Environment

FSI scholars approach their research on the environment from regulatory, economic and societal angles. The Center on Food Security and the Environment weighs the connection between climate change and agriculture; the impact of biofuel expansion on land and food supply; how to increase crop yields without expanding agricultural lands; and the trends in aquaculture. FSE’s research spans the globe – from the potential of smallholder irrigation to reduce hunger and improve development in sub-Saharan Africa to the devastation of drought on Iowa farms. David Lobell, a senior fellow at FSI and a recipient of a MacArthur “genius” grant, has looked at the impacts of increasing wheat and corn crops in Africa, South Asia, Mexico and the United States; and has studied the effects of extreme heat on the world’s staple crops.

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Satellite-derived land cover maps play an important role in many applications, including monitoring of smallholder-dominated agricultural landscapes. New cloud-based computing platforms and satellite sensors offer opportunities for generating land cover maps designed to meet the spatial and temporal requirements of specific applications. Such maps can be a significant improvement compared to existing products, which tend to be coarser than 300 m, are often not representative of areas with fast-paced land use change, and have a fixed set of cover classes. Here, we present two approaches for land cover classification using the Landsat archive within Google Earth Engine. Random forest classification was performed with (1) season-based composites, where median values of individual bands and vegetation indices were generated from four years for each of four seasons, and (2) metric-based composites, where different quantiles were computed for the entire four-year period. These approaches were tested for six land cover types spanning over 18,000 locations in Zambia, with ground “truth” determined by visual inspection of high-resolution imagery from Google Earth. The methods were trained on 30% of these points and tested on the remaining 70%, and results were also compared with existing land cover products. Overall accuracies of about 89% were achieved for the season- and metric-based approaches for individual classes, with 93%and 94% accuracy for distinguishing cropland from non-cropland. For the latter task, the existing Globeland30 dataset based on Landsat had much lower accuracies (around 77% on average), as did existing cover maps at coarser resolutions. Overall, the results support the use of either season or metric-based classification approaches. Both produce better results than those obtained from previous classifiers, which supports a general paradigm shift away from dependence on standard static products and towards custom generation of on-demand cover maps designed to fulfill the needs of each specific application.

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Japan is an increasingly divided country between elites and the public as it grapples with whether it should acquire nuclear weapons itself and not rely on America’s protection, a Stanford scholar found.

Sayuri Romei, a political scientist and predoctoral fellow at Stanford’s Center for International Security and Cooperation (CISAC), has a new working paper that describes how Japanese society is grappling with its nuclear future. Romei researches the U.S.-Japan relationship, nuclear security, nationalism and identity in East Asia.

“The shift in the Japanese nuclear debate at the turn of the 21st century did not stem directly from a willingness to deter the new and urgent looming military threats, but was rather the result of a very limited security role that collapsed after the end of the Cold War, and took the shape of a disoriented and shaky Japanese identity,” she wrote.

Japan, a country that suffered two nuclear bombs in WWII, has a well-justified historical “nuclear allergy” that long restrained nuclear weapons ambitions, Romei said. But today, internal questions about Japan’s national sense of identity is causing elites to reconsider the nuclear military option.

She said it’s true that the tone in that debate has been changing in recent years as Japan’s security landscape changes – North Korea and China are building up their nuclear and conventional military programs. On top of this, when the Cold War ended in 1991, the “nuclear umbrella” that the U.S. afforded Japan became “theoretically less justified in an evolving security context,” as Romei describes it. Japan, in turn, sought reassurance from the U.S. that it would not abandon her.

Rethinking Japan's security

Yet the turn of the 21st century is hardly the first time that Japanese elites have discussed a nuclear option, or that they have felt a sense of mistrust towards their ally, she said. Rather than a break from the past, Japanese elites’ behavior suggests a continuity in their thinking:

“It would therefore be more correct to talk of a renaissance of the nuclear debate, rather than an erosion of the nuclear taboo,” Romei said.

What is new in today’s nuclear statements, however, is the increasing intertwining between rethinking security identity issues, a rising nationalism, and a more challenging regional environment, she said.

Along with the necessity to rethink Japan’s security arrangement, pre-WWII nostalgia and nationalism have been growing in Japan as Prime Minister Shinzō Abe's constitutional reforms are being enacted, Romei said. And so, some top officials are reevaluating Japan's nuclear policy in favor of a more self-sufficient approach that fits their increasingly nationalist mood.

“The line between the rethinking of a Japanese security identity and pushing a nationalist agenda into the current nuclear policy is very thin,” wrote Romei.

No longer do Japanese nationalists wish to be perceived as the “faithful dog” in the U.S-Japan alliance, as they resent the “lack of a healthy postwar nationalism,” she said. Restarting some of the country’s nuclear power plants after the Fukushima Daiichi accident was even described by one leading Japanese politician as the first step toward the country acquiring nuclear weapons of its own, she added.

Though some Japanese scholars argue that Japan has been preparing for the acquisition of nuclear weapons since the end of WWII, Romei said that the link between the two sides of the nuclear coin was never really visible in Japan: indeed, the government has historically succeeded in making a sharp distinction between nuclear power for peaceful vs. military purposes.

‘Still very sensitive’

One well-known trait of Japan’s nuclear history is that Japan has a strong popular peace and anti-nuclear movement with public opinion polls set against acquiring nuclear weapons, Romei said. Peace, security, and nuclear matters are in fact deeply linked in postwar Japanese history.

“The constant and consistent work of peace associations and the massive organized demonstrations against Prime Minister Abe’s security reform plans that took place across Japan during the entire summer in 2015 are a relevant sign that public opinion is still very sensitive to a change of pace,” she wrote.

But public opinion and elite opinion “do not speak the same language and are heading in different directions,” she wrote. Elites – political  and  thought leaders, for example – continue to allude to a nuclear option for Japan to defend itself unilaterally, with or without the American nuclear umbrella.

“This sudden proliferation of nuclear statements among Japanese elites  in 2002 has been directly linked by Japan watchers to the break out of the second North Korean nuclear crisis and the rapid buildup of China’s military capabilities,” Romei said.

Trusting America?

But those external threats, she said, are actually used as a “pretext to solve a more deep-rooted and long-standing anxiety that stems from Japan’s own unsuccessful quest for a less reactive, and more proactive post-Cold War identity,” Romei noted.

The level of trust that Japanese elites feel towards their American ally is an important leitmotiv in the country’s nuclear debate, she said.

While during the Cold War U.S. credibility was mainly linked to Japan’s limited role as an ally in a bipolar era, after the collapse of this system Japanese elites slowly began their quest for a new identity, thus questioning and changing the meaning of the U.S.-Japan alliance, Roemi said. Furthermore, the first decade of the 21st century brought about a new nationalist layer that complicates the issue of trust in the ally by adding a populist tone to the domestic nuclear debate.

Romei believes that if the gap in elite-public opinion continues to widen, Japan’s longstanding “nuclear allergy” could be overwhelmed as the government – not necessarily by design – gradually creates the political and cultural conditions that seemingly justify building nuclear weapons, Romei said.

“The turn of the century brought a new strategic environment in which Japan was forced to question its own post-Cold War identity, without eventually succeeding in an actual change,” she wrote.

Romei urges a careful monitoring of Japan’s nuclear debate moving forward – the major political shift in the U.S. caused by the November 2016 presidential elections is a key reason. America’s future political direction will ultimately affect Japan’s sense of identity by easing the questioning of the U.S.-Japan security arrangement.

While the study of the Japanese nuclear debate cannot necessarily offer a prediction of the country’s future nuclear policy choices, it can serve as an important tool to gauge the evolution of Japan’s own perception of its role in the current world order, she said.

Romei is a nuclear security predoctoral fellow at CISAC for 2016-2017 and a doctoral candidate in international relations at Roma Tre University in Rome, Italy. Her dissertation focuses on the relationship between Japan’s nuclear mentality and its identity evolution in the post-WWII era. 

MEDIA CONTACTS:

Sayuri Romei, Center for International Security and Cooperation: (650) 725-5364, sromei@stanford.edu

Clifton B. Parker, Center for International Security and Cooperation: (650) 725-6488, cbparker@stanford.edu

 

 

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The Hiroshima Peace Memorial, often called the Atomic Bomb Dome, is part of the Hiroshima Peace Memorial Park in Hiroshima. CISAC fellow Sayuri Romei's research explains how nationalism and post-war identity are key factors in Japan's evolving public debate on nuclear weapons.
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One of the greatest challenges in monitoring food security is to provide reliable crop yield information that is temporally consistent and spatially scalable. An ideal yield dataset would not only extend globally and across multiple years, but would also have enough spatial granularity to characterize productivity at the field and subfield level. Rapid increases in satellite data acquisition and platforms such as Google Earth Engine that can efficiently access and process vast archives of new and historical data offer an opportunity to map yields globally, but require efficient and robust algorithms to combine various data streams into yield estimates. We recently introduced a Scalable satellite-based Crop Yield Mapper (SCYM) that combines crop models simulations with imagery and weather data to generate 30 m resolution yield estimates without the need for ground calibration. In this study, we tested new large-scale implementations of SCYM, focusing on three regions with varying crops, field sizes and landscape heterogeneity: maize in the U.S. corn belt (390,000 km2), maize in Southern Zambia (86,000 km2), and wheat in northern India (450,000 km2). As a benchmark, we also tested a simpler empirical approach (PEAKVI) that relates yield to the peak value of a time series of spatially aggregated vegetation indices, similar to methods used in current operational monitoring. Both SCYM and PEAKVI were applied to data from all Landsat's sensors and MODIS for more than a decade in each region, and evaluated against ground-based estimates at the finest available administrative level (e.g., counties in the U.S.). We found consistently high correlations (R2 ≥ 0.5) between the spatial pattern of ground- and satellite-based estimates in both U.S. maize and India wheat, with small differences between methods and source of satellite data. In the U.S., SCYM outperformed PEAKVI in tracking temporal yield variations, likely owing to its explicit consideration of weather. In India, both methods failed to track temporal yield changes, with various possible explanations discussed. In Zambia, the PEAKVI approach applied to MODIS tracked yield variations much better (R2 > 0.5) than any other yield estimate, likely because the frequent cloud cover in this region confounds the other approaches. Overall, this study demonstrates successful approaches to yield estimation in each region, and illustrates the importance of distinguishing between accuracy for spatial and temporal variation. The 30 m resolution of Landsat-based SCYM does not appear to offer large benefits for tracking aggregate yields, but enables finer scale analyses than possible with the other approaches.

 

 

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Since the 1960s, India’s groundwater irrigation has increased dramatically, playing an important role in its economy and people’s lives — supporting livelihoods of over 26 crore farmers and agricultural labourers who grow over a third of India’s foodgrains. These benefits, however, have come at the cost of increased pressure on groundwater reserves. 

India is the world’s largest user of groundwater and, since the 1980s, its groundwater levels have been dropping. The severity of the problem is particularly acute in the northwest, where levels have plunged from 8m below ground to 16m, so that water needs to be pumped from even greater depths. Worse yet, much of this is non-renewable since recharge rates are less than extraction rates and replenishing this resource can take thousands of years. 

This won’t last 

Using up such “fossil” groundwater is unsustainable. Moreover, the future of monsoon rainfall remains uncertain; while some climate models predict an increase, others forecast a weakening monsoon, although changes in monsoon variability are already underway and will continue into the future. Historical records show the number of dry spells and the intensity of wet spells have risen over the past 50 years. As climate change alters the monsoon, the large stresses on India’s groundwater resources may increase.

Please go to The Hindu Buisness Line to read the entire article.

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Fellows will arrive at Stanford in July to begin the three-week academic training program taught by Stanford faculty, policymakers and thought-leaders in the technology sector.

 

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Stanford's Center on Democracy, Development, and the Rule of Law is proud to announce the 2017 class of Draper Hills Summer Fellows, which is composed of 28 leaders – selected from among hundreds of applications – advancing democratic development in some of the most challenging corners of the world.

In Bahrain, Burma, Rwanda and Sudan our fellows are working on peace-building initiatives to create more tolerant and inclusive societies. Judges and lawyers are holding government and criminals accountable and reforming the rule of law in Argentina, Guatemala and the Philippines. Gender rights activists are creating new tools and programs to protect the safety and freedom of women and girls in India, Kuwait and Papua New Guinea.

In Egypt, Morocco, Pakistan, Serbia and Ukraine, our fellows are serving inside the government as members of Parliament and senior civil servants to advance reform and new policy agendas. Business leaders in Jordan and India launched initiatives to support more inclusive economic growth and social development.

CDDRL is excited to launch another powerful network of leaders determined to advance change in their communities. They will emerge with new tools, frameworks and connections to enhance their work and deepen their impact on democratic reform.

The 2017 class will mark the 13th cohort of the Draper Hills Summer Fellows Program and the fellows will join the Omidyar Network Leadership Forum, an alumni community of over 300 alumni in 75 countries worldwide.

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Abstract: Over decades, assessment by the Intergovernmental Panel on Climate Change and many others has bolstered understanding of the climate problem: unequivocal warming, pervasive impacts, and serious risks from continued high emissions of heat-trapping gases. Societies are increasingly responding with early actions to decarbonize energy systems and prepare for impacts. In this emerging era of climate solutions, new assessment opportunities arise. They include learning from ongoing real-world experiences and helping close the gap between aspirations and the pace of progress. Against this backdrop, I will consider core challenges in assessment, in particular: (1) integrating diverse evidence; (2) applying rigorous expert judgment; and (3) deeply embedding interactions between experts and decision-makers. Examples span climate risks and portfolios of mitigation and adaptation responses. For climate and broader global change, the presentation will explore how transparent, high-traction assessment can support decisions about contested and uncertain futures. 

About the Speaker: Katharine Mach is a Senior Research Scientist at Stanford University, an Adjunct Assistant Professor at Carnegie Mellon University, and a Visiting Investigator at the Carnegie Institution for Science. She leads the Stanford Environment Assessment Facility (SEAF). From 2010 until 2015, Mach co-directed the scientific activities of Working Group II of the Intergovernmental Panel on Climate Change, which focuses on impacts, adaptation, and vulnerability. This work culminated in the IPCC’s Fifth Assessment Report and its Special Report on Managing the Risks of Extreme Events and Disasters to Advance Climate Change Adaptation. Mach received her PhD from Stanford University and AB from Harvard College.

What next for climate? Assessing the risks and the options
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Katharine J. Mach Senior Research Scientist Stanford University
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The same institutions that enabled China’s massive urbanization and spurred its economic growth now require further reform and innovation.

To address the issues facing the next phase of the nation’s transformation, the National New Urbanization Plan (2014–20) set ambitious targets for sustainable, human-centered, and environmentally friendly urbanization. This volume explores the key institutional and governance challenges China will face in reaching those goals. Its policy-focused contributions from leading social scientists in the United States and China explore aspects of urbanization ranging from migration and labor markets to agglomeration economies, land finance, affordable housing, and education policy. Subjects covered in the eleven chapters include:

 

    * Institutional problems leading to fiscal pressures on local governments and unequal provision of social    services to migrant families   

   * The history of land financing and threats to its sustainability

    * The difficulty of sorting out property rights in rural China

    * How administrative redistricting has allowed the urbanization of geographical administrative places to     outpace the urbanization of populations within those areas

    * How the hukou system may not be the sole, or even primary, mechanism restricting migrants from      public goods, such as their childrens’ education

    * Whether the nation’s food security is threatened by its ongoing urbanization

    * The current state of the provision of low-income housing, and future challenges

Professor Jean Oi is Director of the China Program, William Haas Professor of Chinese Politics, Stanford University; Lee Shau Kee Director of the Stanford Center, Peking University. Her work focuses on comparative politics, with special expertise on political economy and the process of reform in transitional systems.  Oi has written extensively on China's rural politics and political economy. Her State and Peasant in Contemporary China (University of California Press, 1989) examined the core of rural politics in the Mao period—the struggle over the distribution of the grain harvest—and the clientelistic politics that ensued. Her Rural China Takes Off (University of California Press, 1999) examined the property rights necessary for development and showed how "local state corporatism" facilitated rapid growth of rural industry.  Recent publications include Growing Pains: Tensions and Opportunity in China's Transformation (Brookings Institution Press, 2010), co-edited with Scott Rozelle and Xueguang Zhou; and “Development Strategies and Poverty Reduction in China,” in Yusuf Bangura, ed., The Developmental Road to Poverty Reduction, (2015); and “Rural Development,” in David S. Goodman, ed., Handbook of the Politics of China (Edward Elgar Publishing, 2015).

Professor Karen Eggleston is Director of the Asia Health Policy Program; Deputy Director, Shorenstein Asia-Pacific Research Center. She joined the Walter H. Shorenstein Asia-Pacific Research Center (APARC) in the summer of 2007. She is also a fellow at Stanford's Center for Health Policy/Primary Care and Outcomes Research (CHP/PCOR), and a Faculty Research Fellow of the National Bureau of Economic Research (NBER). Her research focuses on comparative healthcare systems and health reform in Asia, especially China; government and market roles in the health sector; payment incentives; healthcare productivity; and the economics of the demographic transition. Eggleston teaches through Stanford's East Asian studies program and is also affiliated with Stanford's public policy program.

Professor Klaus Desmet is Altshuler Centennial Interdisciplinary Professor at Southern Methodist University; Research Fellow at the Centre for Economic Policy Research. He holds an MSc in Business and Engineering from the Université Catholique de Louvain and a Ph.D. in Economics from Stanford University. He previously was professor at Universidad Carlos III de Madrid and has held visiting positions at a number of institutions, including the University of Illinois, Stanford University and the Bank of Spain. His research focuses on regional economics, international trade, economic growth and diversity.

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Jean C. Oi is the William Haas Professor of Chinese Politics in the department of political science and a Senior Fellow of the Freeman Spogli Institute for International Studies at Stanford University. She is the founding director of the Stanford China Program at the Walter H. Shorenstein Asia-Pacific Research Center. Professor Oi is also the founding Lee Shau Kee Director of the Stanford Center at Peking University.

A PhD in political science from the University of Michigan, Oi first taught at Lehigh University and later in the Department of Government at Harvard University before joining the Stanford faculty in 1997.

Her work focuses on comparative politics, with special expertise on political economy and the process of reform in transitional systems. Oi has written extensively on China's rural politics and political economy. Her State and Peasant in Contemporary China (University of California Press, 1989) examined the core of rural politics in the Mao period—the struggle over the distribution of the grain harvest—and the clientelistic politics that ensued. Her Rural China Takes Off (University of California Press, 1999 and Choice Outstanding Academic Title, 1999) examines the property rights necessary for growth and coined the term “local state corporatism" to describe local-state-led growth that has been the cornerstone of China’s development model. 

She has edited a number of conference volumes on key issues in China’s reforms. The first was Growing Pains: Tensions and Opportunity in China's Transformation (Brookings Institution Press, 2010), co-edited with Scott Rozelle and Xueguang Zhou, which examined the earlier phases of reform. Most recently, she co-edited with Thomas Fingar, Fateful Decisions: Choices That Will Shape China’s Future (Stanford University Press, 2020). The volume examines the difficult choices and tradeoffs that China leaders face after forty years of reform, when the economy has slowed and the population is aging, and with increasing demand for and costs of education, healthcare, elder care, and other social benefits.

Oi also works on the politics of corporate restructuring, with a focus on the incentives and institutional constraints of state actors. She has published three edited volumes related to this topic: one on China, Going Private in China: The Politics of Corporate Restructuring and System Reform (Shorenstein APARC, 2011); one on Korea, co-edited with Byung-Kook Kim and Eun Mee Kim, Adapt, Fragment, Transform: Corporate Restructuring and System Reform in Korea (Shorenstein APARC, 2012); and a third on Japan, Syncretism: The Politics of Economic Restructuring and System Reform in Japan, co-edited with Kenji E. Kushida and Kay Shimizu (Brookings Institution, 2013). Other more recent articles include “Creating Corporate Groups to Strengthen China’s State-Owned Enterprises,” with Zhang Xiaowen, in Kjeld Erik Brodsgard, ed., Globalization and Public Sector Reform in China (Routledge, 2014) and "Unpacking the Patterns of Corporate Restructuring during China's SOE Reform," co-authored with Xiaojun Li, Economic and Political Studies, Vol. 6, No. 2, 2018.

Oi continues her research on rural finance and local governance in China. She has done collaborative work with scholars in China, including conducting fieldwork on the organization of rural communities, the provision of public goods, and the fiscal pressures of rapid urbanization. This research is brought together in a co-edited volume, Challenges in the Process of China’s Urbanization (Brookings Institution Shorenstein APARC Series, 2017), with Karen Eggleston and Wang Yiming. Included in this volume is her “Institutional Challenges in Providing Affordable Housing in the People’s Republic of China,” with Niny Khor. 

As a member of the research team who began studying in the late 1980s one county in China, Oi with Steven Goldstein provides a window on China’s dramatic change over the decades in Zouping Revisited: Adaptive Governance in a Chinese County (Stanford University Press, 2018). This volume assesses the later phases of reform and asks how this rural county has been able to manage governance with seemingly unchanged political institutions when the economy and society have transformed beyond recognition. The findings reveal a process of adaptive governance and institutional agility in the way that institutions actually operate, even as their outward appearances remain seemingly unchanged.

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Karen Eggleston is a Senior Fellow at the Freeman Spogli Institute for International Studies (FSI) at Stanford University and Director of the Stanford Asia Health Policy Program at the Shorenstein Asia-Pacific Research Center at FSI. She is also a Fellow with the Center for Innovation in Global Health at Stanford University School of Medicine, and a Faculty Research Fellow of the National Bureau of Economic Research (NBER). Her research focuses on government and market roles in the health sector and Asia health policy, especially in China, India, Japan, and Korea; healthcare productivity; and the economics of the demographic transition.

Eggleston earned her PhD in public policy from Harvard University and has MA degrees in economics and Asian studies from the University of Hawaii and a BA in Asian studies summa cum laude (valedictorian) from Dartmouth College. Eggleston studied in China for two years and was a Fulbright scholar in Korea. She served on the Strategic Technical Advisory Committee for the Asia Pacific Observatory on Health Systems and Policies and has been a consultant to the World Bank, the Asian Development Bank, and the WHO regarding health system reforms in the PRC.

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Abstract: In 2015 nations agreed to the Sustainable Development Goals, including ending poverty, protecting the planet, and ensuring prosperity for all. To accomplish them, we need to find synergies across the seventeen goals. Fortunately, some co-benefits are clear.  Cutting greenhouse gas emissions does much more than fight climate change.  It saves water and improves water quality. It saves lives, too, as witnessed by the ~20,000 or more people who die from coal pollution each year in the United States, with a million more people worldwide. The low-carbon economy will help stabilize national security, create net jobs, and more.

About the Speaker: Rob Jackson is Douglas Provostial Professor and Chair of the Earth System Science Department at Stanford University and a Senior Fellow in Stanford's Woods Institute for the Environment and Precourt Institute for Energy (jacksonlab.stanford.edu).  As an environmental scientist, he chairs the Global Carbon Project (globalcarbonproject.org), an international organization that tracks natural and anthropogenic greenhouse gas emissions.  His photographs have appeared in many media outlets, including the NY Times, Washington Post, and USA Today, and he has published several books of poetry. Jackson is a Fellow of the American Geophysical Union and the Ecological Society of America and was honored at the White House with a Presidential Early Career Award in Science and Engineering.

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When a state is “shamed” by outsiders for perceived injustices, it often proves counterproductive, resulting in worse behavior and civil rights violations, a Stanford researcher has found.

Rochelle Terman, a political scientist and postdoctoral fellow at Stanford’s Center for International Security and Cooperation (CISAC), recently spoke about how countries criticized by outsiders on issues like human rights typically respond -- and it's contrary to conventional wisdom. Terman has published findings, “The Relational Politics of Shame: Evidence from the Universal Periodic Review,” on this topic in the Review of International Organizations. She discussed her research in the interview below:

What does your research show about state "shaming"?

Shaming is a ubiquitous strategy to promote international human rights. A key contention in the literature on international norms is that transnational advocacy networks can pressure states into adopting international norms by shaming them – condemning violations and urging reform. The idea is that shaming undermines a state’s legitimacy, which then incentivizes elites into complying with international norms.

In contrast, my work shows that shaming can be counterproductive, encouraging leaders in the target state to persist or “double down” on violations. That is because shaming is seen as illegitimate foreign intervention that threatens a state’s sovereignty and independence.  When viewed in this light, leaders are rewarded for standing up to such pressure and defending the nation against perceived domination. Meanwhile, leaders who “give in” have their political legitimacy undermined at home. The result is that violations tend to persist or even exacerbate.

When and where does it work better to directly confront a country’s leadership about such injustices?

At least two factors moderate the effects of international shaming. The first is the degree to which the norm being promoted is shared between the “shamer” and the target. For instance, the West may shame Uganda or Nigeria for violating LGBT rights. But if Uganda and Nigeria do not accept the “LGBT rights” norm, and refuse to accept that homophobia constitutes bad behavior, then shaming will fail. In this case, it is more likely that shaming will be viewed as illegitimate meddling by foreign powers, and will be met with indignation and defiance.

Second, shaming is quintessentially a relational process. Insofar as it is successful, shaming persuades actors to voluntary change their behavior in order to maintain valued social relationships. In the absence of such relationship, shaming will fail. This is especially so when pressure emanates from a current or historical geopolitical adversary. In this later scenario, not only will shaming fail to work, it will likely provoke defensive hostility and defiance, having a counterproductive effect.

Combing these insights, we can say that shaming is most likely to work under two conditions: when the target is a strong ally, and the norm is shared.

What are some well-known cases where "shaming" backfired?

The main example I use in my forthcoming paper is on the infamous “anti-homosexuality bill” in Uganda. When Uganda introduced the legislation in 2009 (which in some versions applied capital punishment to offenders) it provoked harsh condemnation among its foreign allies, especially in the West. Western donor countries even suspended aid in attempt to push Yoweri Musaveni’s government to abandon the bill. According to conventional accounts, the onslaught of foreign shaming, coupled with the threat of aid cuts and other material sanctions, should have worked best in the Uganda case.

And yet what we saw was the opposite. The wave of international attention provoked an outraged and defiant reaction among the Ugandan population, turning the bill into a symbol of national sovereignty and self-determination in the face of abusive Western bullying. This reaction energized Ugandan elites to champion the bill in order to reap the political rewards at home. Indeed, the bill was the first to pass unanimously in the Ugandan legislature since the end of military rule in 1999. Museveni – who by all accounts preferred a more moderate solution to the crisis – was backed into a corner.

A Foreign Policy story quoted Ugandan journalist Andrew Mwenda as saying, “the mere fact that Obama threatened Museveni publicly is the very reason he chose to go ahead and sign the bill.” And Museveni did so in a particularly defiant fashion, “with the full witness of the international media to demonstrate Uganda’s independence in the face of Western pressure and provocation.”

Uganda anti-homosexuality law was finally quashed by its constitutional court, which ruled the act invalid because it was not passed with the required quorum. By dismissing the law on procedural grounds, Museveni – widely thought to have control over the court – was able to kill the legislation “without appearing to cave in to foreign pressure.” But by that time, defiance had already transformed Uganda’s normative order, entrenching homophobia into its national identity.

Does this 'doubling down' effect vary in domestic or international contexts?

Probably. States with a significant populist contingent, for instance, are especially hostile to international pressure, especially when it emanates from a historical adversary, like a former colonial power. Ironically, democracies may also be more susceptible to defiance, because elites are more beholden to their constituents, and thus are less able to “give in” to foreign pressure without undermining their own political power. 

The international context matters a great deal as well. States are more likely to resist certain norms if they have allies who feel the same way. For instance, we see significant polarization around LGBT rights at the international level, with most states in Africa and the Muslim world voting against resolutions that push LGBT rights forward. South Africa – originally a pioneer for LGBT rights – has changed its position following criticism from its regional neighbors. 

Does elite reaction drive this response to state "shaming?"

To be quite honest, this is a question I’m still exploring and I don’t have a very clear answer. My hunch at the moment is no. The “defiant” reaction occurs mainly at the level of public audiences, which then incentives elites to violate norms for political gain.  These audiences can be at either the domestic or international level. For instance, if domestic constituents are indignant by foreign shaming, elites are incentivized to “double down,” or at least remain silent, lest they undermine their own political legitimacy.

That said, elites can also strategize and manipulate these expected public reactions for their own political purposes. For instance, if Vladimir Putin knows that the Russian public will grow indignant following Western shaming, he might strategically promote a law that he knows will provoke such a reaction in order to benefit from the ensuing conflict. This is what likely occurred with Russia’s “anti-gay propaganda” law, which (unsurprisingly) provoked harsh condemnation from the West and probably bolstered Putin’s domestic popularity.

Any other important points to highlight?

One important point I’d like to highlight is the long-term effects of defiance. In an effort to resist international pressure, states take action that, in the long term, work to internalize oppositional norms in their national identity. In this way, shaming actually produces deviance, not the other way around.

Follow CISAC at @StanfordCISAC and  www.facebook.com/StanfordCISAC

MEDIA CONTACTS:

Rochelle Terman, Center for International Security and Cooperation: (650) 721-1378, rterman@stanford.edu,

Clifton B. Parker, Center for International Security and Cooperation: (650) 725-6488, cbparker@stanford.edu

 
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Protestors march to the United Nations building during International Human Rights Day in 2012 in New York City. Activists then called for immediate action by the UN and world governments to pressure China to loosen its control over Tibet -- a form of "state shaming," as examined by CISAC fellow Rochelle Terman in her research.
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