Military

Shorenstein APARC
Stanford University
Encina Hall E301
Stanford, CA 94305-6055

(650) 725-2703 (650) 723-6530
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Pantech Fellow, 2008-09
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Donald W. Keyser retired from the U.S. Department of State in September 2004 after a 32-year career.  He had been a member of the Senior Foreign Service since 1990, and held Washington-based ambassadorial-level assignments 1998-2004.  Throughout his career he focused on U.S. policy toward East Asia, particularly China, Taiwan, Hong Kong, Japan and the Korean Peninsula. Fluent in Chinese and professionally conversant in Japanese, Russian and French, he served three tours at the American Embassy in Beijing, two tours at the American Embassy in Tokyo, and almost a dozen years in relevant domestic assignments.  In the course of his career, Keyser logged extensive domestic and foreign experience in senior management operations, conflict resolution, intelligence operations and analysis, and law enforcement programs and operations.  A Russian language major in college and a Soviet/Russian area studies specialist through M.A. work, Keyser served 1998-99 as Special Negotiator and Ambassador for Regional Conflicts in the Former USSR.   He sought to develop policy initiatives and strategies to resolve three principal conflicts, leading the U.S. delegation in negotiations with four national leaders and three separatist leaders in the Caucasus region.

Keyser earned his B.A. degree, Summa Cum Laude, with a dual major in Political Science and Russian Area Studies, from the University of Maryland.  He pursued graduate studies at The George Washington University, Washington, D.C., from 1965-67 (Russian area and language focus) and 1970-72 (Chinese area and language focus).   He attended the National War College, Fort McNair, Washington (1988-89), earning a certificate equivalent to an M.S., Military Science; and the National Defense University Capstone Program (summer 1995) for flag-rank military officers and civilians.

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10:30 AM: Film screening - Hideg Napok [Cold Days]

12:00: Seminar

Synopsis

My purpose is to discuss three cases of violent resistance attacks followed by harsh reprisals in three different countries during World War II. Through their admittedly complicated stories, these bloody events should shed light on the legal, moral, and political dilemmas of military occupation, resistance, reprisal, and postwar retribution in Europe. I am referring here

  1. to maquis attacks on the German forces during the Normandy invasion and the massacres SS soldiers perpetrated in reprisal at Oradour-sur-Glane in central-western France;
  2. Communist partisan attack on German military policemen in Via Rasella in Rome, and the subsequent execution by the SS of 335 Italian hostages at the Ardeatine Cave; and
  3. Serbian Chetnik attacks, early in 1942 on the Hungarian military who, in alliance with Germany, had occupied and re-annexed a part of northern Yugoslavia.

I will discuss as well the retaliatory massacres that Hungarian soldiers and gendarmes committed in or near the city of Novi Sad.

The events at Oradour and at Via Rasella/Ardeatine Cave are impeccably described in their Wikipedia internet entries. Further readings are Sarah Farmer, “Postwar Justice in France: Bordeaux 1953,” in István Deák, Jan T. Gross, and Tony Judt, eds., The Politics of Retribution in Europe: World War II and Its Aftermath (Princeton U. Press, 2000, pp.194-211) and, by the same author, Martyred Village: Commemorating the 1944 Massacre at Oradour-sur-Glane (U. of California Press, 1999). On the events in Italy, see Alessandro Portelli, The Order Has Been Carried Out: History, Memory, and Meaning of a Nazi Massacre in Rome (Macmillan, 2003). Literature on the Ujvidék/Novi Sad events is extremely skimpy even in Serbian and Hungarian. However, just before the seminar meeting, I will be showing the 1966 Hungarian film, Hideg napok [Cold days], a semi-fictional documentary whose main characters are Hungarian officers awaiting their extradition to Yugoslavia for crimes they had committed during the war in the Novi Sad region.

Although this talk maintains an awareness of the issues surrounding the legality and morality of war, particularly in reference to these three events, its focus is primarily description of the incidents.

Prof. Deak aims to engage in the problems of legality and morality of war when answering questions. In the discussion session, Prof. Deak particularly explores the massacres in villages in northern Italy with much emphasis on how the memories of such events have played out since. Prof. Deak also explores how pro-Nazi eastern European countries dealt with the end of the war and the fall of the Nazi regime.

Encina Ground Floor Conference Room

Istvan Deak Seth Low Professor Emeritus Speaker Columbia University
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The Commission convened regularly over the past year in Washington, D.C. as well as at our partnering institutions: the University of Virginia, Rice University, and Stanford University. In preparation for these meetings and during our deliberations, we interviewed scores of witnesses from all political perspectives and professional vantage points, and we greatly thank them for their time. We also drew on the collective experiences of the Commission and its advisors in government, the armed forces, private enterprise, the law, the press, and academia. Finally, we reviewed and studied much of the law, history, and other background literature on this subject. The Commission's intent was not to criticize or praise individual Presidents or Congresses for how they exercised their respective war powers. Instead, our aim was to issue a report that should be relied upon by future leaders and furnish them practical ways to proceed in the future. The result of our efforts is the report that follows, which we hope will persuade the next President and Congress to repeal the War Powers Resolution of 1973 and enact in its place the War Powers Consultation Act of 2009.


We urge that in the first 100 days of the next presidential Administration,the President and Congress work jointly to enact the War Powers Consultation Act of 2009 to replace the impractical and ineffective War Powers Resolution of 1973. The Act we propose places its focus on ensuring that Congress has an opportunity to consult meaningfully with the President about significant armed conflicts and that Congress expresses its views. We believe this new Act represents not only sound public policy, but a pragmatic approach that both the next President and Congress can and should endorse. 

The need for reform stems from the gravity and uncertainty posed by war powers questions. Few would dispute that the most important decisions our leaders make involve war. Yet after more than 200 years of constitutional his-tory, what powers the respective branches of government possess in making such decisions is still heavily debated. The Constitution provides both the President and Congress with explicit grants of war powers, as well as a host of arguments for implied powers. How broadly or how narrowly to construe these powers is a matter of ongoing debate. Indeed, the Constitution’s framers disputed these very issues in the years following the Constitution’s ratification, expressing contrary views about the respective powers of the President,as “Commander in Chief,” and Congress, which the Constitution grants the power “To declare War.”  

Over the years, public officials, academics, and experts empaneled on com-missions much like this one have expressed a wide range of views on how the war powers are allocated — or could best be allocated — among the branches of government. One topic on which a broad consensus does exist is that the War Powers Resolution of 1973 does not provide a solution because it is at least in part unconstitutional and in any event has not worked as intended.  

Historical practice provides no decisive guide. One can point to examples of Presidents and Congresses exercising various powers, but it is hard to find a“golden age” or an unbroken line of precedent in which all agree the Executive and Legislative Branches exercised their war powers in a clear, consistent, and agreed-upon way. 

Finally, the courts have not settled many of the open constitutional questions. Despite opportunities to intervene in several inter-branch disputes,courts frequently decline to answer the broader questions these war powers cases raise, and seem willing to decide only those cases in which litigants ask them to protect individual liberties and property rights affected by the conduct of a particular war.  

Unsurprisingly, this uncertainty about war powers has precipitated a number of calls for reform and yielded a variety of proposals over the years. These proposals have largely been rejected or ignored, in many cases because they came down squarely on the side of one camp’s view of the law and dismissed the other.  

However, one common theme runs through most of these efforts at reform:the importance of getting the President and Congress to consult meaning-fully and deliberate before committing the nation to war. Gallup polling datathroughout the past half century shows that Americans have long shared thisdesire for consultation. Yet, such consultation has not always occurred.

No clear mechanism or requirement exists today for the President andCongress to consult. The War Powers Resolution of 1973 contains only vague consultation requirements. Instead, it relies on reporting requirements that,if triggered, begin the clock running for Congress to approve the particulararmed conflict. By the terms of the 1973 Resolution, however, Congress neednot act to disapprove the conflict; the cessation of all hostilities is required in 60 to 90 days merely if Congress fails to act. Many have criticized this aspect ofthe Resolution as unwise and unconstitutional, and no President in the past 35years has filed a report “pursuant” to these triggering provisions.

This is not healthy. It does not promote the rule of law. It does not send theright message to our troops or to the public. And it does not encourage dia-logue or cooperation between the two branches. 

In our efforts to address this set of problems, we have been guided by three principles:

  • First, that our proposal be practical, fair, and realistic. It must have a reasonable chance of support from both the President and Congress. That requires constructing a proposal that avoids clearly favoring one branch over the other, and leaves no room for the Executive or Legislative Branch justifiably to claim that our proposal unconstitutionally infringes on itspowers.
  • Second, that our proposal maximize the likelihood that the President and Congress productively consult with each other on the exercise of war pow-ers. Both branches possess unique competencies and bases of support, and the country operates most effectively when these two branches of govern-ment communicate in a timely fashion and reach as much agreement aspossible about taking on the heavy burdens associated with war.
  • Third, that our proposal should not recommend reform measures that will be subject to widespread constitutional criticism. It is mainly for this reason that our proposal does not explicitly define a role for the courts,which have been protective of defining their own jurisdiction in this area.

Consistent with these principles, we propose the passage of the War Powers Consultation Act of 2009. The stated purpose of the Act is to codify the norm ofconsultation and “describe a constructive and practical way in which the judgment of both the President and Congress can be brought to bear when deciding whether the United States should engage in significant armed conflict."

”The Act requires such consultation before Congress declares or authorizes war or the country engages in combat operations lasting, or expected tolast, more than one week (“significant armed conflict”).

There is an “exigentcircumstances” carve-out that allows for consultation within three days afterthe beginning of combat operations. In cases of lesser conflicts — e.g., limitedactions to defend U.S. embassies abroad, reprisals against terrorist groups, andcovert operations — such advance consultation is not required, but is strongly encouraged.  

Under the Act, once Congress has been consulted regarding a significant armed conflict, it too has obligations. Unless it declares war or otherwise expressly authorizes the conflict, it must hold a vote on a concurrent resolution within 30 days calling for its approval. If the concurrent resolution is approved,there can be little question that both the President and Congress have endorsed the new armed conflict. In an effort to avoid or mitigate the divisiveness that commonly occurs in the time it takes to execute the military campaign, the Act imposes an ongoing duty on the President and Congress regularly to consult for the duration of the conflict that has been approved.  

If, instead, the concurrent resolution of approval is defeated in either House,any member of Congress may propose a joint resolution of disapproval. Like the concurrent resolution of approval, this joint resolution of disapproval shall be deemed highly privileged and must be voted on in a defined number of days. If such a resolution of disapproval is passed, Congress has several options. If both Houses of Congress ratify the joint resolution of disapproval and the President signs it or Congress overrides his veto, the joint resolution of disapproval will have the force of law. If Congress cannot muster the votes to overcome a veto, it may take lesser measures. Relying on its inherent rule making powers, Congress may make internal rules providing, for example, that any bill appropriating new funds for all or part of the armed conflict would be out of order.  

In our opinion, the Act’s requirements do not materially increase the bur-dens on either branch, since Presidents have often sought and received approval or authorization from Congress before engaging in significant armed conflict.  Under the Act, moreover, both the President and the American people get some-thing from Congress — its position, based on deliberation and consideration, as to whether it supports or opposes a certain military campaign. If Congress fails to act, it can hardly complain about the war effort when this clear mechanism for acting was squarely in place. If Congress disapproves the war, the disapproval is a political reality the President must confront, and Congress can press to make its disapproval binding law or use its internal rule-making capacity or its power of the purse to act on its disapproval.  

We recognize the Act we propose may not be one that satisfies all Presidents or all Congresses in every circumstance. On the President’s side of the ledger,however, the statute generally should be attractive because it involves Congress only in “significant armed conflict,” not minor engagements. Moreover, it reverses the presumption that inaction by Congress means that Congress has disapproved of a military campaign and that the President is acting lawlessly if he proceeds with the conflict.  On the congressional side of the ledger, the Act gives the Legislative Branch more by way of meaningful consultation and information. It also provides Congress a clear and simple mechanism by which to approve or disapprove a military campaign, and does so in a way that seeks to avoid the constitutional infirmities that plague the War Powers Resolution of 1973. Altogether, the Act works to gives Congress a seat at the table; it gives the President the benefit of Congress’s counsel; and it provides a mechanism for the President and the public to know Congress’s views before or as a military campaign begins. History suggests that building broad-based support fora military campaign — from both branches of government and the public — is often vital to success.  

To enable such consultation most profitably to occur, our proposed Act establishes a Joint Congressional Consultation Committee, consisting of the majority and minority leaders of both Houses of Congress, as well as the chair-men and ranking members of key committees. We believe that if the President and Committee meet regularly, much of the distrust and tension that at times can characterize inter-branch relationships can be dissipated and overcome.In order that Congress and the Committee possess the competence to provide meaningful advice, the Act both requires the President to provide the Committee with certain reports and establishes a permanent, bipartisan congressional staff to facilitate its work. Given these resources, however, our proposed Act limits the incentives for Congress to act by inaction — which is exactly the course of conduct that the default rules in the War Powers Resolution of 1973 often promoted.

To be clear, however, in urging the passage of War Powers Consultation Act of 2009, we do not intend to strip either political branch of government of the constitutional arguments it may make about the scope of its power. As the Act itself makes plain, it “is not meant to define, circumscribe, or enhance the constitutional war powers of either the Executive or Legislative Branches of government, and neither branch by supporting or complying with this Act shall in anyway limit or prejudice its right or ability to assert its constitutional war powers or its right or ability to question or challenge the constitutional war powers of the other branch."

In sum, the nation benefits when the President and Congress consult frequently and meaningfully regarding war and matters of national security. While no statute can guarantee the President and Congress work together productively, the Act we propose provides a needed legal framework that encourages such consultation and affords the political branches a way to operate in this area that is practical, constructive, fair, and conducive to the most judicious and effective government policy and action.

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National War Powers Commission
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The Soviet strategic modernization program of the 1970s was one of the most consequential developments of the Cold War. Deployment of new intercontinental ballistic missiles and the dramatic increase in the number of strategic warheads in the Soviet arsenal created a sense of vulnerability in the United States that was, to a large degree, responsible for the U.S. military buildup of the late 1970s and early 1980s and the escalation of Cold War tensions during that period. U.S. assessments concluded that the Soviet Union was seeking to achieve a capability to fight and win a nuclear war. Estimates of missile accuracy and silo hardness provided by the U.S. intelligence community led many in the United States to conclude that the Soviet Union was building a strategic missile force capable of destroying most U.S. missiles in a counterforce strike and of surviving a subsequent nuclear exchange. Soviet archival documents that have recently become available demonstrate that this conclusion was wrong. The U.S. estimates substantially overestimated the accuracy of the Soviet Union’s missiles and the degree of silo reinforcement. As the data demonstrate, the Soviet missile force did not have the capability to launch a successful first strike. Moreover, the data strongly suggest that the Soviet Union never attempted to acquire a first-strike capability, concentrating instead on strategies based on retaliation.

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International Security
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This paper analyzes international influences on the transition to democracy in November 1983.

It is our contention that the Turkish military intervention did not face significant opposition from the United States and the European states and institutions. We support this argument with in-depth interviews of American, European, and Turkish officials, with available memoirs and books written by state officials and Chief of the General Staff Kenan Evren, with foreign newspaper articles published on Turkey between 1980 and 1983, and with official government documents from the US and Europe. These resources show that there were no substantial international sanctions against the Turkish military regime, even though the European Community and some European countries suspended aid to Turkey. Yet, we argue that international actors still played important roles in the democratic transition despite the lack of sanctions against the Turkish military.

During the aftermath of the coup, the US continued to grant aid to the military while the Europeans cautiously expressed concern for the suspension of democracy. The international community did not attempt to empower domestic opposition forces that could have challenged military rule. Thus, it seemed that international actors supported authoritarianism, rather than democracy in Turkey.  However, continuing assistance to the Turkish Armed Forces produced a counterintuitive result, as the American and European actors actually anticipated. The Turkish military was successful in restoring order and repressing opposition forces. This, in turn, gave the military generals confidence that they achieved their initial goals when they first planned the intervention, and therefore, they can lead a transition to democracy. The military’s own persuasion that it should return to its barracks and the fact that the international community believed they would do so were critical factors in determining the continuing support from external actors.

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CDDRL Working Papers
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U.S. foreign assistance—the rationale behind it, the amount we give, its orientation and organization—has changed dramatically in the last decade. These changes have challenged its efficacy but have also created new opportunities to modernize U.S. foreign assistance. The importance of supporting development and reducing poverty abroad are understood now as never before to be both moral imperatives and prerequisites for sustained U.S. national security.

Since its origins after World War II, U.S. foreign assistance has served our national interests in three fundamental ways: enhancing national security, expanding global economic opportunities, and promoting American values. These interests are mutually reinforcing, and when the U.S. pursues them each strategically and in tandem it positions itself as a pragmatic and principled world leader.

The international and domestic challenges of the 21st century— including transnational threats such as economic instability, terrorism, climate change, and disease—cannot be met with a foreign assistance apparatus created to confront the challenges of the 20th century. America’s reputation abroad cannot be restored without a fresh, smart approach to U.S. foreign policy and engagement in the world. Our defense and diplomatic tools must be strengthened and modernized, and they must be complemented by equally robust tools for development. U.S. global leadership is based not only on our military clout or economic power, but on our moral stature, which derives from helping others improve their lives and those of their communities and societies.

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Modernizing Foreign Assistance Network
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Michael A. McFaul
Larry Diamond
Francis Fukuyama
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The IISS Strategic Dossier on nuclear programmes in the Middle East provides a comprehensive overview of the history of nuclear programmes in the region, an evaluation of national nuclear capabilities and policies, and an analysis of future aspirations. The fact-rich country profiles, which include Israel and Turkey, also assess how each state may react to an Iranian nuclear weapons capability. In addition to analyzing the proliferation risks inherent in the nuclear fuel cycle, the dossier assesses policy options, including possible regional arms control measures, that can help allow atomic energy to be harnessed for peaceful uses without engendering a ‘proliferation cascade’.

Nuclear power plants alone are not a proliferation risk. Without enrichment or reprocessing capabilities, power-reactor fuel, whether fresh or spent, cannot be used for the production of nuclear weapons. There are various ways, however, in which reactor projects and related nuclear fuel-cycle facilities could be used to further a nuclear-weapons development programme. This chapter describes these various possible proliferation pathways. It should be stressed that no successful nuclear weapons programme has ever relied on commercial reactors. Most of the states that have pursued weapons programmes went on to construct nuclear power plants, but only after their dedicated military programmes were successful, nearing success or had been abandoned. The scenarios for proliferation activities related to nuclear power plants described here are, therefore, only hypothetical, but they cannot be ruled out, especially in light of the increasing availability of nuclear-weapons-related technologies spread by black-market networks.

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International Institute for Strategic Studies in "Nuclear Programmes in the Middle East: In the Shadow of Iran"
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In the past, debates regarding the strategic impact of ballistic missile defense were largely theoretical because few systems were ever deployed. This is no longer the case. Today, the United States has begun to deploy BMD systems against short, intermediate and long-range ballistic missiles. Moreover, many of these systems are either transportable or mobile (e.g., the PAC-3, THAAD and Aegis BMD systems) and, hence, can be deployed to protect US allies and US forces overseas. In addition, some foreign governments have expressed interest in deploying such systems, notably Japan. Japan's interest in ballistic missile defense has moved beyond joint research and development and is entering the deployment phase. This raises the issue of the strategic impact of regional BMD systems in Northeast Asia, in particular, whether US/Japanese BMD systems will be effective against emerging North Korean ballistic missile threats and, if so, what impact these BMD systems might have on Chinese ballistic missile capabilities. This seminar will delve into the military/technical capability of regional BMD systems and provide a preliminary assessment of their strategic impact.

Dean Wilkening
directs the Science Program at the Center for International Security and Cooperation at Stanford University. He holds a Ph.D. in physics from Harvard University and spent 13 years at the RAND Corporation prior to coming to Stanford in 1996. His major research interests have been nuclear strategy and policy, arms control, the proliferation of nuclear, biological, and chemical weapons, ballistic missile defense, and conventional force modernization. His most recent research focuses on ballistic missile defense and biological terrorism. His work on missile defense focuses on the broad strategic and political implications of deploying national and theater missile defenses, in particular, the impact of theater missile defense in Northeast Asia, and the technical feasibility of boost-phase interceptors for national and theater missile defense. His work on biological weapons focuses on understanding the scientific and technical uncertainties associated with predicting the outcome of hypothetical airborne biological weapon attacks, with the aim of devising more effective civil defenses, and a reanalysis of the accidental anthrax release in 1979 from a Russian military compound in Sverdlovsk with the aim of improving our understanding of the human effects of inhalation anthrax.

Reuben W. Hills Conference Room

Dean Wilkening Speaker
Seminars
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Charles Thorpe is currently an Associate Professor of Sociology at the University of California, San Diego. Previously he taught at the School of Social Sciences at Cardiff University in Wales, followed by time at the Department of Science and Technology Studies at University College London. Dr. Thorpe received his PhD in Sociology and Science Studies from the University of California, San Diego in 2001. He is the author of Oppenheimer: The Tragic Intellect, published by University of Chicago Press in 2006.

Reuben W. Hills Conference Room

Charles Thorpe Associate Professor of Sociology Speaker University of California, San Diego
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Frank Smith (speaker) is a PhD candidate in political science at the University of Chicago and a predoctoral fellow at CISAC. His research examines military and civilian decisions about biological warfare and tests different theories about the sources of military research, development, and doctrine, as well as the rise of civilian biodefense. In addition, he has worked on a variety of projects that address technology and national security at the RAND Corporation, Argonne National Laboratory, and the Defense Intelligence Agency. He earned his BS in biological chemistry from the University of Chicago in 2000.

Rebecca Slayton (discussant) is a lecturer in the Science, Technology and Society Program at Stanford University and a CISAC affiliate. In 2004-2005 she was a CISAC science fellow. Her research examines how technical judgments are generated, taken up, and given significance in international security contexts. She is currently working on a book which uses the history of the U.S. ballistic missile defense program to study the relationships between and among technology, expertise, and the media. Portions of this work have been published in journals such as History and Technology and have been presented at academic conferences. As a postdoctoral fellow in the Science, Technology, and Society Program at the Massachusetts Institute of Technology, she recently completed an NSF-funded project entitled Public Science: Discourse about the Strategic Defense Initiative, 1983-1988

As a physical chemist, she developed ultrafast laser experiments in condensed matter systems and published several articles in physics journals. She also received the AAAS Mass Media Science and Engineering Fellowship in 2000, and has worked as a science journalist for a daily paper and for Physical Review Focus. She earned her doctorate in chemistry from Harvard University in 2002.

Reuben W. Hills Conference Room

Frank Smith Speaker
Rebecca Slayton Speaker
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