can under difficult circumstances. I could not hide my enthusiasm for being out of Washington and out here at Stanford. Stanford is just an incredible place to think deeply and differently about the issues now confronting our nation and the world.

You start teaching in the Ford Dorsey Master’s in International Policy program in the fall quarter.  Can you tell us a bit about your course?

Sure. In the fall I will teach “Presidential Decision-Making in Wartime.” It’s a course about how the most consequential decisions – war and peace – are made in reality, particularly since 9/11. We will dive into the essential laws of strategy such as setting clear objectives, aligning ends, ways, and means, and what happens when those essential laws are ignored. I hope it will give students the tools to ask the right questions if they are ever in the Situation Room with a chance to influence the course of history for the better. 

Most debacles have this same basic flaw of ignoring what I call the iron law of strategy and alignment of ends, ways, and means. Even for students not heading towards a national security career, the tools and elements of strategic thinking are broadly applicable. 
 

 

 

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Former Special Presidential Envoy for the Global Coalition to Counter ISIL Brett McGurk at the 2019 Oslo Forum in Norway. Photo: Oslo Forum
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