Borders
Authors
Arzan Tarapore
News Type
Commentary
Date
Paragraphs

This op-ed by Arzan Tarapore originally appeared in The Hindu.



Over four months ago, the Chinese army entered territory that India has long considered its own, and never left. In effect, the multiple incursions have changed the Line of Actual Control (LAC) and India has lost territory, at least for the time being. How could this happen?

In part, it was a failure of the warning-intelligence system. Either Indian intelligence services did not collect sufficient data of Chinese intentions and early moves, or they did not interpret it correctly, or their policy and military customers failed to take the warning seriously. Wherever the fault lay, the system apparently failed.

In part, however, the problem also lay in the Army’s concepts for defending the country’s borders. It is, as the current crisis shows, simply not postured or prepared for the type of security threat China presents. (Continue reading the full article in The Hindu.)

[Subscribe to our newsletters to get the latest commentary from APARC scholars.]

Read More

An Indian Army soldier looking through a military monocular over hills in the background
News

U.S. Policymakers Cannot Assume the Fixity of Indian Strategic Preferences, Argues South Asia Research Scholar Arzan Tarapore

In a special report published by the National Bureau of Asian Research, Tarapore analyzes possible scenarios for India’s strategic future that expose risks and tensions in current U.S. policy.
U.S. Policymakers Cannot Assume the Fixity of Indian Strategic Preferences, Argues South Asia Research Scholar Arzan Tarapore
Portrait of Arzan Tarapore and text: "Q&A with Arzan Tarapore"
Q&As

Internal Balancing Will Determine India’s Relationships with the US and China, Argues APARC’s Newest Research Scholar

Indo-Pacific security expert Arzan Tarapore, whose appointment as a research scholar at APARC begins on September 1, discusses India’s military strategy, its balancing act between China and the United States, and his vision for revitalizing the Center’s research effort on South Asia.
Internal Balancing Will Determine India’s Relationships with the US and China, Argues APARC’s Newest Research Scholar
Hero Image
A regiment of the Indian Army practices in dress uniform for Republic Day
A regiment of the Indian Army practices in dress uniform for Republic Day.
Mitul Gajera, Unsplash
All News button
1
Subtitle

The security threats India faces along its borders require new strategies, and in order to manage and prevent future risks, the military needs to overhaul its traditional playbook of deterring and defending against conventional attacks says Arzan Tarapore.

Authors
Noa Ronkin
News Type
Q&As
Date
Paragraphs

Amid the intensifying security rivalry between the United States and China and the rapidly changing power balances in the Indo-Pacific, India has emerged as an increasingly important partner for U.S. interests in the region. What factors will shape India’s relationships with the world’s two largest superpowers? How should Washington interpret New Delhi’s evolving understanding of strategic autonomy? And is Indian defense policy equipped to meet today’s security threats?  

These are some of the questions that occupy Arzan Tarapore, our new research scholar on South Asia effective September 1. At APARC, Tarapore will continue his research on Indo-Pacific security and military effectiveness. He will also be at the forefront of advancing the Center’s South Asia research and engagement effort – a role to which he brings his experience that combines academic scholarship with over a decade of government service. Before his appointment at Stanford, Tarapore was an adjunct assistant professor at Georgetown University. He continues to serve as a nonresident fellow at the National Bureau of Asian Research and an adjunct researcher at the RAND Corporation.

Here, Tarapore explains how “internal balancing” may shape India’s relationships with China and the United States, considers what’s at stake for India’s military strategy, and shares some of his plans for APARC’s South Asia initiative.

[To receive stories like this directly in your inbox sign up for APARC’s newsletters]


How is India’s own tense relationship with China, which burst into view in the recent border clash in the Himalayas, poised to affect its ties with the United States and its approach to strategic partnerships with other countries, such as Japan and Australia?

Tarapore: In the last two decades, Washington has latched on to India as a strategic partner in large part because it recognizes that India is a natural competitor to China. This is rooted in structural reasons – because of India and China’s geography, history, and strategic interests. So India has pursued its own brand of strategic competition with China for over half a century – it’s just that its tactics may sometimes appear desultory to some American (and Indian!) observers. Those tactics, which in the recent past have included back-slapping summitry and avoidance of provocations, are largely rooted, at bottom, in India’s relatively modest power.

Rather than focusing just on India’s alignments – what scholars call 'external balancing' – we should watch closely for changes in India’s defense policy and military modernization – or 'internal balancing.'
Arzan Tarapore

Now, some observers have asserted (or hoped) that the current border crisis in Ladakh may shake New Delhi out of this posture and catalyze a closer relationship – even an alliance – with the United States. As I’ve argued elsewhere, an alliance with the U.S. is neither plausible nor necessary. India has forged a much closer defense relationship with the United States and other like-minded regional states like Japan and Australia. The current crisis may accelerate some of that alignment a little, but this trend was already well underway. To be sure, the crisis – and especially the Indian fatalities – has hardened popular opinion against China. But Indian officialdom did not need to be convinced of the China threat, or the merits of cooperation with the United States. Their inhibitions to an alliance – just like their threat perceptions of China – are structural and not likely to be dispelled anytime soon.

Rather than focusing just on India’s alignments – what scholars call “external balancing” – we should watch closely for changes in India’s defense policy and military modernization – or “internal balancing.” There is a chance this crisis will prompt India to correct some of the long-standing distortions in defense policy. If it does, those changes – rather than any outward displays of alignment – will have a far greater impact on India’s competition with China, and on its partnership with the United States.

One of your research areas is focused on strategic effectiveness, particularly Indian military strategy-making. In your recent Carnegie India paper, The Army in Indian Military Strategy, you argue that the Indian army must rethink its use of force to meet today’s new challenges. What is the problem with its prevailing doctrine and what are your specific recommendations for it and Indian defense policy?   

Tarapore: I’ve argued that Indian military strategy over at least the past half-century has been dominated by an army doctrine that is designed to fight large conventional wars. This doctrine drives the Indian military’s force structure and its ideas about how to use force. The problem is, the doctrine is unsuited to the more-common security challenges that India currently faces – challenges exemplified perfectly by China’s borderland grab in Ladakh this past summer.

If it does not rethink its doctrine, the Indian Army risks becoming less and less relevant as a tool of statecraft.
Arzan Tarapore

The Indian Army should certainly still prepare for major wars, but I argue in this paper that it also needs to develop new concepts for dealing with threats below the threshold of war. If it does not rethink its doctrine, it risks becoming less and less relevant as a tool of statecraft. Specifically, I argue that the Indian Army should consider new “theories of victory” that focus on denying the enemy’s goals rather than threatening to punish it; consider how to better support the air force and navy; and consider emphasizing certain niche capabilities of modern warfighting.

What are some of the projects and activities you plan to focus on at APARC, both in your research and as part of the effort to revitalize the Center’s research and education initiative on South Asia?

Tarapore: As mentioned at the outset, Washington sees India as a central partner in the Indo-Pacific. I want to position APARC and Stanford to effectively support that policy. My research, at least for now, focuses on Indian defense issues. For example, I have a book project that looks at how India has historically approached the use of force – our policymakers need to understand India’s particular constraints and patterns. Second, I will continue to engage in a stream of research on how the United States, India, and their like-minded partners can manage security risks in the Indian Ocean region.

Beyond my own research, I want to take advantage of Stanford’s community of scholars, and build on my network in the region, to work on issues that are often overlooked by Washington-based policy tribes. For example, I am keen to explore the effects of climate change across South Asia – the challenges it poses to security and governance, and how it may force regional states to respond. These issues are critically important but often overshadowed by more urgent crises.

Your career combines both academic scholarship and government experience. Tell us more about your government service, what drew you to it, and how you became interested in Indo-Pacific security issues.

Tarapore: My government work completely shaped my scholarship. I served for 13 years in the Australian Defence Department, as an analyst, leader, and liaison officer. My time there was dominated by the post-9/11 wars and security crises – so even as a civilian, I deployed on operations and worked closely with the military. This has left me with an abiding dedication to being task-oriented – ensuring that my scholarship has direct utility for decision makers – and an abiding preference for working among teams of people smarter than I am. With my professional background in Australia, my academic interest in India, and my new home in the United States, I’m entirely comfortable with the concept and the region of the “Indo-Pacific.” This is why Stanford and APARC, with policy focus and community of scholars working on Asia, are so exciting.

What is it like to begin a new academic post remotely in a COVID-19 world? How has the pandemic affected your work?

Tarapore: I’ve often thought about how fortunate I am to work in a field where I can keep working, with some adjustments, even amid a global pandemic. If we’re honest, I suspect some people even thrive on the enforced solitude. For me, it’s a nuisance and it requires adjustments – none more so than rethinking childcare arrangements. From a professional perspective, one of the biggest obstacles it creates is the inability to travel to India for fieldwork, or around the region to build our professional networks. The other, more quotidian difficulty is the obstacle to in-person teamwork. Obviously, something is lost when we have to stare at each other through screens, so I can’t wait to walk the halls of Encina Hall.

Read More

The Japanese delegation onboard the USS Missouri during the surrender ceremony on September 2, 1945.
Q&As

How WWII Continues to Shape Regional and International Relations in Asia

In an interview with Stanford News, Gi-Wook Shin, the director of APARC and the Korea Program, describes how divergent perspectives on the legacies of WWII continue to shape different understandings of history and impact inter-Asia and U.S.-Asia relations.
How WWII Continues to Shape Regional and International Relations in Asia
Encina Courtyard
News

Call for Stanford Student Applications: APARC Hiring 2020-21 Research Assistants

To support Stanford students working in the area of contemporary Asia, the Shorenstein Asia-Pacific Center is offering research assistant positions for the fall, winter, and spring quarters of the 2020-21 academic year.
Call for Stanford Student Applications: APARC Hiring 2020-21 Research Assistants
Portrait of Oriana Mastro with text: "Q&A with Oriana Skylar Mastro"
Q&As

FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations

Mastro, whose appointment as a Center Fellow at Shorenstein APARC begins on August 1, considers the worsening relations between the world’s two largest economies, analyzes Chinese maritime ambitions, and talks about her military career and new research projects.
FSI’s Incoming Center Fellow Oriana Skylar Mastro Discusses Chinese Ambitions, Deteriorating U.S.-China Relations
Hero Image
Portrait of Arzan Tarapore and text: "Q&A with Arzan Tarapore"
All News button
1
Subtitle

Indo-Pacific security expert Arzan Tarapore, whose appointment as a research scholar at APARC begins on September 1, discusses India’s military strategy, its balancing act between China and the United States, and his vision for revitalizing the Center’s research effort on South Asia.

Paragraphs
Cover of the book 'Being in North Korea'

** See our dedicated book page for more information about the book, including praise, reviews, and author commentary. **

In 2010, while working on a PhD in South Korea, Andray Abrahamian visited the other Korea, a country he had studied for years but never seen. He returned determined to find a way to work closely with North Koreans. Ten years and more than thirty visits later, Being in North Korea tells the story of his experiences helping set up and run Choson Exchange, a non-profit that teaches North Koreans about entrepreneurship and economic policy.

Abrahamian was provided a unique vantage into life in North Korea that belies stereotypes rampant in the media, revealing instead North Koreans as individuals ranging from true believers in the system to cynics wishing the Stalinist experiment would just end; from introverts to bubbly chatterboxes, optimists to pessimists. He sees a North Korea that is changing, invalidating some assumptions held in the West, but perhaps reinforcing others.

Amid his stories of coping with the North Korean system, of the foreigners who frequent Pyongyang, and of everyday relationships, Abrahamian explores the challenges of teaching the inherently political subject of economics in a system where everyone must self-regulate their own minds; he looks at the role of women in the North Korean economy, and their exclusion from leadership; and he discusses how information is restricted, propaganda is distributed and internalized, and even how Pyongyang’s nominally illicit property market functions. Along with these stories, he interweaves the historical events that have led to today’s North Korea.

Drawing on the breadth of the author’s in-country experience, Being in North Korea combines the intellectual rigor of a scholar with a writing style that will appeal to a general audience. Through the personal elements of a memoir that provide insights into North Korean society, readers will come away with a more realistic picture of the country and its people, and a better idea of what the future may hold for the nation.

This book is part of APARC's in-house series, distributed by Stanford University Press. Desk, examination, or review copies can be requested through Stanford University Press.

About the Author

Andray Abrahamian is a non-resident fellow at the Korea Economic Institute, a visiting scholar at George Mason University Korea, and a senior adjunct fellow at Pacific Forum. During the 2018-19 academic year, he was the Koret Fellow in Korean Studies at Stanford University’s Shorenstein Asia-Pacific Research Center.

Andray was heavily involved in Choson Exchange, a nonprofit organization that trains North Koreans in economic policy and entrepreneurship, where he previously served as executive director and research director. That work, along with sporting exchanges and a TB project, has taken him to the DPRK over 30 times. He has also lived in Myanmar, where he taught at Yangon University and consulted for a risk management company. His research comparing the two countries resulted in the publication of North Korea and Myanmar: Divergent Paths (McFarland, 2018). His expert commentary on Korea and Myanmar has appeared in numerous outlets, including the New York Times, the Washington Post, Foreign Policy, and Reuters. 

Andray holds a PhD in international relations from the University of Ulsan, South Korea, and an MA from the University of Sussex, where he studied media discourse on North Korea and the U.S.-ROK alliance. He speaks Korean, sometimes with a Pyongyang accent.

All Publications button
1
Publication Type
Books
Publication Date
Authors
Andray Abrahamian
Book Publisher
Shorenstein APARC
News Type
News
Date
Paragraphs

Few nations have maintained the level of isolation and control the Democratic People’s Republic of Korea has orchestrated for decades. The advent of COVID-19 has seen even more stringent restrictions put in place along the DPRK’s borders and a dire increase in economic and social strain on North Koreans living throughout the peninsula.

Tomás Ojea Quintana, the UN special rapporteur on the situation of human rights in the DPRK, reports in a June 9, 2020 statement that the closure of the border between the DPRK and China has “exacerbated the food crisis, devastating cross-border trade and sapping income from merchants.” In Seoul, the South Korean Unification Ministry roused ire when it announced plans to prosecute groups of North Korean defectors for distributing anti-Pyongyang leaflets across the border. The action followed the DPRK’s abrupt shutoff of communication with South Korea over the leaflets and threats of unrest along the border.

On the morning of June 16, 2020, the DPRK further retaliated against the protest literature by destroying a joint liaison office in the border town of Kaesong. The building had functioned as a de facto embassy since 2018, and the action was meant to force North Korean defectors and their South Korean supporters “to pay dearly for their crimes.”

This dramatic escalation of tensions highlights the need for international attention to the ongoing humanitarian violations in the DPRK and for proactive, collective action to address the problem. This is the focus of the 2020 Koret Conference, which opens today, June 16. Each year, APARC’s Korea Program hosts the conference in partnership with the Koret Foundation. Held virtually this year due to COVID-19, the conference sessions aim to reestablish the human rights crisis in North Korea as an international priority.

[Sign up for our newsletters to stay informed about the latest updates from APARC].

Speaking to the importance of this topic in his welcome remarks, APARC Director Gi-Wook Shin states that, “human rights in North Korea have become a matter rivaling the nuclear issue in seriousness.” Michael Kirby, former chair of the Commission of Inquiry on Human Rights, echoes this view and warns that “the continuation of the present blindfolded approach [to human rights violations in North Korea] is perilous.”

The conference brings together international experts to discuss the intersections of multiple issues in addressing the North Korean human rights problem, such as inter-Korean relations, denuclearization, information flows to the DPRK, and international cooperation. Participants will discuss presentations released earlier this year and the conference proceedings will be collected into a forthcoming publication.

Read More

Women work a silk factory beneath a banner with Korean writing.
News

The Role of Human Rights in Policy Toward North Korea

The Role of Human Rights in Policy Toward North Korea
Opposing political rallies converge in South Korea
Commentary

Korean Democracy Is Sinking Under the Guise of the Rule of Law

Korean Democracy Is Sinking Under the Guise of the Rule of Law
A woman holding a balloon with Korean writing on it
Q&As

A Perfect Storm: Victor Cha Talks COVID-19 Threat to North Korea, Nuclear Deadlock

A Perfect Storm: Victor Cha Talks COVID-19 Threat to North Korea, Nuclear Deadlock
Hero Image
Brightly colored ribbons tied to fences around Imjingak Village in the DMZ on the North Korean Border.
Brightly colored ribbons tied to fences around Imjingak Village in the DMZ on the North Korean Border. The ribbons are often covered with messages of peace, prayers, and thoughts for family members living in the North.
Nigel Killeen, Getty Images
All News button
1
Subtitle

Amid escalating inter-Korean tension and increasing economic and social strain on North Koreans in the era of COVID-19, the importance of keeping international attention on the DRPK’s human rights violations is more urgent than ever.

616 Jane Stanford Way
Encina Hall, E005
Stanford, CA 94305-6060

0
kasumi_yamashita.jpeg AM

Kasumi Yamashita is an Instructor for the Stanford Program on International and Cross-Cultural Education (SPICE), currently teaching an online course for high school students in Oita Prefecture, Japan, called Stanford e-Oita. Kasumi’s academic interests are in cultural anthropology, international education, and language technologies, and her research focuses on the Japanese diaspora in the United States and Latin America. While conducting fieldwork for her PhD in Anthropology at Harvard University, she spent a year at the University of São Paulo, as a Fulbright Scholar. She explored narrations of memory and migration, and community involvement in the emergence of Japanese diaspora museums throughout Brazil, including the Museu Histórico da Imigração Japonesa no Brasil (Historical Museum of Japanese Immigration to Brazil). Kasumi researched Nikkei Latin American communities in Japan while at Hitotsubashi University on a Japanese government scholarship. She earned an AM in Regional Studies–East Asia from Harvard University. 

Kasumi received a BS in Studio Art from New York University. She was a University Scholar and spent her junior year in Spain at the Instituto Internacional in Madrid. After graduating from NYU, she taught English as an Assistant Language Teacher (ALT) and later worked as a Coordinator for International Relations (CIR) on the Japan Exchange and Teaching (JET) Program. As a CIR at Yukuhashi City Hall, Fukuoka Prefecture, she founded a Japan–U.S. student and teacher exchange program between middle schools in Yukuhashi City and the Grace Church School in New York. More than 500 students and teachers from the United States and Japan have participated in the program since she launched it in 1994. That year, she published a book of essays chronicling her experiences as a Japanese American woman in a small Japanese town, Kasumi no Yukuhashi Nikki (Kaichosha Press).

In New York, she served as a member of the local staff of the Permanent Mission of Japan to the United Nations under the leadership of Ambassador Hisashi Owada. She also served on the Executive Committee of the Convención Panamericana Nikkei (COPANI XI) in New York and has been involved in past conferences across the Americas, most recently COPANI XX in San Francisco (CA) in 2019.

Kasumi also teaches and develops web-based curricula for the Translation and Interpretation Program at Bellevue College (WA). Kasumi frequently interprets for Japanese delegations in various fields (including education, technology, international relations, film, art, and museums) and serves on the Board of the Japanese Cultural and Community Center of Washington (JCCCW).

 

Instructor, Stanford e-Oita
Instructor, Stanford e-Fukuoka
Authors
Ketian Zhang
News Type
Commentary
Date
Paragraphs

On March 31, Taiwan’s Ministry of Foreign Affairs reported that two Chinese Air Force (PLAAF) J-11 jets crossed the median line of the Taiwan Strait. This violated the long-held tacit agreement between China and Taiwan that neither side should cross the median line.

Taiwan deemed this “an intentional, reckless & provocative action,” which triggered “a 10-minute standoff” in the air. As Asia security expert Bonnie S. Glaser notes that, if intentional, this would be the first PLAAF crossing of the median line in about 20 years. In this case, it’s likely that Taiwan, not the South China Sea, prompted Beijing’s actions.

An unresolved issue from the Chinese civil war, Taiwan has always been a “core interest” to party leaders in Beijing. Here are some key takeaways from my research on China-Taiwan relations…

Read the full article in The Washington Post.


To hear more from Ketian, don't miss her recently posted video Q&A. In addition, be sure to RSVP for her April 16 seminar "Killing the Chicken to Scare the Monkey: Explaining Coercion by China in the South China Sea."

Hero Image
The marines of China navy participate in the annual military training on January 3, 2018 in Zhanjiang,
ZHANJIANG, CHINA - JANUARY 03: The marines of China navy participate in the annual military training on January 3, 2018 in Zhanjiang, Guangdong Province of China.
Pu Haiyang/VCG via Getty Images
All News button
1
Authors
News Type
Commentary
Date
Paragraphs

This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

Hero Image
steven pifer 0
All News button
1
Authors
Asfandyar Mir
News Type
Q&As
Date
Paragraphs

Political scientist Asfandyar Mir has studied security affairs in South Asia for years. Now a postdoctoral fellow at the Center for International Security and Cooperation at Stanford University, Mir explains the latest developments, old conflicts, and potential conflagrations in the ongoing crisis between nuclear-armed rivals India and Pakistan.

RFE/RL: Where do you see the military situation moving after India and Pakistan engaged in what appears to be retaliatory air strikes and cross-border shelling?

Asfandyar Mir: The current stand-off between India and Pakistan hasn't fully de-escalated, but it isn't as tense as it was some days ago. After Pakistan retaliated with air strikes against India on February 27, the crisis intensified -- it appeared the Indian government was considering a follow-on retaliation. In that backdrop, Pakistani Prime Minister Imran Khan's gesture of returning the Indian Air Force pilot, captured by Pakistan after his plane was shot down, lowered the political temperature, eased the situation somewhat. That said, military forces on both sides remain mobilized in large numbers, and the Indian government still hasn’t given a clear-cut signal of wanting to de-escalate.

RFE/RL: Do you see the current leadership in India and Pakistan as capable of deescalating given the domestic pressures they currently face?

Mir: The leadership of the two countries has different political incentives. On the Indian side, Prime Minister [Narendra] Modi still has incentives to re-escalate. He is going into a national election. His government’s economic performance has been weak, so he appears to be relying more on foreign policy issues like confronting Pakistan -- an issue the Indian electorate cares about. Pakistan’s shooting down of the Indian aircraft and capturing of the air force pilot also deeply embarrassed him and his political party, the Bhartiya Janata Party (BJP).

On the Pakistan side, two leaders matter: Prime Minister Imran Khan and chief of the country's powerful army, General Qamar Bajwa. After the first Indian military raid, both were left embarrassed before their key domestic audiences: Khan in front of his voter base and Bajwa in front of his officer corps.

 

However, Pakistan's retaliatory strikes not only reversed that damage but enhanced their domestic political standing. Now both the leaders want a deescalation. Khan has made his first move to deescalate. He is also insisting with a dialogue offer to India on terrorism on India's terms. What he hasn’t done and could do to defuse the situation is a crackdown against the group behind the February 14 terror attack, Jaish-e-Muhammed.

Khan, however, would need Bajwa’s support for such a crackdown. It remains unclear whether Bajwa would agree. The Pakistani military hasn’t acted against Pakistan-based jihadis operating in Kashmir. Instead, it has seen them as valuable allies in confronting India in Kashmir.

RFE/RL: What happens to the Kashmir issue now?

Mir: We remain very far from any meaningful progress on the dispute over Kashmir. In recent years, India has intensified its crackdown in Kashmir against violent and non-violent separatist groups. India also employs a heavy-handed counterinsurgency strategy, which frequently targets the civilian population. As a result, resentment in the Kashmiri population toward the Indian state remains very high. The Indian government continues to see a coercive approach instead of a political approach involving concessions as the way forward in the disputed region.

Pakistan also remains firm in its territorial claim over Kashmir. Given India’s unwillingness to make concessions and the deep alienation in the region toward the Indian state, Pakistan is likely to continue political and military support for the insurgency in Kashmir.

RFE/RL: What dangers do jihadi groups present to Pakistan?

Mir: It is commonly assumed that jihadi groups operating against India in Kashmir pose a direct threat to Pakistan. This was true a decade ago, when factions of Kashmir-focused jihadi groups defected toward transnational jihadis like Al-Qaeda. It appears that the process has stopped. Major Kashmir-focused jihadi groups based in Pakistan do not challenge the Pakistani government. These groups have also consolidated control over their cadres, preventing fragmentation toward Al-Qaeda and [the ultra-radical] Islamic State (IS).

This is not to say there are no indirect bad effects of such groups on Pakistan. These groups spawn a large jihadi infrastructure, which is a source of radicalization in the country. Pakistan continually faces international opprobrium, even from its allies like China privately, for allowing such groups to operate from its territory.

RFE/RL: What has the international community's role been in the current crisis?

Mir: [U.S.] President [Donald] Trump made an important statement in Hanoi on February 28, suggesting that the U.S. government has been involved in mediating an end to the India-Pakistan crisis. Besides the U.S., Saudi Arabia, the United Arab Emirates, China, and Russia have sought to deescalate the tensions.

Overall, Pakistan is under pressure from the international community for not doing enough to curb anti-India jihadi groups. Still, it is striking that beyond condemnation, the U.S. and other major powers have not pledged any material support to the Indian government like sanctions against Pakistani leadership or military support for Indian operations.

RFE/RL: Did nuclear weapons play a role in the current crisis?

Mir: Nuclear weapons have played a role. Following the first Indian air strike on February 26, the Pakistani military spokesman stated that the government was activating the body which decides the deployment and use of nuclear weapons. This was a clear-cut signal by Pakistan that it would use nuclear weapons if the crisis exacerbated. I believe that deterred a sizable Indian response after Pakistan conducted its retaliatory strikes on February 27.

 

Hero Image
asfandyar mir 2
All News button
1
Authors
News Type
Commentary
Date
Paragraphs

This piece originally appeared at Brookings.

On November 25, Russian border patrol ships attacked and seized three Ukrainian naval vessels attempting to transit from the Black Sea to the Sea of Azov via the Kerch Strait. That violated both maritime law and a 2003 Ukraine-Russia agreement that governs passage through the strait.

The attack foreshadows a Russian bid to establish unilateral control over the Kerch Strait and perhaps blockade Ukrainian ports on the Sea of Azov. Unfortunately, the United States and Europe have reacted weakly, largely limiting their responses to expressions of concern. The West should make clear that Russia will face concrete consequences if it does not release the Ukrainian naval vessels and crews and allow Ukraine free passage through the strait.

WHAT HAPPENED?

On the morning of November 25, three Ukrainian naval vessels—a tug and two small gunboats—approached the southern entrance to the Kerch Strait. After transiting the Black Sea from Odesa, they sought to pass through the strait to a Ukrainian port on the Sea of Azov, following a course taken by two other Ukrainian gunboats in September. Although they were military vessels, the Ukrainian ships had a right of innocent passage. Moreover, a 2003 agreement between Ukraine and Russia states that Ukrainian- and Russian-flagged ships, both merchant ships and state non-commercial vessels, have a right to free navigation in the Strait of Kerch and Sea of Azov, which the sides consider the internal waters of Ukraine and Russia.

While Ukrainian and Russian accounts differ as to some details of what happened, their stories coincide on key points. Russian border patrol vessels intercepted the three Ukrainian ships in the southern approach to the strait, and the Russian vessel Don rammed the Ukrainian tug Yani Kapu. Video and audio from the Don make clear the Don’s intention to ram.

The Ukrainians say the Russian vessels sought to ram the Berdyansk and Nikipol gunboats as well, but the smaller, more agile Ukrainian ships successfully maneuvered out of the way (Russian aerial photos show the sides’ ships circling and maneuvering). In the process, it appears that the Russian vessel Izumrud rammed, or was rammed by, another Russian ship, possibly the Don.

The three Ukrainian ships then maintained station for much of the day in Russian-controlled waters at the south entrance to the Kerch Strait. In the meantime, the Russians physically blocked the main passage through the strait, positioning a tanker under the central span of the Kerch bridge.

That evening, apparently having concluded that they would not be allowed passage into the Sea of Azov, the Ukrainian vessels turned south toward the Black Sea, exiting the approach to the strait. Russian border patrol vessels intercepted the Ukrainian ships, ordered them to halt and then opened fire, wounding several Ukrainian crewmen. The Russians boarded and seized the Ukrainian vessels. Crucially, as Bellingcat has showed, Ukrainian and Russian data agree that the attack took place in the Black Sea more than 12 nautical miles off the coast of Russian-occupied Crimea—that is, in international waters. The Russian action is indefensible, particularly as the Ukrainian ships clearly were heading away from the Kerch Strait when attacked.

WHAT’S AT ISSUE?

Since seizing Crimea in 2014, the Russians have moved to tighten control over the Sea of Azov. The bridge they built to link the city of Kerch in Crimea to the Taman peninsula on the Russian mainland prevents the passage of larger ships that used to call at the Ukrainian port of Mariupol on the Sea of Azov. Mariupol is Ukraine’s third busiest port, exporting steel, iron and grain. Over the past nine months, the Ukrainians have complained that Russian patrol boats have stopped, boarded and/or harassed commercial vessels bound for Ukrainian ports on the Sea of Azov as well as Ukrainian fishing boats.

Russia seems to be trying to establish unilateral control over passage through the Kerch Strait and the Sea of Azov. The Ukrainians fear that Russia will impose an economic blockade on Ukrainian ports in a bid to up the economic pressure on Kyiv. During the week of November 26, the Ukrainians reported that ships bound for Ukrainian ports on the Sea of Azov were not being permitted passage through the Kerch Strait.

THE WEST IS CONCERNED

Late on November 25, the European Union and NATO called on Russia to ensure unhindered passage for Ukrainian ships into the Sea of Azov. Officials of various Western countries began speaking up the next day, indicating various degrees of concern. With thanks to @sovietsergey, we learned that:

  • The Slovenian, Romanian, and Finnish foreign ministries and Swedish foreign minister were “deeply concerned.”
  • The Austrian foreign minister was “seriously concerned.”
  • The Dutch foreign minister was “severely concerned.”
  • The Czech foreign ministry was “highly concerned.”
  • The French foreign ministry was “profoundly concerned.”
  • The G-7 foreign ministers expressed “utmost concern.”

Some went further. The Lithuanian foreign ministry, Canadian foreign minister, and EU president “condemned” the Russian action, while the British foreign secretary “utterly condemned” it.

Washington had nothing to say on the 25th. The next day, Ambassador to the U.N. Nikki Haley and Secretary of State Mike Pompeo made strong statements, but President Donald Trump almost immediately undercut them when he seemed to take a neutral position. National Security Advisor John Bolton did not help on November 27 when spelling out topics for the planned Trump meeting with Russian President Vladimir Putin on the margins of the G-20 summit; he had to be prompted to put Ukraine on the list.

In an interview that same day, Trump suggested he might cancel the meeting with Putin. On November 28, however, U.S. and Russian officials indicated that the meeting was on, which the president reaffirmed the morning of November 29 before heading to Andrews Air Force Base. Then, from Air Force One en route to Argentina, he tweeted that the meeting was off, citing Russia’s seizure of the Ukrainian ships and sailors (most thought the more likely reason was that morning’s news of the guilty plea by his former lawyer and reports about his company’s efforts to build a Trump Tower in Moscow).

Nothing suggests that these expressions of concern and condemnation, or Trump’s on again/off again handling of his meeting with Putin, caused anxiety in the Kremlin. Putin in Argentina brushed off the complaints of his Western counterparts. One week after the attack, the Yani Kapu, Berdyansk, and Nikipol remain impounded at a Russian facility in Kerch, the ships’ crews sit in Lefortovo Prison in Moscow, and Russia continues to harass ships traveling to Ukrainian

THE WEST SHOULD GET SERIOUS

Russia’s November 25 attack on the Ukrainian ships was a test of Kyiv’s reaction. It was also a test of how the West would respond. Unfortunately, the West is failing miserably. If the United States and Europe do not wish to see Russia solidify its control over the Sea of Azov and blockade Ukraine’s ports, they have to make clear to Moscow that there will be consequences.

The West could consider military steps such as increasing the tempo of visits by NATO warships to the Black Sea (that tempo has already increased since Russia’s seizure of Crimea). The presence of NATO warships, particularly U.S. Navy vessels capable of carrying sea-launched cruise missiles, clearly irks the Kremlin.

Some have suggested that NATO send warships into the Sea of Azov. That would not prove wise. First, it could well provoke a shooting conflict in a region where Russia has geographic advantages. Second, it would violate the 2003 agreement, which requires the approval of both Ukraine and Russia for third-country naval vessels to enter the Sea of Azov. The West should not take actions that would delegitimize that agreement, as it is critical to Ukraine’s claim for open access through the Kerch Strait.

The United States and other NATO countries, on a national basis, might weigh what additional military assistance would be appropriate for Ukraine in view of Russia’s latest military escalation.

The United States and European Union should consider additional economic sanctions on Russia. They could draw on the following list of examples:

  • Prohibit U.S. and EU member state-flagged ships from calling on Russian ports on the Sea of Azov and Black Sea.
  • Prohibit ships with cargos from Russian ports in the Sea of Azov and Black Sea from entering American and European ports. (Annegret Kramp-Karrenbauer, a close political ally of German Chancellor Angela Merkel and candidate to succeed her as head of Germany’s Christian Democratic Union, has already suggested closing European ports to ships from Russian ports on the Sea of Azov.)
  • Target Russian state-owned banks or parastatal companies for specific sanctions. (In April, when the U.S. government announced sanctions on United Company Rusal, a large Russian-based aluminum producer, the company’s stock plunged by 50 percent, while the Moscow stock exchange’s index lost 8 percent. The Treasury Department subsequently eased the sanctions, but the case demonstrates that the West can inflict significant economic impacts on Russian entities.)
  • Suspend work on the Nord Stream II pipeline. The pipeline project is dubious as a commercial project. Refurbishing the existing pipeline network that transits gas through Ukraine would be less expensive, but Moscow wishes to end the transit fees it pays Kyiv and have the ability to totally shut off gas into that pipeline network.

The Kremlin tries to put on a brave face about sanctions, but they do cause economic pain, particularly for a stagnant Russian economy that is growing at less than 2 percent per year. Making Moscow understand that unacceptable actions will have growing costs is key to changing calculations in the Kremlin.

This situation cries out for leadership from Washington, and it would behoove the Trump administration to act. First, it could coordinate with European allies on sanctions that would have broad impact and signal trans-Atlantic unity in the face of Russia’s unacceptable actions. Second, administration action would forestall new congressional sanctions, which likely would be less finely targeted and more difficult to remove if/when Russia corrected its misbehavior.

If the West takes no action, it should get used to Moscow treating the Sea of Azov as a virtual Russian lake. And it should think what next steps an emboldened Moscow will attempt in its conflict with Ukraine and hybrid campaign against the West.

 

 

Hero Image
steven pifer
All News button
1
616 Serra StreetEncina Hall E301Stanford, CA 94305-6055
0
ketian_zhang.jpg Ph.D.

Ketian Vivian Zhang joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) as the 2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia. Ketian studies coercion, economic sanctions, and maritime territorial disputes in international relations and social movements in comparative politics, with a regional focus on China and East Asia. She bridges the study of international relations and comparative politics and has a broader theoretical interest in linking international security and international political economy. Her book project examines when, why, and how China uses coercion when faced with issues of national security, such as territorial disputes in the South and East China Seas, foreign arms sales to Taiwan, and foreign leaders’ reception of the Dalai Lama. Ketian's research has been supported by organizations such as the Belfer Center for Science and International Affairs at the Harvard Kennedy School, Institute for Security and Conflict Studies at George Washington University, the Smith Richardson Foundation, and the Chiang Ching-kuo Foundation.

At Shorenstein APARC, Ketian worked on turning parts of her book project into academic journal papers while conducting fieldwork for her next major project: examining how target states of Chinese coercion respond to China's assertiveness, including the business community and ordinary citizens.

Ketian received her Ph.D. in Political Science at the Massachusetts Institute of Technology in 2018, where she is also an affiliate of the Security Studies Program. Before coming to Stanford, Ketian was a Predoctoral Research Fellow in the International Security Program at the Belfer Center for Science and International Affairs at the Harvard Kennedy School. Ketian holds a B.A. in Political Science and Sociology from the University of Wisconsin-Madison and was previously a research intern at the Institute for Policy Studies in Washington, D.C., where she was a contributor to its website Foreign Policy in Focus.

2018-2019 Shorenstein Postdoctoral Fellow in Contemporary Asia
Subscribe to Borders