Last week, Seoul officially put its nuclear option on the table, for the first time since 1991. South Korean President Yoon Suk-yeol declared the country would consider building its own arsenal of nuclear weapons if the threat it faces from nuclear-armed North Korea continues to grow.

It will.

North Korea launched over 90 missiles in 2022. Those tests accompanied a major revision in North Korea’s nuclear strategy, which now allows the preemptive use of nuclear weapons in the early stages of a crisis. Experts expect North Korea’s ramped-up nuclear aggression will continue into the new year. Many even expect Pyongyang to conduct a new nuclear test, which would be the country’s first since 2017 and a watershed event against a backdrop of global turmoil.

Continue reading at thebulletin.org

A Missed Phone Call and a New Career

Gottemoeller’s most recent government service came with a few hiccups. In December of 2008, she was living in a small, bare-bones rental unit in Moscow while she finished the last few weeks of her tenure as the director of the Carnegie Moscow Center. Just a few weeks earlier, Barack Obama had been elected to the presidency of the United States, and the interim period of administration-building between Election Day and Inauguration Day was fully under way.

5,000 miles away from Washington D.C., Gottemoeller’s American cell phone rang. Racing across the apartment to try and answer it, the call ended before she could answer. Due to technological constraints at the time, there was no way to listen back to the voicemail on the Russian network.

Recounting the experience on “The Negotiators” podcast, Gottemoeller explained, “All I was thinking was, ‘Oh man, what is that, was the White House calling, or the Obama campaign? What if I’ve just lost my chance?’”

As soon as she landed back at the Washington Dulles airport, she got her answer. A return call to the number put her in touch with Secretary of State-designate Hillary Clinton’s office, where an offer to discuss the position of assistant secretary responsible for arms control issues was still on the table.

“Before I had even collected my luggage, I was on the phone letting them know I would be very glad to come interview with her,” said Gottemoeller.

That initial interview was nerve-wracking, to say the least. Walking into a borrowed New York apartment above Central Park where Clinton had set up her temporary office, Gottemoeller was grilled on nuclear deterrence, U.S. strategic policies, and strategic arms reductions by the future secretary and her two deputies for several hours.

“I thought it was going terribly. It was an exhausting hour and a half,” admits Gottemoeller. “I was convinced I hadn’t done very well.”

But a call the next day proved otherwise. Not only did Secretary Clinton offer her the job of assistant secretary responsible for arms control matters, but also put Gottemoeller’s name forward to the incoming White House to be the chief negotiator for the next strategic arms reduction treaty, what would eventually become the New START Treaty.

The New START Treaty, Then and Now

Formalized in 2010, the New Strategic Arms Reduction Treaty, or New START, builds on prior agreements put in place between the United State and Russia through the 1970s and 80s to actively reduce and limit the number of strategic nuclear weapons.

As the lead (and first female) negotiator of the treaty for the U.S. side, Gottemoeller knows its strengths and holes better than almost anyone. Building on the progress made by the START I Treaty in 1994, the New START Treaty has successfully reduced the number of deployed strategic nuclear weapons in Russia to 1,550, a 30 percent reduction from the approximately 6,000 deployed warheads that existed in 2000, and an astonishing 87 percent reduction from the estimated 12,000 deployed nuclear warheads available to the USSR and United States at the end of the Cold War.

New START continues to limit the number of strategic nuclear warheads that Russia and the United States are permitted to deploy, and it sets extensive protocols for monitoring and controlling such warheads in both countries. However, it has proven much more difficult to count and verify Russian warheads once they have been removed from their delivery vehicles and sent into storage.

“One of the major developments moving forward needs to be this more direct kind of constraint and oversight of warheads,” says Gottemoeller. “We’ve made some baby steps in that direction, but there’s certainly more we could and should be pushing for.”

Similarly, while New START has clear protocols for managing strategic nuclear warheads, there are gaps in constraining Russia’s stockpile of non-strategic nuclear warheads. Strategic nuclear weapons, as defined by NATO, constitute “weapons to whose use or threat of use only the highest authority of the State can resort, conceptually and structurally.” In the popular imagination, these are the weapons of M.A.D, or “mutually assured destruction,” which rests on the idea that the United States and Russian hold each other at constant risk of nuclear annihilation. A legitimate strategic calculation, this also serves as the basis for the "nuclear Armageddon" trope of Hollywood.

By contrast, non-strategic nuclear weapons, also referred to as “tactical nuclear weapons,” often carry smaller explosive yields, are carried on shorter-range delivery vehicles, and are designed to be used on the battlefield in combination with conventional forces. It is this type of weapon — not strategic missiles — which has caused concerns in the course of Putin’s invasion and ongoing bombardment of Ukraine.

The Invasion of Ukraine and Nuclear Sabre-rattling

Gottemoeller is clear on the repercussions that Vladimir Putin’s veiled threats of a possible tactical nuclear strike against Ukraine are having.

“Putin and his coterie have been extremely irresponsible in their rattling of the nuclear sabre,” she says. “There's absolutely no reason to be threatening nuclear use in Ukraine. This is a war of choice and invasion that Putin decided to undertake, not something he was provoked into by Ukraine, or NATO, or anyone else for that matter.”

Having watched and worked in Putin’s orbit on-and-off for decades, Gottemoeller believes that Putin and those in his inner circle understand that a strategic nuclear exchange of any kind would be “suicide.” But the escalatory risks inherent in a single tactical nuclear strike are still high.

“Threatening nuclear use, even if it’s a single, non-strategic use, is playing with fire,” warns Gottemoeller. “It’s dangerous. There is still far too much potential for escalation in that scenario.”

Intended or not, Putin’s nuclear posturing has also brought the discussion of nuclear weapons and the policies governing their use back to the forefront for people both in and out of government.

“In some ways, that’s not a bad thing,” Gottemoeller acknowledges. “Younger people in particular don’t pay as much attention to nuclear weapons. They’re much more gripped by environmental threats and the threat of climate change.”

The two existential threats are not unrelated, however. Citing an MIT study, Gottemoeller points out that a nuclear exchange would have a profound effect on the climate, potentially even leading to an extinction event for large portions of the global population.

“The notion that we could see nuclear escalation in this war in Ukraine is very, very serious,” says Gottemoeller. “It’s brought these issues into much sharper focus than it has been since the Cold War.”

Developing Nuclear Policies for the Future

Meaningful nuclear policy has often been born out of such moments of sharp focus. The first major treaty, the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), first came into force in 1970 following the Cuban Missile Crisis in 1962. The treaty created the first binding commitments toward the goal of disarmament for the nuclear powers at the time — the United States, USSR, and United Kingdom — as well as setting policies of nonproliferation for an additional 46 party states. To date, a total of 191 states have joined and upheld the treaty, including the five current nuclear-weapon states of the United States, Russia, the United Kingdom, France, and China.

The work that Rose Gottemoeller is currently undertaking as an advisor to the Strategic Posture Commission and National Nuclear Strategy Administration aims to provide the necessary legwork and critical expertise needed to prepare policymakers for high-level negotiations on future nuclear treaties. New START, currently the last remaining nuclear arms agreement between the United States and Russia, will expire in 2026, and cannot be renewed again without re-ratification by the U.S. Senate. Given the uncertainty surrounding the Kremlin’s actions regarding tactical nuclear weapon use, the importance of providing this type of in-depth policy expertise cannot be understated.

At the Strategic Posture Commision, Gottemoeller is working alongside other experts on a committee chaired by Madelyn Creedon, an expert in national security and defense and former assistant secretary of defense for global strategic affairs at the Pentagon. Working under bi-partisan leadership from both the House and Senate, this commission is in the process of evaluating the long-term strategic posture of the United States. This includes nuclear weapons, but also conventional weapons, trade agreements, economic progress, arms control diplomacy, and other capabilities of United States national power.

In this realm, Gottemoeller stresses that while nuclear weapons will never cease to be important, new defense strategies need to be focused on emerging technologies rather than the nuclear standoffs of the past. Writing in the August 2022 edition of Foreign Affairs, she stresses that:

“New defense innovations promise not just to transform warfare but also to undermine the logic and utility of nuclear weapons. With advances in sensing technology, states may soon be able to track and target their adversaries’ nuclear missiles, making the weapons easier to eliminate. And with nuclear weapons more vulnerable, innovations such as drone swarms — large numbers of small automated weapons that collectively execute a coordinated attack—will increasingly define war. A fixation on building more nuclear weapons will only distract from this technological revolution, making it harder for the United States to master the advances that will shape the battlefield of the future.”

At the National Nuclear Security Administration, Gottemoeller is similarly applying her expertise to develop better policies to monitor the nuclear warheads already in existence. Launched by Jill Hruby and Frank Rose, the leaders of NNSA, the purpose of this review is to determine how to improve the nonproliferation tools and instruments, one of the Biden administration’s key missions. Working alongside partners at the National Nuclear Laboratories, the NNSA is developing innovative ways to monitor and verify constraints on warheads and their delivery vehicles, including exotic delivery vehicles such as the Russian hypersonic Kinzhal air-launched ballistic missile.

“I do really see that there has been a lot of progress in this area and I feel like we are well prepared for a new negotiation,” says Gottemoeller.

The Power of Academia for the Good of Government

Thinking about her own dual career in government and academia, Gottemoeller is quick to point out the immense value that collaboration between the two brings to the policymaking process.

“Over the years, Stanford has been very active in these kinds of discussions and it's been extremely valuable, I think. The academic community plays a super important role for the policy community in Washington,” she says.

In her own recent experience, that has included a meeting with Secretary of State Antony Blinken, alongside fellow nuclear expert Scott Sagan, also of FSI’s Center for International Security and Cooperation (CISAC).

Gottemoeller points out that sometimes academics and their institutions can go where governments can’t. These so-called “track-two” settings create opportunities for experts, academics, and professionals from various states to come together for discussion and discourse even if formal “track-one” government negotiations are stalled or stagnant. Even as the war in Ukraine has intensified the divide between the governments in Washington and Moscow, non-governmental experts from the U.S. and Russia continue to meet to ensure lines of communication and understanding regarding key issues remain open.

Gottemoeller believes institutes like FSI and other academic organizations can play a similarly important role in advancing discussion with China, particularly in the realm of nuclear security and weapons modernization. Some of these discussions, such as collaborations between the U.S. National Academy of Sciences and the Chinese Scientists Group on Arms control (of which Gottemoeller is a participating member), are already underway.

“I think dialogues like this are a way in which the academic community can help develop an environment in which the Chinese will then eventually be willing to come to the table in an official government-to-government way,” she explains.

As for her own academic home at the Freeman Spogli Institute, Gottemoeller is grateful for the work the institute and her fellow scholars allow her to do.

“Organizations like FSI and CISAC are a great home for practitioners as well as academic experts. The Freeman Spogli Institute attracts very senior figures with immense amounts of policy experience to come and work here. It’s clearly a resource for the government back in Washington, and I think these groups will continue to play that role very well for a long time.”

Click the link for a transcript of "Putin's Failed War."

The following commentary from Michael McFaul has been excerpted from his original conversation and edited for length and clarity.

Russia and China’s Relationship

Publicly, there’s still support and solidarity between XI Jinping and Vladimir Putin. But we have to look at what’s happening between the lines. I think it’s pretty tense. At the most recent Shanghai Cooperation Summit in Kazakhstan, Putin acknowledged that one of his agenda items was to address Chinese concerns about what he called “the Ukraine crisis.”

“Concerns” is not a very friendly word. In the Russian readout of that meeting, Putin expressed his appreciation for Xi’s “balanced approach” to Russia’s operations in Ukraine.  But a “balanced approach” is hardly a big sign of support. In the Chinese readout of the meeting, Xi doesn’t even mention Ukraine.

I think the Chinese are shocked, quite frankly, by how poorly the Russian Armed Forces are performing. So many countries, China and the U.S. included, assumed that Russia had the world’s third most powerful military. But it turns out that just counting tanks and the GDP per capita spend on your military does not capture the full extent of its capabilities. If you’re China and you thought you had a loyal, powerful partner, I think this is raising a lot of doubts right now.

Conflict, Economics, and Energy

I have a hard time thinking of a single Russian living in Russia, who's benefiting from this war.

Some people say that sanctions aren’t working. Right now the aggregate numbers do look good for Russia, and that’s because the price of oil and gas went up as a result of their war. But that’s only a short-term gain.

Over 1,000 Western companies have left. That means the innovation, that technology that comes with those companies is also being pulling out. When Exxon Mobil pulled out of Russia, that means technology for their oil industry that we would have been seeing the results of for decades and the future is going to be lost.

And it’s important to remember that the biggest sanctions haven't come yet. Those will happen in December when the Europeans are going to reduce their imports of gas from Russia by a significant amount, and the G7 countries are going to lead an effort to put a price cap on all exports of Russian oil.

Russia thinks it can use energy to blackmail Europe and the West. I think they’ve miscalculated on this. I think they're underestimating the reaction many Europeans might have to being coerced. Nobody likes to be extorted. Nobody likes to be blackmailed.

I thinks it’s a basic psychological thing that when someone is trying to extort you, your response is not going to be, “Oh my goodness, we’ve got to lift sanctions and be friends with this guy that's freezing us.” I think it will be just the opposite, that people are going to be a little colder and be willing to pay a little more to get back at the guy who tired to do this to them.

The War Ahead

I sometimes get accused of being a warmonger. I see it exactly the opposite. Putin will not stop fighting until the Ukrainian army stops him on the battlefield. So if we really want peace in Ukraine, we must continue to arm the Ukrainians.

Putin has already radically failed in this conflict. He thought the Russian army would be embraced as liberators, and it didn’t happen. He thought he could take Kyiv, and it didn’t happen.

This is a horrific war. The Russian Armed Forces attack civilian targets. That's terrorism. I'm not an expert; I don't know what the exact definition of terrorism is, but that feels like a terrorist act to me. They're not counter attacking the Ukrainian Armed Forces. They're literally trying to shut down the electricity grid and literally trying to drown people.

Putin doesn't care about basic human existence, and he's demonstrated that by the way he is fighting and by the way he is shipping innocent people into his country. He doesn't play by basic rules of the game that we thought were in place after 1945.

A month or two into the war, the Ukrainian government in Kyiv was talking in a much more limited way. Now that they've had these achievements and these victories, they're much more optimistic about their capabilities. And who are we to judge whether they're right or wrong? Because we've been wrong in judging their capabilities several times before. So, who am I to say, and who is anybody to say, that they don't have the capabilities to achieve these bigger objectives?

The United Nations kicks off the 10th Review Conference of the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) on Monday, gathering 191 treaty members in New York. It’s an NPT review that typically takes place every five years, though the pandemic pushed the date back two years.

Read more at The Washington Post.

A recent study has found small modular reactors (SMRs) may actually produce more radioactive waste than larger conventional nuclear power reactors has drawn reaction from vendors and supporters of SMRs.

Small modular reactors are often described as nuclear energy’s future. Nuclear power can generate electricity with limited greenhouse gas emissions, but large reactor plants are expensive, and they also create radioactive waste that pose a threat to people and the environment for hundreds of thousands of years. In an attempt to address this challenge, the nuclear industry is developing smaller reactors that industry analysts say will be cheaper, safer and yield less radioactive waste than the larger ones.

The study on SMRs noted above was conducted by Lindsay Krall, lead author and a former MacArthur Postdoctoral Fellow at the Center for International Security and Cooperation (CISAC), and co-authors Allison Macfarlane, professor and director of the School of Public Policy and Global Affairs at the University of British Columbia, and Rodney Ewing, the Frank Stanton Professor in Nuclear Security at Stanford and co-director of CISAC.

Summing up their findings, Krall wrote in the study, “Our results show that most small modular reactor (SMR) designs will actually increase the volume of nuclear waste in need of management and disposal, by factors of 2 to 30 per unit of energy generated for the reactors in our case study. These findings stand in sharp contrast to the cost and waste reduction benefits that advocates have claimed for advanced nuclear technologies.”

In a recent interview, Krall, Macfarlane and Ewing elaborated on the fuller context of and industry reaction to their study:

What have you learned from publishing this research?

Lindsay Krall: I would like to emphasize the positive responses to this article, particularly among experts in Europe’s nuclear waste management and disposal community, who found the results surprising and very important. It appears that the article has swiftly brought the discussion of SMR waste issues (or lack thereof) to the forefront and attracted the attention of decision- and policy-makers in certain European countries. This makes me hopeful that the results of this study and follow-up research will have a real-world impact and improve the viability of nuclear energy, at least in Europe.

Nevertheless, it is also apparent that the scarcity of practical expertise in nuclear waste management in the U.S., exacerbated by the 12 year-long absence of a waste management and disposal strategy, may make it difficult for the results of the study to reach policy- and decision-makers here.

Did your research involve contacting NuScale for information or clarifications regarding NuScale fuel burnup. If yes or no, please describe why?

Lindsay Krall: As part of the background research to the study, I attended advanced nuclear events around Washington, D.C., where I discussed the study with vendors, NGOs, university researchers, national laboratories, and the Nuclear Regulatory Commission (NRC). The reactor certification application that NuScale had already submitted to the NRC contained much of the information needed to estimate and characterize the waste streams for their reactor, with the exception of the fuel burnup, which was redacted.  In an attempt to obtain the fuel burnup, I filed a Freedom of Information Act request with the NRC, but the burnup was not released. Therefore, I calculated the burnup as described in the appendix that was published with the article.

Why was the 160 MWth NuScale iPWR design chosen for study?

Lindsay Krall: The design certification application submitted to and reviewed by the NRC provided a comprehensive, high quality dataset for the iPWR analysis. In general, the analysis aimed to assess SMR designs that are undergoing or have undergone the regulatory approval process, rather than hypothetical future SMR designs that might be achievable provided significant technical or policy breakthroughs. Although the industry tends to market the benefits of SMRs around the latter “ideal” designs, these are not as “technologically ready” as the certified designs. Therefore, SMR vendors have levied some unfair criticism against this study, because the article and its accompanying appendix clearly state our preference for NRC-reviewed designs.

Please describe the challenges of completing your analysis in light of the lack of access to relevant design specifications?

Allison Macfarlane: It’s essential that quantitative analyses of waste production and management for new reactor designs be completed.  Our paper was an attempt to do so in an open way, to provide the beginning of the discussion of this issue.  Availability of quality data to do such analyses, especially by independent academic researchers, such as ourselves, will improve public confidence in small modular reactors.

What is your response to NuScale’s claim that its 250-MWt design does not produce more spent nuclear fuel than the small quantities typically observed in the existing light-water reactor fleet?

Rod Ewing: The fundamental point is that the information on the design and operational parameters for the 250MWth have not yet been submitted to the Nuclear Regulatory Commission. Our understanding is that the application will be submitted in December of this year. When the required data are available, then it will be possible to do the analysis.

What responsibility do the vendors, who are proposing and receiving federal support to develop advanced reactors, have in addressing concerns about the waste and conducting research that can be reviewed in open literature settings?

Allison Macfarlane: Vendors should have first-hand knowledge of all issues associated with their reactor designs.  These include waste production, of course (and all wastes – low-, intermediate-, and high-level), as well as fuel supply issues, supply chain issues, awareness of security challenges, and proliferation hazards (one assumes they understand safety issues already).  Many of these designers are early in their progress towards one day making their reactors a reality and so, perhaps, the blanks will be filled.  It will be important to do so transparently and in dialogue with other experts and the public to ensure public support of this technology.

What were your most significant findings in this research that people and the nuclear industry should be aware of?

Rod Ewing: The most important point of our paper is that with different reactor designs with new and more complex fuels and coolants, there will be an impact on the approaches that are required for the safe, final disposal of fuels and activated materials. Of particular significance is that at this time the United States has no long-term strategy for dealing with its highly radioactive waste streams, even from its present reactor fleet.

What have you learned from the reaction to this paper?

Rod Ewing: That many of the negative comments have been misplaced in that our paper has been taken as being anti-nuclear. Our paper had a simple purpose, that is to understand the implications of SMRs for the back-end of the nuclear fuel cycle, particularly for the permanent and safe disposal of nuclear wastes from SMRs. Although the question is a reasonable and an obvious question to ask, I now understand that it was an unwelcomed question to pose. We have been criticized for not seeing and acknowledging the bigger picture – the role of nuclear power in reducing greenhouse gas emissions – and instead focusing only on the nuclear waste issue. I see no reason why a paper about nuclear waste and disposal should also be a cheerleader for nuclear power. These are really two separate issues.

Another surprise was the lack of a technical response. Letters were written to the editor of the Proceedings of the National Academy of Sciences (which published the study), but these letters were not copied to the authors. Letters appeared on the web, but were not copied to the authors. This was a public relations response not a technical, scientific response. Public relations may win the day, but I do not think that this builds public confidence in nuclear power. The public has to see that important issues are discussed openly and in a way that converges on solutions rather than polarized positions.

There was one important, bright spot during the past week. Jose Reyes (chief technology officer and co-founder) of NuScale published his letter to the editor of PNAS in the Nuclear Newswire of the American Nuclear Society. We prepared a response to Dr. Reyes and submitted it to Nuclear Newswire, and it was accepted and published promptly on June 13.  This effort to foster discussion certainly reflects well on the American Nuclear Society.

Any other points?

Allison Macfarlane: I would like to emphasize a point Lindsay Krall made: no country has an operating geologic repository for spent nuclear fuel yet.  A few countries are moving in that direction, but the U.S. has fallen to the back of the pack in this regard.  The U.S. is at a stalemate with regards to developing a deep geologic repository for high-level nuclear waste and is largely uninterested in solving this problem.  Since a waste issue essentially brought us the climate catastrophe, is it responsible to ignore the waste problem from another energy source?

One of the world’s foremost nuclear security and policy experts, Sig Hecker has spent much of an illustrious career working to enhance cooperation among US and Russian scientists and their governments in hopes of reducing nuclear risk. In fact, Hecker has literally edited the book on the subject, Doomed to Cooperate: How American and Russian scientists joined forces to avert some of the greatest post-Cold War nuclear dangers.

Read the rest at the Bulletin of the Atomic Scientists

China and the United States are the two biggest carbon-emitting countries in the world. Decarbonization in these two countries will have material impacts on a global scale and is timelier than ever, according to a recent report from Stanford University’s Precourt Institute for Energy, Stanford Center at Peking University, APARC's China Program, and Peking University’s Institute of Energy.

The report is the product of a roundtable series, held in October 2021 that brought together leading American and Chinese current and former officials, and experts in the public and private sectors working on energy, climate, the environment, industry, transportation, and finance. The roundtables promoted discussion around how China and the United States can accelerate decarbonization and cooperate with one another to meet their carbon neutrality goals by mid-century.

The thematic areas of the roundtables included U.S.- China collaboration on climate change, global sustainable finance, corporate climate pledges, and the opportunities and challenges for the acceleration of decarbonization in both countries in general, as well as specifically for the power, transportation, and industry sectors.

The resultant report reviews the key themes and takeaways that emerged from the closed-door discussions. It builds on the “U.S.-China Joint Statement Addressing the Climate Crisis” released by the U.S. Department of State on April 17, 2021 and shares some common themes with the “U.S.-China Joint Glasgow Declaration on Enhancing Climate Action in the 2020s” released on November 10, 2021. Shiran Victoria Shen of the Hoover Institution authored the report, with contributions by Yi Cui of the Precourt Institute for Energy, Zhijun Jin of the Institute of Energy and Jean Oi, Director of APARC's China Program. 

The report suggests that tensions in U.S.-China relations have hindered the acceleration of decarbonization and that open science in fundamental research areas must be encouraged. Universities can educate future leaders, advance knowledge, and foster U.S.-China collaboration on open-science R&D, regardless of the political environment. The report argues that the most promising strategy to decarbonize energy is to electrify consumption now served by fossil fuels as much as possible while decarbonizing electricity generation. 

The roundtables identified six areas where the U.S. and China could collaborate: global green finance, carbon capture and storage, low-carbon agriculture and food processing, methane leak reduction, grid integration and greater use of intermittent renewables, and governance, including at the subnational level. The report further identifies more concrete and additional promising areas for accelerated decarbonization and bilateral collaboration, as well as the obstacles to be tackled, including institutional, political, and financial constraints.