On May 11 and 13, 1998, India tested five nuclear weapons in the Rajasthan desert. By the end of the month, Pakistan had followed suit, claiming to have detonated six nuclear devices at an underground facility in the Chagai Hills. With these tests, the governments in Islamabad and New Delhi loudly announced to the world community, and especially to each other, that they both held the capability to retaliate with nuclear weapons in response to any attack.

What will be the strategic effects of these nuclear weapons developments? There are many scholars and defense analysts who argue that the spread of nuclear weapons to South Asia will significantly reduce, or even eliminate, the risk of future wars between India and Pakistan. These "proliferation optimists" argue that statesmen and soldiers in Islamabad and New Delhi know that a nuclear exchange in South Asia will create devastating damage and therefore will be deterred from starting any military conflict in which there is a serious possibility of escalation to the use of nuclear weapons. Other scholars and defense analysts, however, argue that nuclear weapons proliferation in India and Pakistan will increase the likelihood of crises, accidents, terrorism and nuclear war. These "proliferation pessimists" do not base their arguments on claims that Indian or Pakistani statesmen are irrational. Instead, these scholars start their analysis by noting that nuclear weapons are controlled by military organizations and civilian bureaucracies, not by states or by statesmen. Organization theory, not just deterrence theory, should therefore be used to understand the problem and predict the future of security in the region.

An updated Atoms for Peace program is needed to help solve problems of national and international security brought about by increased civilian use of nuclear energy.

Coherent and consistent leadership from the United States and other states is essential if the programs needed are to go forward with adequate speed.

The world's governance and enforcement machinery must be updated and strengthened if it is to be equal to the challenges.

Important leverage can be provided if the countries that have or readily could  have nuclear power can reach broad agreement that nuclear terrorism must be prevented. 

Foreword by George P. Shultz

At the dawn of the nuclear age, Albert Einstein remarked, "Everything has changed but our way of thinking." 

He was right for a time, but the devastating consequences of the use of a nuclear weapon did create a pattern of thinking that, with whatever flaws, served us well for
half a century or so. Containment through deterrent capability worked. But the Cold War powers also realized that prevention was essential and that energetic efforts should
be made to arrest the proliferation of nuclear weapons. I well remember preparations for my first meeting as secretary of state with Soviet foreign minister Gromyko in September 1982. I had assumed office in July. The temperature of the Cold War was frigid, the atmosphere confrontational, and I was counseled to act accordingly. I said,
"OK, but there must be something we can do to identify a mutual interest."

There were to be two meetings, held about a week apart. I got the president's authorization to suggest, at the end of the first meeting, a few topics on which we might
try to work collaboratively. Nuclear nonproliferation was one of them. Toward the end of the second meeting, Gromyko replied to my suggestions, expressing a willingness
to make open and joint efforts to avoid the proliferation of nuclear weapons. So, even at the height of the Cold War, we were hard at work on our way of thinking.

The subject took high priority on Ronald Reagan's agenda. He thought that "mutual assured destruction" was not only MAD but also was an essentially immoral way to keep the peace. He said repeatedly, "A nuclear war cannot be won and must never be fought." His aim was to abolish nuclear weapons. However elusive that goal may have been, he did start the ball rolling toward reduction in the Soviet and U.S. arsenals. But he worried, prophetically, about rogue states obtaining even one of these awesome weapons. 

Clearly, the end of the Cold War has drastically reduced the threat of nuclear holocaust. But the world remains a dangerous place in different ways. In a world of terrorist threats and rogues that call themselves states yet behave outside the bounds of civilized norms, we are once again called upon to examine our concepts. That is what this
book is about, and no intellectual task is more urgent or more relevant to current operational issues.

Sid Drell and Jim Goodby have between them vast experience in the area of nuclear weapons and have long been active voices in the nuclear debate. In this volume, they put their key recommendations right up front, in their introduction. That is appropriate. The reader knows at the outset where the authors are going. All of their conclusions have deep merit and the weight of careful argument and factual development. Some will be the subject of debate. That debate, in turn, is one of the important purposes of this book.

Having had the privilege of reading this work in earlier manuscript form and discussing its subject at length with the authors, I value this book because of its essence: the careful development of a framework for thinking about nuclear weapons in times punctuated by terrorist threats. 

All the elements are here: a relevant history, including an illuminating chart on page 6 on the time pattern of state acquisition of nuclear weapons; a virtual inventory of pre-
ventive actions; a searching examination of the circumstances when preemptive military action may be necessary; the problems of intelligence and monitoring; a new look at ballistic missile defenses; the importance of the U.S. example (as in testing); and ideas about what Russia and the United States can do with their special responsibilities. The authors develop the necessary interplay of strength and diplomacy as they address current problems. Work your way through the issues that are presented in settings in various countries. You will find, as I have, that the analytic framework will help you develop your own ideas of how to address critical problems.

Now is a time that cries out for new concepts, often using old principles, about how the world works. If he were still around, Einstein might well be challenging us once again to examine "our way of thinking." And in doing so, he would surely find in Drell and Goodby worthy partners as they address the gravest danger.

George P. Shultz September 2003

Table of Contents

Preface

Acknowledgments

Introduction: The Nuclear Danger

Chapter I: From the Past to the Present

Chapter II: Looking Forward

Chapter III: Denial Policies

Chapter IV: Defining Diplomacy's Task

Chapter V: Achieving Rollback: The Instruments of Diplomacy

Chapter VI: Applying Recommended Policies to Specific Cases

Chapter VII: Conclusion

About the Authors

Fifty years ago this month, President Dwight D. Eisenhower gave his "Atoms for Peace" address to the UN General Assembly. He proposed to share nuclear materials and information for peaceful purposes with other countries through a new international agency. That speech led to negotiations which, several years later, created the International Atomic Energy Agency (IAEA). In the nuclear Non-Proliferation Treaty (NPT) of 1968, the IAEA gained authority for policing the nuclear activities of member countries to ensure that those without nuclear weapons did not acquire them. The worldwide treaty bans all members except the United Kingdom, China, France, Russia, and the United States from having nuclear weapons and commits those five states to eventually eliminating their atomic arsenals. The treaty provides the norm and the foundation for an international regime to prevent the spread of nuclear weapons around the world. Yet, many believe that the NPT regime is battered and in need of strengthening. Given the more difficult nonproliferation and security challenges of today, it is vital that U.S. leadership be used to strengthen, not to weaken or abandon, the nuclear nonproliferation regime.

On June 20 and 21, 2003, the Center for International Security and Cooperation (CISAC) at Stanford University hosted a workshop on intelligence problems facing the United States in the areas of terrorism and nuclear proliferation. The workshop, which brought together approximately 75 scholars, intelligence and policy practitioners, and scientists, was co-sponsored by the U.S. Army as part of the Eisenhower National Security Series.

The history of the October 1969 alert demonstrates that even in this high-politics arena of nuclear diplomacy, presidential orders were actively fought against, sometimes manipulated or ignored, and often honored only in part. Other orders were interpreted and implemented in a more vigorous manner that best suited the organizational interests of the military commanders doing the interpretation. The result was that many important details of the military activities undertaken in October 1969 reflected the operational interests of the military commanders and the goals of lower-level bureaucratic actors as much as the strategic objectives of the president. In this important sense, the nuclear alert was loosely coupled to the president´s orders.