Institutions and Organizations
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Speaker:    Dr. Carl E. Walter, Author of “Red Capitalism”

Moderator:  Michael Harris, President of Finance, Ambow Education

Until China began its highly successful reform effort in 1978, banks as institutions hardly existed, they were mostly a channel to provide funding to state enterprises. Yet after the economic reform in the 1980s, there was a rush of banking privatization and this enthusiasm to drive economic growth led to excessive bank lending and high rates of inflation in the 1990s. Following the Asian Financial Crisis and the collapse of Guangdong International Trust and Investment Co., a single party committee for each of the big state banks was created. The objective was to build relatively independent banking institutions with centralized management structures, thus forming special bond between the Party and Banks in China. Dr. Walter will discuss the modern evolution of China’s banks and the challenges in transiting to a more open, consumption-based model of economic development.

Carl E. Walter has worked in China′s financial sector for the past 20 years, participating in many of the country's financial reforms. He played a major role in China′s groundbreaking first overseas IPO in 1992 as well as the first listing of a state–owned enterprise on the New York Stock Exchange in 1994. He held a senior position in China′s first joint venture investment bank where he supported a number of significant domestic stock and debt underwritings for major Chinese corporations and financial institutions. More recently, he helped build one of the most successful and profitable domestic security, risk and currency trading operations for a major international investment bank. He holds a PhD from Stanford University and a graduate certificate from Beijing University.

Stanford Center at Peking University

Carl E. Walter Author of "Red Capitalism" Speaker
Michael Harris President of Finance Moderator Ambow Education
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CISAC Conference Room

Encina Hall
616 Serra Street
Stanford, CA 94305-6055

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Minerva Postdoctoral Fellow (ESOC Project)
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Bilal Siddiqi is a postdoctoral scholar affiliated with the Empirical Studies of Conflict project (esoc.princeton.edu). His research focuses on micro-institutions, formal and informal legal systems, peace-building and state accountability in post-conflict settings. He is currently involved in several field experiments in Sierra Leone and Liberia, including a randomized controlled trial of two non-financial incentive mechanisms in Sierra Leone’s public health sector; experimental evaluations of community-based paralegal programs in Liberia and Sierra Leone; and a randomized controlled trial of a community reconciliation program in Sierra Leone.

Bilal received his Ph.D. and M.Phil. in economics from Oxford University, where he studied as a Rhodes Scholar. Prior to Stanford, he was based at the Institute for International Economic Studies (IIES) at Stockholm as a Marie Curie / AMID Scholar; and has also spent time at the Center for Global Development in Washington, DC, where he worked on aid effectiveness in global health. He holds a B.Sc. (Hons) from the Lahore University of Management Sciences in Lahore, Pakistan.

Bilal Siddiqi Minerva Postdoctoral Fellow Speaker FSI

CISAC
Stanford University
Encina Hall
Stanford, CA 94305-6165

(650) 725-1314
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Senior Fellow at the Freeman Spogli Institute for International Studies
Theodore and Frances Geballe Professor in the School of Humanities and Sciences
Professor of Political Science
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James Fearon is the Theodore and Frances Geballe Professor in the School of Humanities and Sciences and a professor of political science. He is a Senior Fellow at FSI, affiliated with CISAC and CDDRL. His research interests include civil and interstate war, ethnic conflict, the international spread of democracy and the evaluation of foreign aid projects promoting improved governance. Fearon was elected to the National Academy of Sciences in 2012 and the American Academy of Arts and Sciences in 2002. Some of his current research projects include work on the costs of collective and interpersonal violence, democratization and conflict in Myanmar, nuclear weapons and U.S. foreign policy, and the long-run persistence of armed conflict.

Affiliated faculty at the Center for International Security and Cooperation
Affiliated faculty at the Center on Democracy, Development, and the Rule of Law
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James Fearon Theodore and Frances Geballe Professor Commentator Stanford University
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Thirty years ago, I crossed the Pacific for the first time, traveling from Seoul to attend graduate school in Seattle. Meanwhile, down the coast at Stanford, a visionary group of faculty was laying the bedrock of a unique organization committed to promoting strong U.S.-Asia relations through research on timely, policy-relevant issues.

Early research initiatives looked at themes like Northeast Asia regional security and the development of the high-tech industry in Asia and the United States. From the very beginning of Asia’s transformation and through the twilight of the Cold War era, such projects brought together leading scholars from Asia and Stanford, and high-level U.S. and Asian policymakers, for fruitful collaboration and dialogue.

Twenty years later, in September 2005, I became director of the newly endowed Walter H. Shorenstein Asia-Pacific Research Center (Shorenstein APARC), a thriving organization poised for even greater growth. I gratefully acknowledge the support of Mr. Shorenstein and our many generous donors, as well as the three decades of work by dedicated faculty, researchers, staff, and, not least of all, the five visionary directors who served before me.

Asia has grown over the past three decades into a key global region, and at no other time in history have there been such significant ties between the United States and Asia. Although we have expanded the scope of our regional expertise and research, we stay true to our Center’s original mission.

Today, Shorenstein APARC boasts five flourishing research programs: the Asia Health Policy Program, Japan Studies Program, Korean Studies Program, Southeast Asia Forum, and Stanford China Program. We have brought hundreds of visiting scholars, practitioners, and fellows to the Center over the years, and have established a strong and ever-growing alumni network in Asia through our Corporate Affiliates Program. I remain grateful and honored to serve this wonderful research institution.

As we celebrate our thirtieth anniversary this May, we honor a vision turned into successful reality, and head toward a bright future of possibilities for continuing our work to foster lasting, cooperative relations with the countries of the Asia-Pacific region.

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Gi-Wook Shin
Director, Shorenstein APARC

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Galvez House, Shorenstein APARC's first home, in the 1980s.
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Abstract
In 1989 more than 700 South African political prisoners went on indefinite hunger strike to protest their detention. The unprecedented scale forced the South Africian government to release hundreds of incapacitated prisoners into public hospitals and enabled the active intevention of progressive medical professionals, social workers and human rights lawyers.

The presentation explores the widespread impact of these events in galvanizing the anti-apartheid struggle, energizing international human rights organizations and propelling the new international medical protocols on the ethical care of political prisoners on hunger strike.

Nayan Shah is Professor and chair of the Department of American Studies and Ethnicity at the University of Southern california. He is the author of Contagious Divides,Epidemics and Race in San Francisco's Chinatown (Universty of California Press, 2001) and Stranger Intimacy Contesting Race Sexuality and Law in the North American West (University of California Press 2011) which was awarded the Norris and Carol Hundley Prize by the American Historical Association PAcific Branch for the most distinguished book on any historical subject. Since 2011 Shah is co-editor with Beth Freeman of GLO, The Journal of Lesbian and Gay Studies.

Co-sponsored by: American Studies, Comparative Literature. Modern Thought and Literature, History,Theater Arts and Performance Studies

Daniel and Nancy Okimoto Conference Room

Nayan Shah Professor and Chair , Department of American Studies and Ethnicity Speaker University of Southern California
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CISAC Conference Room

CISAC
Stanford University
Encina Hall, E214
Stanford, CA 94305-6165

(650) 723-1737 (650) 723-0089
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Senior Fellow Emeritus at the Freeman Spogli Institute of International Studies
Raymond A. Spruance Professor of International History
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David Holloway is the Raymond A. Spruance Professor of International History, a professor of political science, and an FSI senior fellow. He was co-director of CISAC from 1991 to 1997, and director of FSI from 1998 to 2003. His research focuses on the international history of nuclear weapons, on science and technology in the Soviet Union, and on the relationship between international history and international relations theory. His book Stalin and the Bomb: The Soviet Union and Atomic Energy, 1939-1956 (Yale University Press, 1994) was chosen by the New York Times Book Review as one of the 11 best books of 1994, and it won the Vucinich and Shulman prizes of the American Association for the Advancement of Slavic Studies. It has been translated into seven languages, most recently into Chinese. The Chinese translation is due to be published later in 2018. Holloway also wrote The Soviet Union and the Arms Race (1983) and co-authored The Reagan Strategic Defense Initiative: Technical, Political and Arms Control Assessment (1984). He has contributed to the Bulletin of the Atomic Scientists, Foreign Affairs, and other scholarly journals.

Since joining the Stanford faculty in 1986 -- first as a professor of political science and later (in 1996) as a professor of history as well -- Holloway has served as chair and co-chair of the International Relations Program (1989-1991), and as associate dean in the School of Humanities and Sciences (1997-1998). Before coming to Stanford, he taught at the University of Lancaster (1967-1970) and the University of Edinburgh (1970-1986). Born in Dublin, Ireland, he received his undergraduate degree in modern languages and literature, and his PhD in social and political sciences, both from Cambridge University.

Faculty member at the Center for International Security and Cooperation
Affiliated faculty at the Center on Democracy, Development, and the Rule of Law
Affiliated faculty at The Europe Center
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David Holloway Senior Fellow Speaker CISAC

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Lynn Eden is a Senior Research Scholar Emeritus. She was a Senior Research Scholar at Stanford University's Center for International Security and Cooperation until January 2016, as well as was Associate Director for Research. Eden received her Ph.D. in sociology from the University of Michigan, held several pre- and post-doctoral fellowships, and taught in the history department at Carnegie Mellon before coming to Stanford.

In the area of international security, Eden has focused on U.S. foreign and military policy, arms control, the social construction of science and technology, and organizational issues regarding nuclear policy and homeland security. She co-edited, with Steven E. Miller, Nuclear Arguments: Understanding the Strategic Nuclear Arms and Arms Control Debates (Ithaca, N.Y.: Cornell University Press, 1989). She was an editor of The Oxford Companion to American Military History (New York: Oxford University Press, 2000), which takes a social and cultural perspective on war and peace in U.S. history. That volume was chosen as a Main Selection of the History Book Club.

Eden's book Whole World on Fire: Organizations, Knowledge, and Nuclear Weapons Devastation (Ithaca: Cornell University Press, 2004; New Delhi: Manas Publications, 2004) explores how and why the U.S. government--from World War II to the present--has greatly underestimated the damage caused by nuclear weapons by failing to predict damage from firestorms. It shows how well-funded and highly professional organizations, by focusing on what they do well and systematically excluding what they don't, may build a poor representation of the world--a self-reinforcing fallacy that can have serious consequences, from the sinking of the Titanic to not predicting the vulnerability of the World Trade Center to burning jet fuel. Whole World on Fire won the American Sociological Association's 2004 Robert K. Merton Award for best book in science, knowledge, and technology.

Eden has also written on life in small-town America. Her first book, Crisis in Watertown (Ann Arbor: University of Michigan Press, 1972), was her college senior thesis; it was a finalist for a National Book Award in 1973. Her second book, Witness in Philadelphia, with Florence Mars (Baton Rouge: Louisiana State University Press, 1977), about the murders of civil rights workers Schwerner, Chaney, and Goodman in the summer of 1964, was a Book of the Month Club Alternate Selection.

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Lynn Eden Associate Director for Research Commentator CISAC
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The Stanford University Libraries is pleased to invite you to a book party to celebrate a new publication by Mariano-Florentino Cuéllar: "Governing Security: The Hidden Origins of American Security Agencies."

ABOUT THE BOOK: The impact of public law depends on how politicians secure control of public organizations, and how these organizations in turn are used to define national security. Governing Security explores this dynamic by investigating the surprising history of two major federal agencies that touch the lives of Americans every day: the Roosevelt-era Federal Security Agency (which became today's Department of Health and Human Services) and the more recently created Department of Homeland Security.Through the stories of both organizations, Cuéllar offers a compelling account of crucial developments affecting the basic architecture of our nation. He shows how Americans end up choosing security goals not through an elaborate technical process, but in lively and overlapping settings involving conflict over agency autonomy, presidential power, and priorities for domestic and international risk regulation. Ultimately, as Cuéllar shows, the ongoing fights about the scope of national security reshape the very structure of government, particularly during—or in anticipation of—a national crisis.

Green Library, Bing Wing, 5th floor, Bender Room

Mariano-Florentino Cuéllar Stanley Morrison Professor of Law at Stanford Law School; Co-Director of CISAC; FSI Senior Fellow; CDDRL Affiliated Faculty;FSE Affiliated Faculty Speaker
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Actors in government, civil society, and academia have been pioneering innovative approaches to advance transparency, accountability, and democracy around the world. Citizen engagement is at the forefront of democratic practices worldwide and a key pillar to support civil society is access to information.

Andrea Sanhueza, a 2012 Draper Hills Summer fellow, shares her success story of how a group of civil society organizations helped advocate for improved environmental governance cooperation across government and civil society in Latin America and the Caribbean region.

Sanhueza has been an active civil society stakeholder in the Summit of the Americas process, which works to build regional cooperation among governments of the Western Hemisphere. In 2009, Sanhueza drafted a strategy for the Organization of American States (OAS) to structure participation of civil society organizations in OAS activities. From 2001-2010, she served as the executive director of PARTICIPA, a Chilean NGO that works in the democracy field on issues of elections, transparency, access to information, and citizen participation.

 

What is The Access Initiative?

Founded in 2000, The Access Initiative (TAI) is a global coalition of civil society organizations that work towards the implementation of the right to access of information, participation and justice regarding environmental issues. These rights —known as access rights — are included in Principle 10 of the Río Declaration that was signed at the first Earth Summit in 1992.

 

Why are access rights important?

Access rights are key for democracy and governance because they are the foundation for exercising human rights. If a person can have access to information about a public issue (education, health, or pension) and can participate in a meaningful way, then he/she will be able to effectively exercise their rights. Without access to information — which is the major building block — it is almost impossible to exercise human rights.

Since its founding, TAI has been dedicated to improving citizens’ access to environmental decision-making, strengthening the enforcement of environmental law and policy, combating corruption, and realizing human rights.

 

What has been one of The Access Initiatives' key milestones?

In June 2012, the second conference on sustainable development took place in Brazil, known as the Río+20 Summit. TAI came together to advocate for the advancement of access rights for countries in the Latin American and Caribbean region.

I visited the government of Chile — specifically the Foreign Affairs Ministry and the Ministry of the Environment — to let them know about the TAI proposal for a regional convention. The proposal included evidence-based advocacy to encourage collaboration across government and civil society and promote innovation that advances transparency, accountability, and inclusiveness of civil society at all levels.

The government of Chile submitted the TAI proposal for a regional convention on the Principal 10 Declaration to the U.N. The governments of Jamaica and Brazil also submitted the TAI proposal and showed their support. This was a milestone in the longer process.

 

How were you and your partners successful in convincing other governments to support TAI?

TAI was successful in getting other governments on board to support the initiative through a strategic partnership with the government of Chile who was key to getting other governments to sign the declaration.

TAI and representatives of the government of Chile started advocating during the preparatory meetings of the summit to other governments. We encouraged them to join this proposal for the advancement of access rights for countries in the Latin American and Caribbean region. After two years of advocating for the relevance of a regional instrument in the declaration, we had 11 governments supporting our proposal for the development of a regional instrument to strengthen access to information, public participation, and access to justice in sustainable development decision‐making. These governments include: Brazil, Costa Rica, Chile, the Dominican Republic, Ecuador, Jamaica, Mexico, Panama, Paraguay, Peru, and Uruguay.

 

What was the outcome of this collation of governments in the Latin American and Caribbean region?

The signatory governments committed to drafting and implementing a Plan of Action 2012-14, to work towards an international instrument. The U.N. Economic Commission for Latin America and the Caribbean (ECLAC) is serving as the technical secretariat for the process.

In November 2012, ECLAC hosted the first meeting of representatives appointed by the signatory governments in Santiago, Chile. The representatives agreed on a roadmap that defines the next steps for the collation and appointed a steering committee composed of the governments of Chile, Dominican Republic, and Mexico to coordinate the process.

 

What role does civil society play in advancing environmental democracy?

The participation of civil society in the development of a Latin American and Caribbean Principle 10 instrument is essential to the process. There now exists a real opportunity to advance environmental democracy and access rights in the Latin American and Caribbean region. Civil society's participation would ensure that the instrument is capable of actually strengthening public institutions in the region, and ensure its legitimacy and viability as a tool to strengthen environmental governance for sustainable development. Governments have committed to a participatory process, but this commitment will not materialize if civil society lacks the actual capacity to participate in the relevant meetings of the process.

 

What does the future hold for TAI?

We are very excited about the possibility of creating a regional instrument for the efficient implementation of access rights in Latin American and Caribbean region. Today there is a real opportunity for both governments and civil society to promote good environmental governance through implementation of the LAC Principle 10 Declaration. The dec­laration is still open for signature by other Latin American and Caribbean countries, and it is expected that more countries will join the process and lend increased vigor to this innovative approach to regional coopera­tion on environmental governance.

 

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More than 2,860 American and allied troops have been killed in the Afghanistan war, which was launched in the wake of the 9/11 terrorist attacks to avenge the deaths of nearly 3,000 civilians. As many as 17,500 Afghan civilians have lost their lives in America's second-longest war. The U.S. military intends to withdraw its combat troops from Afghanistan by the end of 2014, closing a chapter in American history that has largely been dropped from the headlines and the collective consciousness of the American people.

Stanford scholars and military experts, including Karl Eikenberry, Joseph Felter, J.B. Vowell, Viet Luong, Anja Manuel and Erik Jensen, talk about the lessons learned, the gains and losses and what to expect after the war formally comes to an end.

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** We are currently experiencing some problems with our online RSVP system.  If you have any difficulty registering for this event, please send an email directly to the organizer, Denise Masumoto, via email masumoto@stanford.edu.  Thank you for your cooperation.  **



 


 

In this session of the Shorenstein APARC Corporate Affiliate Visiting Fellows Research Presentations, the following will be presented:

Yasuaki Hanai, "Are Japanese Electric Companies Becoming Obsolete? –  Rethinking Strong Points for Japanese Electric Companies

In recent years, it has become very common to take pictures using a smart phone or tablet, such as an iPad, and to share this information via social media outlets such as Facebook, Twitter and Instagram.  Japanese electric companies and products have been noticeably absent from this area, except for the single-lens reflex camera.  How has this happened?  Why have Japanese electric companies suffered a decline?  In his research, Hanai tries to answer these questions by analyzing the financial reports of various Japanese companies after the bubble economy collapse.  Hanai also considers strong points for Japanese electric companies and what the next actions should be to reverse the decline.

Saiko Nakagawa,  "Systemic Risks in the Japanese Banking Sector"

“Systemic risk” has become a buzzword after the global financial crisis in 2007-08.  Due to its elusive nature, there have been active discussions among scholars, international organizations and national regulators on how to measure and address the risk in order to prevent the next crisis.  In her presentation, Nakagawa will introduce these recent discussions and argue the implications to Japan’s financial sector.

Masashi Suzuki, "Dismal Software Industry in Japan – Will It Be Disrupted or Will It Discover Its Own Way like U.S. Players?"

In his research, Suzuki provides an historical analysis of the software market in Japan and the United States as well as a comprehensive analysis of the status quo of these two countries. Are there ways to improve the unfavorable situation in Japan?  Suzuki attempts to provide an answer to this question in his research presentation. 

Bin Wang, "Innovation and New Venture Strategies in China"

In recent years, entrepreneurship has played an increasing role in promoting economic growth in China.  The Chinese government began to pay more attention to encourage entrepreneurship in order to reform the economic structure.  Wang’s research examines the characteristics of the emerging industry and reveals a positive relationship between innovation capabilities and growth of new venture.  He developed a framework to classify new venture strategies based on market characteristics and innovation capabilities, identified ten strategic types, and reviewed their impact on performance in new ventures in China.  Wang’s research attempts to provide important guidelines for venture capital to identify potential investment opportunities.  These guidelines will also help entrepreneurs to identify an appropriate strategy to pursue business opportunities in given situations. 

Philippines Conference Room

Yasuaki Hanai Speaker NEC Corporation
Saiko Nakagawa Speaker Ministry of Finance, Japan
Masashi Suzuki Speaker Sumitomo Corporation
Bin Wang Speaker Infotech Ventures
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