Gi-Wook Shin: Is engaging North Korea still useful?
Two weeks ago, North Korea surprised the world by sending three of its top leaders to the South to attend the closing ceremony of the 17th Asian Games in Incheon. The visit occurred in the midst of growing speculation that North Korea's young leader, Kim Jong Un, was seriously ill, or even that he had been removed from power. That dramatic and unprecedented visit gave renewed hope for improved inter-Korean relations, which have been frozen since the sinking of a South Korean vessel in 2010.
The strategic situation on the Korean Peninsula has continued to worsen over the past several years. To produce material for more nuclear devices, Pyongyang has proceeded with a large-scale uranium enrichment program. The International Atomic Energy Agency recently expressed concern that North Korea may also have reactivated its plutonium production facilities, another means of making fissile material for nuclear bombs. Meanwhile, having rocketed its first satellite into orbit in December 2012, the North is busily developing longer-range missiles to target not only the South but also Japan and the United States.
Unfortunately, there is no initiative on the horizon likely to change this dangerous trajectory. The United States was willing to negotiate with Pyongyang when there was a chance of preventing it from developing nuclear weapons. With that goal now deemed unachievable, Washington is instead intent on containing the threat through increased sanctions and counterproliferation efforts, missile defense, and heightened defense cooperation, with South Korea and Japan. U.S. engagement with North Korea, much less negotiation, is off the table and likely to stay that way.
China's buffer
Earlier hopes that China would prove to be a deus ex machina have also foundered. While Beijing does not want Pyongyang to have nuclear weapons, it has always been more concerned about preventing instability in the North that might spill across their shared border. More recently, deepening suspicions among Beijing's leaders about U.S. strategic intentions have made North Korea even more important to China as a strategic buffer. China remains by far Pyongyang's most important foreign supporter, as reflected in the burgeoning trade across their border.
That leaves South Korea as the only country that could play a larger and more positive role in tackling the North Korea problem. South Korea is no longer a "shrimp among whales," as it used to think of itself, but a major "middle power." Strategically, Seoul is increasingly important not only to Washington but also to Beijing.
South Korea, however, has been a house divided when it comes to how to deal with the North. Conservative administrations, fearing that a North Korean nuclear arsenal would change the long-term balance of power on the peninsula, have made the North's denuclearization a condition for virtually all engagement with it. Progressive governments, on the other hand, have glossed over the nuclear issue, believing that increased contact will eventually promote change for the better in Pyongyang. The result has been South Korean policies that, whether from the left or the right, have proved unsustainable and ineffective.
"Tailored engagement"
Based on a yearlong study, my colleagues and I have called for more active South Korean leadership to ameliorate the situation on the Korean Peninsula. We call the concept "tailored engagement." It is based on the conviction that engagement is only one means of dealing with North Korea, but an essential one, and it must be carefully "tailored" or fitted to changing political and security realities on and around the peninsula. It eschews an "appeasement" approach to Pyongyang as well as the notion that inter-Korean engagement under the current circumstances would be tantamount to accepting the North's misbehavior, especially its nuclear weapons program.
Such engagement would not immediately change the nuclear situation, but, if carefully considered and implemented, it need not encourage Pyongyang in that regard, either. Meanwhile, it could help to reduce bilateral tensions, improve the lives of ordinary North Koreans and bring the two societies closer together. It could reduce the risk of conflict now while fostering inter-Korean reconciliation and effecting positive change in the North.
South Koreans must first, however, develop a broader domestic consensus in areas and in ways that do not undermine the international effort to press Pyongyang to give up nuclear weapons. That is possible because many forms of engagement are in fact largely irrelevant to the nuclear program. For example, South Korea could provide much more humanitarian assistance to ordinary North Koreans; it could also engage in more educational and cultural programs, including sports exchanges. Concrete offers of expanded economic exchanges and support for the development of the North's infrastructure could become part of an incentive package in renewed six-party talks on ending the North's nuclear program.
Speculation about the state of Kim Jong Un's health and the North Korean leaders' visit to the South underline the fact that North Korean politics and society are experiencing great flux. For the outside world, this creates uncertainty, but also offers the possibility of positive change. Tailored engagement can at least test, and perhaps also influence, a changing North Korea.
Even a carefully "tailored" engagement strategy is no panacea. It is only one tool for dealing with the North -- military deterrence, counterproliferation and human rights efforts are among the others that are essential -- but why not try all available means when the situation is so worrisome? Japan should support such an approach because its interests, too, are threatened by the increasingly precarious situation on the peninsula.
This article was originally carried by Nikkei Asian Review on Oct. 16 and reposted with permission.
Fingar challenges geopolitical myths about East Asia, calls for greater cooperation
Perception can often trump facts in politics, and the topic of security in East Asia isn’t exempt from this reality, exemplified by the dominance of China’s “rise” and Japan’s “ramped up” defense posture in current policy debates. Yet, those dynamics create a need as well as an opportunity for increased multilateral engagement, says Thomas Fingar, the Oksenberg-Rohlen Distinguished Fellow at the Freeman Spogli Institute for International Studies.
“Developments in China and Japan should be viewed as creating new opportunities and imperatives to deepen multilateral co-operation,” Fingar writes in a Global Asia essay.
“It would be a mistake to view them only as the cause of eroding confidence in the co-operative mechanisms that remain critical to peace and prosperity in the region.”
China’s rise has actually been a result of policies supported by the United States and other countries, despite prevailing commentary that they are intended to “contain” China, he says. In fact, Beijing’s rise was achieved by working within the rules-based international system, not outside of it.
China’s actions and growing power, especially military power, are compelling other regional actors, notably Japan, to reconsider their strategic situation. The reinterpretation of defense policy guidelines proposed by the Abe government is a long-delayed response to China’s military buildup, not an effort to remilitarize as a popular narrative holds. Fingar says the proposed relaxation of self-imposed policy constraints on Japan’s military forces could help pave the way for a future collective security arrangement in Northeast Asia.
So, where does this leave the U.S.-South Korea relationship?
He says the two countries can maintain their bilateral commitments while also deepening partnerships with, and between China and Japan. Both the United States and South Korea can help push for improved ties on trade and regional security issues.
“We need continued bilateral – and increased multilateral – co-operation,” he says, particularly, “to mange the challenges of a nuclear-armed North Korea.”
The full article can be viewed on the FSI website.
McFaul on 'Twitter diplomacy'
FSI Senior Fellow Michael McFaul speaks with BBC World Tonight on his use of 'Twitter diplomacy' as an instrumental tool during his time as U.S. Ambassador to Russia. McFaul made an exerted effort to interact with the Russian populace young and old via social media, which sparked some criticism from the Russian government.
Rules of War
CISAC Senior Fellow Scott Sagan and Affiliated Faculty Member Allen Weiner of the Stanford Law School teach "Rules of War," a Thinking Matters course that investigates the legal rules that govern the resort to, and conduct of war, and study whether these rules affect the conduct of states and individuals. The class will confront various ethical, legal, and strategic problems as they make decisions about military intervention and policies regarding the threat and use of force in an international crisis. The class culminates in one of CISAC's signature simulations in which students are assigned roles within the presidential cabinet.
Hecker wins NAE award for nuclear diplomacy
Siegfried Hecker, a Senior Fellow at the Freeman Spogli Institute and Research Professor of Management Science and Engineering, has been awarded the National Academy of Engineering's Arthur M. Bueche Award "for contributions to nuclear science and engineering and for service to the nation through nuclear diplomacy."
The award recognizes an engineer who has shown dedication in science and technology, as well as active involvement in determining U.S. science and technology policy. Bueche was a world-renowned chemist who helped pioneer engineered plastics at General Electric Research and led one of the most innovative industrial research centers in the world.
"He was also an astute student of science and technology policy and one of our country's most effective advisors," Hecker said of Bueche upon accepting the award on Sept. 28 during the NAE's annual meeting in Washington, D.C. Hecker, CISAC co-director from 2007-2012, is an internationally recognized expert in plutonium science, global threat reduction and nuclear security.
You can read the NAE's full announcement here.
Hecker talked about the significance of working with Russian scientists at the end of the Cold War and what he has learned during his 49 trips to the former Soviet states.
"The bottom line is that 22 years after the collapse of the Soviet Union, nothing really terrible has happened in the Russian nuclear complex - contrary to the expectations of most people in the West," said Hecker, who is currently working on a book about his diplomacy with Russia. "Critical to the success of our cooperation was what Bueche called the `international bonding' that technology provides."
But he noted that the relationship between Moscow and Washington are worse than at any time since the Gorbachev era. While he and his Russian colleagues have made great progress together over the last two decades, that their work is far from done.
"Indeed, the need for scientists and engineers to cooperate internationally is more important than ever. It is especially important in all things nuclear," he told the audience. "Since nuclear energy can electrify the world or destroy the world, the consequences of doing things right or doing them wrong are enormous. What we have learned over the years is that nuclear cooperation is essential - it promotes the benefits of nuclear energy - be it electricity, nuclear medicine or research. Nuclear isolation breeds suspicion and conflict."
Hecker noted he has also visited nuclear facilities and developed relationships with key scientists and engineers in the UK, France, China, India, North and South Korea, Kazakhstan and Uzbekistan and has held substantive discussions with nuclear specialists from Pakistan and Iran.
"Dialogue and cooperation are essential," he said. "The same holds true for other major societal issues such as energy, climate change, water and natural resources, infectious diseases, the future of the Internet. These challenges are truly international, and solutions are often prevented by political and ideological differences. That is why institutions like the NAE and the National Academies are crucial."
The Politics of Polarization: Taiwan in Comparative Perspective
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Over the past year and more, Taiwan’s political elite has been deadlocked over the question of deepening economic relations with the People’s Republic of China. This controversial issue has led to a standoff between the executive and legislative branches, sparked a frenzy of social activism and a student occupation of the legislature, and contributed to President Ma Ying-jeou’s deep unpopularity.
On October 17-18, the Taiwan Democracy Project at CDDRL, with the generous support of the Taipei Economic and Culture Office, will host its annual conference at Stanford University to examine the politics of polarization in Taiwan.
This conference will bring together specialists from Taiwan, the U.S., and elsewhere in Asia to examine the sources and implications of this political polarization in comparative perspective. It will include a special case study of the Trade in Services Agreement with China that triggered this past year’s protests, as well as a more general overview of the politics of trade liberalization in Taiwan, prospects for Taiwan’s integration into the Trans-Pacific Partnership and other regional trade agreements, and a consideration of the implications for Taiwan’s long-term democratic future.
Conference speakers will include: Chung-shu Wu, the president of the Chung-hwa Institute of Economic Research (CIER) in Taipei; Steve Chan of the University of Colorado; Roselyn Hsueh of Temple University; Yun-han Chu, the president of the Chiang Ching-kuo Foundation; and Thitinan Pongsudhirak of Chulalongkorn University in Bangkok.
Panels will examine the following questions:
1. What are the sources and implications of political polarization in Taiwan, and how have these changed in recent years?
2. How does Taiwan’s recent experience compare to political polarization in other countries in Asia (e.g. South Korea, Thailand) and elsewhere (the US)?
3. To what extent does the latest political deadlock in Taiwan reflect concern over the specific issue of trade with the People’s Republic of China, versus a deeper, systemic set of problems with Taiwan’s democracy?
4. How are globalization and trade liberalization reshaping Taiwan’s domestic political economy, and what are the prospects for forging a stronger pro-trade coalition in Taiwan that transcends the current partisan divide?
The conference will take place October 17-18 in the Bechtel Conference Room in Encina Hall at Stanford University. It is free and open to the public.
Conference Resources
Conference Papers
How Cross-Strait Trade and Investment Is Affecting Income and Wealth Inequality in Taiwan by Chien-Fu Lin, National Taiwan University
Generational Differences in Attitudes towards Cross-Straits Trade by Ping-Yin Kuan, Department of Sociology & International Program in Asia-Pacific Studies, National Chengchi University
Change and the Unchanged of Polarized Politics in Taiwan by Min-Hua Huang, National Taiwan University; Center for East Asia Policy Studies, The Brookings Institution
Social Media, Social Movements and the Challenge of Democratic Governability by Boyu Chen, National Sun Yat-sen University, Institute of Political Science
Coping with the Challenge of Democratic Governance under Ma Ying-jeou by Yun-han Chu, National Taiwan University
Taiwan’s Bid for TPP Membership and the Potential Impact on Taiwan-U.S. Relations by Kwei-Bo Huang, National Chengchi University, Department of Diplomacy
In the Wake of the Sunflower Movement: Exploring the Political Consequences of Cross-Strait Integration by Pei-shan Lee, National Chung Cheng University, Political Science Department
The Roots of Thailand’s Political Polarization in Comparative Perspective by Thitinan Pongsudhirak, Chulalongkorn University; The Institute of Security and International Studies
The Role of the United States in Cross-Strait Economic Integration by Chen-Dong Tso, National Taiwan University
The China Factor and the Generational Shift over National Identity by Mark Weatherall, Taiwan Foundation for Democracy
Taiwan’s Strategy for Regional Economic Integration by Chung-Shu Wu, Chung-Hua Institution for Economic Research
Polarized Electorates in South Korea and Taiwan: The Role of Political Trust under Conservative Governments by Hyunji Lee, Institute of Asian Research, University of British Columbia
Polarization in Taiwan Politics by Steve Chan, University of Colorado, Boulder
Stanford researchers propose a new approach to dealing with North Korea
Stanford researchers have introduced a major new study on North Korea policy at a hearing at the South Korean National Assembly. Entitled “Tailored Engagement,” the report concludes that South Korea is the only country today that may be both willing and able to try a new approach toward the worsening North Korea problem.
“There is considerable urgency for Seoul to act,” according to the report released by the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center (APARC) in the Freeman Spogli Institute for International Studies, which comes in response to increasing tensions and heightened nationalism in Northeast Asia.
“Only the Republic of Korea has both the need and the potential influence to change this dangerous trajectory on the Korean Peninsula.”
Published by Gi-Wook Shin, the director of Shorenstein APARC; David Straub, the associate director of the Korea Program; and Joyce Lee, the research associate for the Korea Program, the report is the culmination of more than a year of intensive research activities at Stanford University, including three international conferences focused on Northeast Asia’s security and political situation.
During the past year, North Korea continued to develop nuclear weapons and North-South Korean relations worsened, while increasing U.S.-China strategic mistrust has made it less likely that those two countries can cooperate to change North Korea's behavior.
“I was very impressed by the concern that the Korean Congressmen showed about the current situation on the Korean Peninsula and by their interest in our reasoning and recommendations,” Shin said. “Almost all of the Committee’s 18 members attended, and engaged in a lively exchange of views during the three-hour-long hearing.”
In their report, Shin, Straub and Lee propose a process that involves a series of increased exchanges with North Korea. This would be applied in a principled, systematic way, based largely on expanding a domestic consensus in South Korea that treats South Korean engagement of the North as necessary for improving the situation on the peninsula, not as incompatible with maintaining pressure on Pyongyang to abandon its pursuit of nuclear weapons.
The report lays out four main steps that South Korea can implement to reduce the risk of regional conflict, while also creating a foundation for peaceful unification with North Korea.
- Focus on the pursuit of mutual interests and benefits rather than on symbolism and appeals to national sentiment.
- Apply market principles and international standards in economic activities.
- Collaborate with other countries and third-party companies in both economic and people-to-people projects.
- Be pragmatic and flexible in pursuing engagement at both the state-to-state and grassroots levels in complementary ways. Image
South Korea is well suited to engage the North because of their shared history, and its status as a major middle-power status has also increased its sway with both China and the United States.
No longer a “shrimp among whales,” South Korea has transformed since democratization, leaving that modest proverb behind and gaining an influential role in the region.
Now the country has an opportunity to begin to bridge the gap with North Korea, but first, it must create an internal structure that supports engagement.
In implementation
The North Korea problem is complex and wrapped in a varied history of engagement efforts by South Korea and other countries. Lessons of success and failure from past administrations provide important insight, the report says.
“The main impediment to South Korea’s assuming a greater international leadership role on the Korean question is not a lack of national power,” the report states, “but a lack of domestic political consensus about how to deal with North Korea and the consequent inconsistency in ROK policy across administrations.”
The South Korean government changes executive leadership every five years, and with it, there has been great inconsistency between conservative and progressive policies. The current administration that assumed office in 2013, led by President Park Geun-hye, pursues a North Korea policy of trustpolitik, wherein the government aims to build trust through a step-by-step process.
According to the report, the tailored engagement approach can inform and build on President Park’s policy. Three main actions can be taken by South Korea’s administration to implement productive engagement, the report states:
- Reorganize the Korean government itself to facilitate a more coordinated formulation and implementation of North Korea policy.
- Achieve much more consensus within South Korea on how to deal with North Korea.
- Seek to win support of the major powers, especially the United States and China for its approach to North Korea.
Developing trust is essential to de-escalate tension between the Koreas. Without progress in confidence-building, the two countries can hardly collaborate on even straightforward projects, such as expanding the existing Kaesong Industrial Complex, a bi-lateral industrial park located just north of the North-South border.
Solving more basic issues and participating in joint initiatives can help pave the way toward inter-Korean reconciliation during President Park’s administration, and the next.
“Reconciliation and convergence would improve many aspects of the situation on the Korean Peninsula, including eventually facilitating North Korea’s abandonment of its nuclear weapons program and the achievement of unification,” the reports says.
Asia Economy Daily wrote an article (in the Korean language) about the research team's presentation. A version of this article was also carried as a news release by the Stanford News Service. NK News, a news oufit focused on North Korea-related news, also wrote an article (in the English language) and can be found on NKNews.org. The Voice of America covered the presentation by Shin and Straub at the Brookings Institution. The article, written in Korean, can be accessed on the Voice of America online.