Research Presentations (session 5 of 5) -Lim, Ohta and Prasad
In this session of the Shorenstein APARC Corporate Affiliate Visiting Fellows Research Presentations, the following will be presented:
Jaigeun Lim, Seoul Metropolitan Government, "A Study on the Influential Factors on Inbound Foreign Direct Investment and its Implications"
The global importance of Inbound Foreign Direct Investment (IFDI) continues to grow and each nation has made an effort to enhance its national competitiveness through IFDI. Lim’s research targets 51 nations and 14 candidate variables to learn which factors have an influence on IFDI.
Statistically meaningful variables on IFDI include GDP, economic growth rate, dependency to trade, management of cities, small and medium-sized enterprises’ efficiency and investment incentive policy. Particularly, the results from Outbound Foreign Direct Investment (OFDI)-oriented nations give evidence that influences of GDP, small and medium-sized enterprises’ efficiency and investment incentive policy are positive to IFDI. However, Korea shows the lower level of performances in small and medium-sized enterprises’ efficiency and investment incentive policy. Korea has also shown the lower performances in similar variables compared with other Asia-Pacific nations. Lim’s research aims to find out what these results mean in terms of policy for Korea?
Ryuichi Ohta, Japan Patent Office, "Relationship Between Technical Standard and Patents"
Samsung and Apple have more than 50 cases of appeals to the courts against each other in more than 10 countries. In these court battles, Samsung asserted injunction using essential patent which is related to telecommunication standards and committed RAND (Reasonable And Non-Discriminatory) commitment. Injunction is one of the basic rights for patent, which means Samsung can assert this right. However in this case, can Samsung assert injunction in spite of RAND commitment? In normal circumstances, standard organizations require RAND licensing obligations for essential patents. Ohta will address the question "Why do they require it and why do they consider these obligations are reasonable for essential patents?" through case studies.
Rajeev Prasad, Reliance Life Sciences, "Concept of Total Quality Management in Pharmaceutical Industries"
The pharmaceutical industry is profoundly regulated and the reasons are obvious; the use of ineffective, poor quality, harmful medicines can result in therapeutic failure, exacerbation of disease, and resistance of medicines and sometimes death of the patients. Also, the mistakes in product design or production can have severe, even fatal, consequences for patients which sometimes lead to recall of drugs from the market. Total Quality Management (TQM) acts as an umbrella under which everyone in the organization can strive for customer satisfaction by producing better quality of product, reduce cost and wastage and increase the efficiency of services. In his research, Rajeev has focused on the failures of TQM principles by evaluating the warning letters, case studies of pharmaceutical manufacturers and product recalls and also outlined about the implementation of robust quality management system by amalgamation of principles of TQM and pharmaceutical regulatory guidelines.
Philippines Conference Room
Encina Hall, 3rd Floor, Central
Ukraine-Russia: What Next?
Due to the high interest in this event, we have moved it to a larger room. It is now in the Oksenberg Conference Room, Encina Hall, 3rd floor.
The February Minsk II agreement introduced a fragile ceasefire in eastern Ukraine, following a year of crisis and conflict between Kyiv and Moscow. Ukrainian President Poroshenko needs to grapple with a daunting list of critical economic and political reforms. Russian President Putin, however, appears intent on destabilizing the Ukrainian government and has the means, including military force, to do so. What can we expect next in the Ukraine-Russia stand-off, and how should the West respond?
Steven Pifer is a senior fellow at the Brookings Institution, where his work focuses on arms control, Ukraine and Russia. A retired Foreign Service officer, his more than 25 years with the State Department included assignments as deputy assistant secretary of state with responsibilities for Russia and Ukraine (2001-2004), ambassador to Ukraine (1998-2000), and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council (1996-1997).
Co-sponsored by the Freeman Spogli Institute for International Studies and The Europe Center.
Stanford scholars discuss framework for inter-Korean dialogue
Gi-Wook Shin, director of Stanford’s Shorenstein Asia-Pacific Research Center, presented the policy report Tailored Engagement at the Korea Foundation for Advanced Studies in late March. The event in Seoul coincided with the public release of the report in Korean.
Shin delivered a keynote lecture on the study which offers steps that South Korea can take to establish sustainable dialogue with North Korea. The report is an outcome of a longstanding research project seeking to understand the future domestic and global implications of North Korea’s situation.
Shin’s lecture was followed by remarks from Korea Program Associate Director David Straub and a panel discussion among four other experts. The panelists shared their observations on the current political climate in and around the Korean Peninsula.

Video from the event is available below:
Gi-Wook Shin’s lecture (in Korean)
David Straub’s remarks (in English)
Panel discussion (in Korean)
More than 320 people attended the event including students, policymakers and academics. The event marked the second occasion in Seoul where the Stanford team presented the report. In late 2014, they briefed the Special Committee on Inter-Korean Relations, Exchange and Cooperation of the South Korean National Assembly. An article about the briefing can be accessed here.
Shin is a professor of sociology, director of Shorenstein APARC, and a senior fellow at the Freeman Spogli Institute for International Studies. Straub is the associate director of the Korea Program at Shorenstein APARC.
Why Status Matters in World Politics (book chapter)
According to traditional theories of world politics, peaceful power transitions only happen when the rising power continues to profit from the institutional order held together by the material capabilities of the declining power. Peace today depends on whether states, such as China, can remain satisfied as they rise within the existing hierarchy of power and authority. Traditionalists, including some in this volume, reject an independent role for status in major power conflict for structural and rationalistic reasons, based on either material power, or legitimate material power. So why bother studying international status? This chapter considers these arguments, and in so doing draws in and amplifies the contributions this volume makes in explaining why status matters in world politics and what further needs to be done to understand its role.
Stanford expert discusses attack on the US ambassador to Korea
The attack on Mark Lippert, the American ambassador to South Korea, made headlines worldwide on Thursday. Since his arrival in Seoul last October, Lippert received high marks from the Korean people and the media for his accessibility to the public there. Lippert, a Stanford graduate, is a very close friend of President Obama, who has called him “brother,” and attended his ambassadorial swearing-in ceremony.
The Shorenstein Asia-Pacific Research Center asked David Straub to discuss the incident and its significance. The associate director of the Korea Program at Stanford, Straub served as a career diplomat at the U.S. embassy in Seoul from 1999 to 2002 and is the author of the forthcoming book about that period called Anti-Americanism in Democratizating South Korea.
What actually happened?
A South Korean extreme left-wing activist, Kim Ki-jong, slashed Ambassador Lippert with a kitchen knife Thursday morning at a public event in Seoul. Koreans at the event immediately wrestled the assailant to the floor, but not before he had inflicted several wounds on the ambassador: a long, deep gash on his cheek and cuts to his wrist and fingers. The ambassador was taken straightway to hospital, where surgeons repaired the damage in a three-hour operation. The prognosis is that he will regain the full use of his fingers in about six months, and that the scar on his face will be barely noticeable in one or two years. His doctors plan to remove the eighty stitches on his cheek on Monday, and, if all is well, release him from the hospital then. But it was a close call. Had the face wound extended only one inch farther down, it would have severed his carotid artery.
How is Ambassador Lippert doing?
He told his doctors on Friday that the facial wound was not bothering him particularly, but he did have some pain in his wrist and fingers. Doctors say he has some nerve damage there but the pain should ease soon. Ambassador Lippert’s response has been laudable. Consistent with the outstanding way he has comported himself in Korea since his arrival, he promptly tweeted on Thursday that he was “Doing well & in great spirits!” I am also aware that he was even responding to email wishes from some Stanford friends on Thursday.
Was Kim acting alone? How was it possible for him to perpetrate this attack?
Kim was the only person who attacked Ambassador Lippert, and he has stated that he acted alone. Kim was a member of the organization that hosted Ambassador Lippert, but had not been invited to the function. The incident is still being investigated but Korean press reports say that the U.S. embassy declined South Korean police protection some time ago. Korea is considered a relatively safe country for American diplomats. This will all be sorted out in coming days and weeks, and U.S. and South Korean authorities will determine if other security arrangements are needed for Ambassador Lippert. In any event, it does not appear that this was an egregious security or intelligence failure on anyone’s part. Ambassadors are public figures and it’s not possible to provide them with perfect protection.
What was the assailant’s motivation?
Kim said that he wanted to emphasize that the United States is responsible for preventing improved inter-Korean relations because it does such things as participate in the ongoing combined military exercises with South Korean forces. North Korea cites the annual exercises as a pretext for not talking with the South, claiming each year that they are a prelude to an invasion. But Kim is a sad sack figure even within South Korea’s anti-American far left, which is a very small but vocal minority. Kim has been arrested many times in the past for outrageous and violent behavior, such as throwing pieces of concrete at the Japanese ambassador in 2010. He heads his own little NGO, but the Korean left has mostly avoided him because of his bizarre behavior. He even set himself on fire in 2007 near the Blue House to protest an alleged attack on an associate. Although I have never met him, it is my impression that Kim is clearly mentally and emotionally unstable.
How have the Korean government and people responded?
From the people who wrestled the assailant to the ground, to the surgeons and the thousands of people who are wishing Ambassador Lippert well, South Koreans have responded with an outpouring of support. Ambassador Lippert has already conveyed his deep gratitude for that on Twitter. President Park, who is currently on an official visit to the Middle East, telephoned Ambassador Lippert on Thursday; so did Foreign Minister Yun Byung-se. President Obama also called the ambassador to wish him a speedy recovery. Unfortunately, North Korea’s reaction has been very different: its official media applauded the attack as “deserved punishment” for “a warmongering United States.”
There are press reports that South Koreans are worried that this attack could hurt U.S.-Korean relations.
There is indeed considerable concern being expressed in South Korea at the moment that the incident could hurt bilateral relations, but there is no reason at all to believe that will be the case. Top U.S. officials have already stated that the incident will only strengthen U.S.-Korean relations. I recall the reaction in Seoul to the mass shooting by Seung-hui Cho at Virginia Tech in 2007. Cho had grown up in the United States but remained a Korean citizen. Many South Koreans were very fearful that the U.S. government would punish South Koreans, such as by not issuing visas, and that Americans would attack South Koreans on the streets in the United States. Of course, nothing like that happened. Americans understood the tragedy for what it was: not a “Korean” but a fellow human being with severe mental illness and access to guns.
You say that Kim appears to have a mental disability. But there are press reports that he lectured for the South Korean unification ministry’s education institute as well as at a major university in Seoul. How could such a person get those positions?
I am curious and concerned about those reports. For me, the bigger question about that is not Kim’s particular policy views but how someone with such obvious behavioral and apparently mental issues could receive such positions. But he held those jobs several years ago, so perhaps his behavior has become worse in the meantime.
I understand that Kim has already been charged with attempted murder and that Korean authorities are considering whether to charge him under the National Security Law owing to frequent travel to North Korea and possible other links with the North Korean government.
Unless Korean authorities find evidence that Kim was working for North Korea, which I doubt was the case (but which should of course be investigated due to his numerous trips to the country), it would be unfortunate for U.S.-South Korean relations to charge him under the controversial National Security Law. The U.S. government has criticized that law for decades for the McCarthyite way South Korean governments have sometimes implemented it to suppress alleged “pro-North Korean” thinking. Some South Korean leaders are calling the incident “pro-North Korean terrorism” and the work of “pro-North Korean forces.” That seems to me to be unwisely elevating the violent behavior of one deranged person and ascribing to it a significance it does not deserve.
Ambassador Lippert’s Twitter handle is @mwlippert.
Stanford scholars hold dialogue in New Delhi
The Shorenstein Asia-Pacific Research Center (APARC) hosted its inaugural event in New Delhi, a public seminar titled India’s Relations with its Northeast Asian Neighbors, in late 2014. Experts from Shorenstein APARC and the Brookings Institution’s India Center spoke about recent developments in India’s foreign policy under the nation’s new prime minister, Narendra Modi, and provided an outlook on where India fits in the context of an emerging Northeast Asia.
The panel consisted of Stanford scholars: Gi-Wook Shin, professor of sociology and director of Shorenstein APARC; Michael Armacost, a Shorenstein Distinguished Fellow; and Karl Eikenberry, a Shorenstein Distinguished Fellow; and Brookings scholars: Vikram S. Mehta, executive chairman; and W.P.S. Sidhu, a senior fellow.
Video and transcript of the event are available below. A list of key discussion points was also written up by Brookings India and is available by clicking here.
The seminar was one event in a larger visit by Shorenstein APARC to New Delhi. Armacost, Eikenberry, Shin, and Huma Shaikh, the associate director for administration, hosted a series of private roundtable discussions at two universities, Jawaharlal Nehru University and Delhi University.
Kathleen Stephens, the then-charge d’affaires for the United States in India, also hosted Shorenstein APARC at Roosevelt House, the official U.S. ambassadorial residence. There, at the entrance, the group was greeted with a Stanford “S” prepared in “rangoli” style, an Indian custom of welcoming guests with an intricate design made of colored rice and flowers.
On Twitter, Stephens (@AmbStephens) shared a series of tweets, a few are included below:
Stephens was the Koret Distinguished Fellow in the Korea Program at Shorenstein APARC from 2013-14; she served as U.S. ambassador to the Republic of Korea from 2008 to 2011, among other posts.
The events were part of an effort to reinvigorate the South Asia Initiative, a Stanford program that seeks to conduct policy-relevant research and convene conferences on topics related to the United States and the nations of South Asia.
World Order Politics: The Carter Administration’s Bid for a New U.S. Foreign Policy (and What We Can Learn From It)
Please note new location in the
Reuben Hills Conference Room ("East" Conference Room)
Encina Hall, 2nd floor
Abstract: In 1977, the Carter administration began working to implement a new guiding strategy for US foreign policy, oriented toward the promotion of human rights and the management of economic interdependence among the advanced industrialized countries. Carter’s world order politics reflected both the oversights of the Nixon years and the influence of the Trilateral Commission. To manage economic globalization, the Carter administration promoted policy cooperation, its efforts culminating in the Bonn summit of the G-7 in 1978. To promote human rights, the Carter administration devised guidelines for tethering military and financial aid to foreign nations to human rights standards, and applied them with particular rigor in Latin America. By late 1978, however, Carter’s world order politics was already encountering difficulties: the administration’s human rights policy lacked consistency; policy coordination failed to stabilize the liberal world economy; and Iran, a longtime US ally, was imploding.
About the Speaker: Daniel Sargent is assistant professor of history at the University of California, Berkeley. He received his BA from Christ’s College, Cambridge in 2001 and his PhD from Harvard University in 2008. He has held fellowships at the Olin Institute for Strategic Studies at Harvard University and at International Security Studies at Yale University. He is the author of A Superpower Transformed: The Remaking of American Foreign Relations in the 1970s (Oxford University Press, 2015) and a co-editor of The Shock of the Global: The 1970s in Perspective (Harvard University Press, 2010). He is now working on two book-length projects: a history of international economic governance in the modern era and a study on the uses of history and historical thinking in U.S. foreign policy. To purchase A Superpower Transformed: The Remaking of American Foreign Relations in the 1970s, please follow this link to Oxford University Press.
Encina Hall (2nd floor)
Thirteenth Korea-U.S. West Coast Strategic Forum
The thirteenth session of the Korea-U.S. West Coast Strategic Forum, held in Seoul on December 11, 2014, convened senior South Korean and American policymakers, scholars and regional experts to discuss North Korea policy and recent developments in the Korean peninsula. Hosted by the Korea Program at the Walter H. Shorenstein Asia-Pacific Research Center at Stanford University, the Forum is also supported by the Korea National Diplomatic Academy.