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U.S. officials have long sought to negotiate limits on non-strategic nuclear weapons (NSNW), a sensible next step for U.S.-Russian nuclear arms control. Such a negotiation, however, would raise difficult issues, beginning with the imbalance in U.S. and Russian numbers. A likely Russian position that all NSNW be based on national territory would force the U.S. government to face the different perspectives within NATO on the role of U.S. nuclear weapons in Europe. As Washington prepares for a possible negotiation with Moscow, U.S. officials should consider ways to manage this issue from the outset.  

An Elusive Goal 

Since concluding the 2010 New Strategic Arms Reduction Treaty (New START), the United States has sought to limit non-strategic nuclear weapons, also referred to as tactical or sub-strategic nuclear weapons. On signing New START, President Obama said “we hope to pursue discussions with Russia on reducing both our strategic and tactical weapons.” Republicans criticized New START’s lack of limits on NSNW, and the Senate resolution of advice and consent to ratification for New START called for a negotiation with Russia “to secure and reduce tactical nuclear weapons in a verifiable manner.” The Obama administration proposed such a negotiation, but Moscow declined. 

When the Trump administration belatedly engaged Russia on nuclear arms issues in 2020, it also sought to include NSNW. Russian negotiators accepted a one-year freeze on the total size of the stockpiles between the two countries (including NSNW), but the agreement did not include verification measures and quickly fell apart. In a statement noting the Biden administration’s agreement to extend New START, Secretary of State Antony Blinken said Washington would pursue with Russia “arms control that addresses all of its nuclear weapons.”  U.S. allies have generally supported negotiating limits on and reductions in NSNW.

New START limits the United States and Russia each to no more than 1,550 deployed strategic warheads. The treaty only constrains deployed weapons and associated launchers. It does not limit NSNW or non-deployed strategic weapons. The U.S. nuclear stockpile numbers 3,800 warheads, of which 230 are B61 nuclear bombs designated as non-strategic (the U.S. military has eliminated all other NSNW). Russia’s nuclear stockpile numbers just under 4,500 warheads, with some 1,900 categorized as non-strategic or defensive. Russia’s diverse NSNW arsenal includes weapons for delivery by land-, air-, and sea-based systems.

Russia has resisted an agreement on NSNW because it has a much larger NSNW force and regards those weapons as a means to compensate for conventional inferiority compared to NATO or China. Moreover, such an agreement would entail difficult verification challenges. If Moscow agreed to a negotiation that covered NSNW, then it would almost certainly seek to leverage its numerical advantage in NSNW to gain a U.S. concession, perhaps conditioning its readiness to negotiate limits on all nuclear weapons on U.S. readiness to negotiate limits on missile defense, which would be politically controversial in Washington. 

Limiting and Reducing NSNW 

Given the disparity in numbers, a narrow stand-alone negotiation on NSNW has little prospect of success. What incentive would Moscow have to cut to the U.S. level? A more viable approach would seek an aggregate limit covering all U.S. and Russian nuclear warheads. In such an arrangement, the U.S. numerical advantage in non-deployed strategic warheads would partially offset the Russian advantage in NSNW. Within such an overall aggregate limit, the sides could negotiate a sub-limit to constrain the number of deployed strategic warheads on intercontinental ballistic missiles (ICBMs) and submarine-launched ballistic missiles (SLBMs), warheads that could be launched in minutes and that pose the greater threat to strategic stability. 

If the sides agreed on such a framework, then a lower aggregate limit would force the Russians to reduce their NSNW number. However, that aggregate likely would not be low enough to drive the Russian military’s NSNW level down to anything close to the U.S. number. 

Despite the challenges, the United States should seek limits on Russian NSNW. First, non-strategic nuclear warheads deliverable by systems such as Iskandr missiles directly threaten U.S. allies. Second, many of these weapons are not “small.” The modernized B61 bomb will have a maximum yield of fifty kilotons, three times the size of the weapon that destroyed Hiroshima, and Russian NSNW reportedly have larger yields. Third, the most likely path to a U.S.-Russian nuclear conflict is a conventional war that escalates when one side employs NSNW.

The Looming Dilemma 

Russian acceptance of such a negotiating framework—an aggregate limit on all U.S. and Russian nuclear weapons with a sublimit on deployed strategic warheads—would be welcomed in the United States and by allies, and rightly so. But it could end up posing a dilemma within NATO. 

The U.S. Air Force deploys 100-150 B61 bombs at a handful of air bases in Europe. Some of these B61 bombs are designated for use by U.S. aircraft. Others are maintained under U.S. custody but, in a conflict and with proper authorization, would be turned over to allies for delivery—sometimes referred to as “nuclear sharing.” The Belgians, Dutch, Germans, and Italians have aircraft and train for that purpose. 

In military terms, this small number of B61 bombs makes a marginal contribution in an overall stockpile of 3,800 weapons. U.S.-based aircraft (the B-2 and, in the future, B-21) could strike targets in Europe with B61 bombs, as could B-52s equipped with nuclear air-launched cruise missiles. The value of the Europe-based bombs is far more in political terms and assurance of allies. In peacetime, they are seen as symbols of the U.S. commitment to NATO’s defense and as coupling U.S. strategic nuclear forces to that commitment. If NATO were to use NSNW, or even signal the possibility of their use, then the alliance would aim to convey a political message that things were about to spin out of control and perhaps escalate to strategic nuclear exchanges.  Moreover, the process of planning, investing in, and exercising these systems is seen by alliance members as a unifying process helpful in assuring allies and deterring aggression. 

The dilemma? Suppose U.S. and Russian negotiators close in on an agreement limiting each side to 3,000 or 3,500 total nuclear warheads, with a sub-limit of 1,000 deployed strategic warheads and appropriate verification measures (an ambitious outcome, to be sure). The problem: the Russians almost certainly would insist on a provision requiring that all nuclear weapons be based on national territory. That would mean the removal of the B61 bombs to the United States. 

Many in the United States and Europe would regard such an agreement as a significant and very positive achievement. Belgian, Dutch, German, and Italian public would welcome an end to the unpopular presence of U.S. nuclear weapons in their countries.

The withdrawal of U.S. nuclear weapons could, however, end the involvement of a broad group of allies in NATO’s nuclear role. More importantly, such an outcome could be seen as calling into question U.S. readiness to use nuclear weapons in the alliance’s defense and signifying a diminution of the broader U.S. commitment to NATO. One could argue that allies should have confidence in the American president to use nuclear weapons if needed, regardless of where they are deployed, but the location of U.S. nuclear arms—in this case, their absence from Europe—could matter. To some, it could matter a great deal; they might even see it as decoupling the United States from European security.

If this issue were not managed carefully, then a split could develop within NATO. Those allies who see U.S. nuclear weapons in Europe as essential to their security, particularly in the Baltic and eastern European regions, might well oppose U.S. acceptance of the “base on national territory” provision—even at the expense of a new treaty. If U.S. negotiators went ahead and nevertheless accepted the provision, then opposition within NATO would complicate ratification prospects. If, on the other hand, U.S. negotiators rejected that provision out of deference to those concerns, and that blew up the chance for a new nuclear arms reduction treaty, one could expect a backlash and round of intra-alliance recriminations. (Knowing that this could be the case would only make it more likely that Russian negotiators would seek this outcome.) 

Thinking Ahead 

This is not to suggest that the Biden administration should not pursue limits on all U.S. and Russian nuclear weapons, including NSNW. Such an approach is the logical next step after New START. The administration does, however, need to factor this issue into consultations with allies and into its negotiating approach toward the Russians from the very beginning. A number of ideas might alleviate the basing on national territory problem, including: 

Seek to require that NSNW be stored at declared storage sites—with monitoring and significant transparency—at some distance from facilities basing NSNW delivery systems. This would slow the process of mating non-strategic warheads to delivery systems in a crisis or conventional conflict. (If the treaty did not require basing on national territory, then this would mean relocation of U.S. B61 bombs to new storage sites instead of the air bases where they are now.) 

Seek to require that Russian NSNW be stored at sites more than some distance, say, seven hundred kilometers, from a NATO member’s territory. This would provide distance between NATO allies such as the Baltic states and stored Russian NSNW. (It would have to apply reciprocally if the agreement did not require that nuclear weapons be based on national territory.) 

Seek to ban nuclear warheads for short-range land-based missiles. This would eliminate NSNW that pose a particular threat to countries such as the Baltic states and Poland, though it could prove hard to negotiate, as the U.S. military has no equivalent.   

Propose that NSNW stored outside of national territory be counted as “deployed strategic warheads.” Each U.S. B61 in Europe would mean one less deployed strategic warhead on deployed ICBMs and SLBMs. In order not to have to cut U.S. deployed strategic warheads too much, the number of Europe-based B61 bombs could be reduced. (Could thirty or fifty not provide allies the same level of political assurance?)

Continue nuclear sharing. NATO allies’ aircraft could train with U.S. strategic bombers in exercises for the use of (U.S.-based) nuclear weapons in support of the alliance. NATO allies could also maintain and exercise dual-capable aircraft for the contingency in which a crisis developed and/or the treaty broke down, even if there were no B61 bombs in Europe. 

Put more boots on the ground. NATO members could bolster conventional deterrence and defense in countries such as the Baltic states and Poland by increasing the size of the multinational formations in those countries to 2,000-2,500 troops each. The United States, which leads the multinational battalion in Poland, could deploy a company to each of the units in the Baltic states.

As Washington develops its negotiating approach, it should consult closely with allies, bearing in mind that the approach could have a major impact on their security perceptions. In a crisis or conventional war, a U.S. president would either be prepared to order the use of nuclear weapons in support of allies or not; the location of the weapons would be a secondary consideration. But location matters for purposes of assurance in NATO, and consultations should weigh whether and how to assure allies other than through the physical presence of U.S. nuclear arms.

Washington has for some time sought to get all U.S. and Russian nuclear arms on the negotiating table. That is a worthwhile goal for U.S. and allied security. Persuading Moscow will be hard enough. It would be a shame if differences within NATO emerged to frustrate that objective. 

Originally for The National Interest

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The Democratic Party platform states that Democrats believe that the “sole purpose” of U.S. nuclear weapons should be to deter and—if necessary, retaliate against—a nuclear attack. Presidential candidate Joe Biden has said the same. The sole purpose would mark a significant change in U.S. nuclear policy, eliminating ambiguity that preserves the option to use nuclear weapons first in response to a conventional attack. Adopting the sole purpose is a sensible step that would foreclose an option that no president has ever chosen . . . or ever would. 

Extreme Circumstances 

The U.S. government has long taken the position that it would use nuclear weapons only in “extreme circumstances” in which the vital interests of the United States, its allies or partners were at stake. That formulation leaves ambiguity as to whether an American president might in some cases decide to use nuclear weapons first. Indeed, it explicitly preserves that possibility.

When the Soviet Union and Warsaw Pact held large numerical advantages in conventional military forces during the Cold War, U.S. and NATO officials maintained an explicit option for deliberate escalation to nuclear weapons in the event of a conflict where they were losing at the conventional level. That might have contributed to the deterrence of a conventional conflict, but such escalation would have entailed enormous risks: once the nuclear threshold was crossed, where would matters stop? Many analysts question the ability to control escalation once nuclear weapons enter into use. As reported by Fred Kaplan in The Bomb, in 2017, Secretary of Defense Jim Mattis asked a group of senior Pentagon officials if they believed that nuclear war could be controlled; only one thought that it was possible. 

The Obama administration’s 2010 nuclear posture review sought to reduce the number and role of nuclear weapons in U.S. policy. The document stated that “the United States will not use or threaten to use nuclear weapons against non-nuclear weapons states that are party to the NPT [Non-Proliferation Treaty] and in compliance with their nuclear non-proliferation obligations.” If such a non-nuclear weapons state attacked America or an American ally or partner with conventional, chemical or biological weapons, this negative security assurance meant that the U.S. military response would not be nuclear. (The review did contain a footnote to the effect that developments in biological weapons might lead Washington to revisit the negative security assurance.)

The 2010 nuclear posture review also stated that the United States would resort to nuclear weapons only in extreme circumstances and that the “fundamental purpose” of U.S. nuclear arms was to deter a nuclear attack on America, its allies or its partners. That language left open the possibility of a nuclear response to a conventional attack by a nuclear weapons state or another country not covered by the negative security assurance. The review added that the United States would “continue to strengthen its conventional capabilities and reduce the role of nuclear weapons in deterring non-nuclear attacks” with the goal of making deterring nuclear attacks the sole purpose of the U.S. nuclear arsenal.

The Trump administration’s 2018 nuclear posture review reflected continuity with its predecessor in some ways but diverged in others. Instead of reducing the role of nuclear weapons and rejecting new nuclear weapons, the 2018 review called for new “supplemental” nuclear capabilities: a low-yield submarine-launched ballistic missile warhead and low-yield warhead for a sea-launched cruise missile. While reiterating that the United States would use nuclear weapons only in extreme circumstances, the review said that those circumstances included “significant non-nuclear strategic attacks” on U.S., allied and partner civilian populations, U.S. and allied nuclear forces, nuclear command and control systems, or warning and attack assessment capabilities. Many observers believed that the language broadened the circumstances for nuclear use, at least compared to Obama administration policy, particularly given President Donald Trump’s threats, some veiled and others more explicit, to use nuclear weapons. 

The Trump administration’s nuclear posture review did restate the Obama administration’s negative security assurance, though its version reserved an unnecessarily broader right to reconsider the assurance. (The Obama administration’s footnote, which focused solely on developments in the biological weapons field, is more appropriate.) 

Nuke a Nuclear Weapons State? 

The Obama/Trump negative security assurance covers 95 percent of the nations in the world. The possibility of the United States using nuclear weapons relates to just a handful of countries: nuclear weapons states and countries which Washington judges not to be in full compliance with their nuclear nonproliferation obligations (only Iran and Syria are thought of in this context). The countries of greatest relevance boil down to Russia, China and North Korea. 

Of the two major potential adversaries, China has long had a declared policy of no first use of nuclear arms, though some question whether Beijing would abide by this declaration in all scenarios. Russian declaratory policy states that Russia would resort to nuclear weapons only if nuclear or other weapons of mass destruction were used against Russia or a Russian ally, or if there were a conventional attack on Russia that put the existence of the state at stake. 

What scenarios might lead to U.S. consideration of nuclear first use? One could be a conventional NATO-Russia conflict in the Baltic region in which the Russian military attains or is on the verge of attaining victory given its regional advantages. NATO overall has more powerful conventional forces, but marshaling them would take time. In this scenario, would an American president really decide to launch a nuclear attack on Russian forces on a NATO member’s territory or Russia itself? He or she would have to weigh the high probability of nuclear retaliation, including against the U.S. homeland. The president almost certainly would set aside the nuclear option, opting for time to build up American and NATO conventional forces for a counter-offensive.

Another scenario could involve a conflict with China in which the Chinese military, using its large arsenal of conventionally-armed ballistic missiles, pushes back U.S. naval and air forces. How successful a Chinese offensive might be given the spectrum of U.S. conventional capabilities, perhaps augmented by those of U.S. allies, is unclear. However, going nuclear would mean striking China directly. Again, the president would have to consider the very real prospect that Beijing would respond with a nuclear attack against American military bases in the Pacific, such as Guam, or against the United States. Again, he or she almost certainly would look for conventional options, even if they would take time. 

The Trump administration’s nuclear posture review raised another scenario: a significant non-nuclear strategic attack. Say that Russia launched a cyber strike on the U.S. electric power network, bringing down most of the grid from Boston to Washington, DC. That could prove a calamity, but would a U.S. president conclude that using nuclear weapons against the attacker, and then absorbing a nuclear counter-attack, would improve the situation? No, he or she almost certainly would order conventional and cyber counter-strikes, especially if there was the slightest doubt about correctly attributing the attack—a real question in the murky cyber world. 

As for North Korea, if struck first by U.S. nuclear weapons in a conflict, is there any doubt that Kim Jong-un would strike back with his nuclear arms? 

Escalating a conflict by introducing the use of nuclear arms is a scary, if not terrifying, proposition. It entails opening a Pandora’s box of unpredictable and potentially catastrophic consequences—especially when U.S. nuclear weapons would be used against a country that could strike back with its own nuclear arms. 

A Declaratory Policy That Lacks Credibility 

Those opposed to the sole purpose argue that the current ambiguity about U.S. readiness to use nuclear weapons first contributes to the deterrence of adversaries and the assurance of allies. That is a serious argument, but it made far more sense during the Cold War when the choice that might confront U.S. and NATO leaders was to use nuclear weapons or lose the war. Maintaining that ambiguity carries risks. Given the prospect of nuclear escalation once any nuclear weapons are used, and the changes in conventional force balances over the past thirty years, the chance that an American president would choose to use nuclear weapons first is vanishingly small. In virtually every conceivable scenario, he or she would look for other options, since the likely nuclear retaliation for a first-use effort by the United States would inevitably turn a bad situation into something much worse. 

Does it make sense to continue a declaratory policy aimed at deterring adversaries and assuring allies and partners that, on serious examination, neither foes nor friends would find credible? As America’s allies and partners see the U.S. threat to use nuclear weapons first lacking credibility, that could undermine their confidence in the U.S. threat to use nuclear weapons in response to a nuclear attack on them. 

Eliminating the ambiguity by adopting the sole purpose might not provide a huge security bonus, but it would have a positive security impact. Russia likely would not follow, at least not in the near term. However, the change could help defuse the current situation, in which both Washington and Moscow believe that the other seeks to lower the nuclear threshold and thus is adjusting its own nuclear policy accordingly. It is not in the U.S. interest that the Russians believe America might go nuclear first and develop (or further develop) a posture to beat Washington to the nuclear punch. That fosters conditions that could be very dangerous in a conventional crisis or conflict and make nuclear use more likely.

Adopting the sole purpose would send an interesting signal to China. Some analysts question whether Beijing will continue to adhere to a no first use policy, but the Pentagon reports that “China almost certainly keeps the majority of its nuclear force on a peacetime status—with separated launchers, missiles, and warheads,” a posture consistent with that policy. Adoption of the sole purpose could open the path to a strategic security dialogue with Beijing that has eluded Washington for years. It would raise the political costs to China of abandoning its no first use posture. A change in American policy might even help avoid the development of a U.S.-China nuclear standoff somewhat similar to that between Washington and Moscow during the Cold War. 

The adoption of a sole-purpose policy would reduce the ability of a U.S. president to use nuclear weapons for saber-rattling. But giving up the option to rattle a saber that the adversary believes Washington would never draw seems to give up little.

A Nuclear Taboo?

It has been seventy-five years since the United States dropped two atomic bombs on Japan at the conclusion of World War II. Since then, neither America nor any other country has used nuclear arms in anger. Some suggest a taboo against nuclear use has developed. 

The taboo is informal, not fixed by international agreement. It would benefit U.S. and allied security were non-use of nuclear weapons to become a widely accepted and entrenched international norm. The United States has powerful conventional forces, favorable geography and the world’s largest network of allies, so reducing the possibility of nuclear use seems very much in the U.S. interest, reducing one of the few existential threats to America’s existence. Sole purpose would help bolster that norm.

Adopting sole purpose would mark a significant change in U.S. policy. Washington should do so only after consulting with NATO and key allies in the Pacific region. Importantly, the sole purpose would not close the U.S. nuclear umbrella; it would mean that U.S. nuclear weapons would be used in an ally’s defense only after the other side had gone nuclear. Unlike nuclear first use, the threat of nuclear retaliation after a nuclear attack is credible. 

The next U.S. nuclear posture review should, following such consultations, adopt sole purpose as the reason for U.S. nuclear weapons. That would change a dynamic that now has possible adversaries designing potentially dangerous policies and postures in a belief that the United States is lowering its threshold for use of nuclear weapons and could go nuclear first. It would boost the establishment of an international norm against any nuclear weapons use. It could help make Americans safer. And the only cost: abandoning an option that an American president would never use and whose threat has little credibility.

Steven Pifer is a William Perry Research Fellow at Stanford’s Center for International Security and Cooperation and a retired U.S. Foreign Service officer.

 

Originally for The National Interest

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The “sole purpose” of U.S. nuclear weapons should be to deter and—if necessary, retaliate against—a nuclear attack. This would mark a significant change in U.S. nuclear policy, eliminating ambiguity that preserves the option to use nuclear weapons first in response to a conventional attack.

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