Larry Diamond on Tunisia's uncertain transition
The toppling of a brutal, corrupt, and long-ruling dictator, Zine el Abidine ben Ali, is an extraordinary achievement for the diverse elements of Tunisian society who came out into the streets in recent weeks to demand change. Ben Ali's startling fall is another reminder of how suddenly political change can come in authoritarian regimes that substitute force, fear, and fraud for legitimacy. Such regimes may appear stable for very long periods of time, but when the people lose their fear and the army refuses to fire on the people, they can unravel very quickly.
Unfortunately, the demise of a dictator does not guarantee the rise of a democracy in its place. Historically, most authoritarian regimes have given way to a new (and often only slightly reconstituted) autocracy. This has been the principle pattern not only in the successor states to the Soviet Union, but in much of Africa since independence, and in numerous states in Asia and Latin America historically as well. In the Middle East, the odds against a successful democratic transition are particularly long, since there have hardly been any (outside Turkey and Israel) since the end of colonial rule. In Iran in 1979, a popular uprising against a long-serving dictator led not to democracy but rather to an even more odious and murderous form of oppression.
If Tunisia is to defy the odds, it will need a significant period of time to reform the corrupt rules and institutions of the authoritarian regime and create an open, pluralistic society and party system that is capable of structuring democratic competition. Even if elections for a successor government are pushed out to six months, rather than sixty days, it is highly unlikely that this will provide sufficient time to create even a minimally fair and functional democratic playing field.
Think of the many components of a democratic election, and Tunisia today is far from having them in place. After decades of fixed and phony elections, Tunisia needs a complete overhaul of its electoral machinery: a new and impartial electoral administration, a new electoral register, and perhaps as well a new electoral system. An energetic program of civic education should help Tunisians understand not only the mechanics of a democratic electoral process but also the underlying norms, rights, and responsibilities of democratic citizenship. This is a long process, but from Poland to Chile to South Africa, civil society organizations have shown that much can be accomplished to lay the foundations for popular democratic awareness and capacity if the models, materials, and resources are made available, and if there is a decent interval of time and political space to do the work. Doing this work-and enabling political parties and candidates to convey their messages-also requires a new and more pluralistic media environment. State control of the electronic and print media must be radically refashioned. Privately owned media must be allowed to form and function, and critics of the old order must be allowed to enter the arena of ownership.
An effective democratic election requires not just freedom of opposition parties to organize, but time, resources, and training for them to form-or reform-and develop some ability to perform the essential functions of modern parties: to establish what they stand for, to develop programmatic agendas, to elect leaders and recruit candidates, to forge ties with constituencies, and to survey public opinion and respond with appropriate messages. Trade unions, business chambers, and other civic groups need time as well to purge themselves of corrupting ties to the old order, or form anew, cultivate their natural constituencies, and build an authentic civil society. Independent think tanks and public opinion surveys can also help to structure and enrich an emergent democratic process, but they as well need time and resources to function effectively.
Free and fair elections-especially in a context where they have never taken place before-also require extensive preparations for domestic monitoring and international observation, so that fraud can be detected and deterred, honest mistakes can be exposed and corrected, and public confidence can be generated in the new procedures.
Many of these tasks are ongoing after a successful transition to democracy, and setting too ambitious an agenda for reform could risk waiting indefinitely and squandering the opportunity for democratic change. But one of the most common reasons for failed transitions is a rush to early national elections and a failure to prepare the ground adequately for a fair and meaningful contest. Two common consequences of hurried elections are chaos or renewed autocracy, as some portions of the old order rally behind a new figure or old party and win by hook or crook.
Unfortunately, there are also risks in waiting too long. Democratic energy in society can dissipate. If (putative) democratic forces enter into a broad-based transitional government, as is now happening in Tunisia, they risk being corrupted or tainted with the stench of the old order if they hang around for too long, sharing some authority and stature but no real power. A prolonged transitional period can also give authoritarian forces time to regroup, purge the worst elements, present cosmetic changes, divide and confuse the opposition, and return to power under the guise of a pseudo-democracy. That is why it is important that opposition figures in Tunisia insist on a serious program of institutional and possibly constitutional reform during the transitional period, with extensive public dialogue and broad popular participation, so that interim rule is not a stagnant pause but rather a dynamic historical moment that engages and mobilizes public opinion for real democratic change. The risks of delay could also be reduced if a non-partisan, technocratic figure, not associated with the Ben Ali's political machine, could be tapped to lead the interim government, and if the political opposition could unify to negotiate strong conditions for the period of interim rule, including basic freedoms, an end to censorship, and removal of Ben Ali loyalists from the cabinet.
There is an important role for international actors at this seminal moment in Tunisian history. Like peoples throughout the Middle East and other post-colonial spaces, Tunisians are understandably wary of foreign intervention. After a quarter-century of lavish Western (especially French) aid and political comfort to Ben Ali, Tunisians will no doubt cast a suspicious eye on grants, statements and actions that purport to now, suddenly, want to build democracy in Tunisia. But Tunisians may welcome limited and specific steps if they are transparent and taken in careful consultation with diverse elements of Tunisia's civil society and historic opposition.
Fortunately, Tunisia has many liberal and democratic figures in business, intellectual, cultural, and civic life who understand what liberal democracy is and would like to see it emerge in Tunisia. And it has other distinct advantages. It is a relatively small country in size and population, which makes some of the tasks of institution building and promotion of democratic norms a bit easier. Educational levels are relatively high, and there is a significant infrastructure of a middle class society. The security forces seem to be divided, and it appears the army refused to fire on peaceful protestors-a very positive precedent. Without blood on its hands from the recent violence, the army is better poised than other elements of state security to guarantee a process of democratic change, if its leadership comes down in favor of it (for whatever reason). And in contrast to Algeria, Egypt, or Jordan, Islamists do not seem to have strong public support. Thus, it is difficult for the forces of the ancien regime to manipulate public fears of radical Islam (or of disorder that the old elites themselves covertly generate) in order to discredit liberalism as naïve and ride back to power.
It is vital that Europe and the United States not fall again for the specter of disorder or an Islamist surge, but rather insist on genuine democratic reforms, and tie future aid and geopolitical support to this. The US and EU should hold forth the prospect of Tunisia achieving a special and potentially transformative status in economic relations if it negotiates the path to become the first Arab democracy of this era. At the same time, they should threaten to institute targeted travel and financial sanctions against diehard defenders of the old order who frustrate or sabotage a democratic transition, or who use violence against peaceful demonstrators. These kinds of prospective inducements, positive and negative, can help to tip the balance in the calculations of a lot of elites from outside the Ben Ali "family" but who were part of the Ben Ali regime and must now be wondering where their own interests lie. To complement the necessary private messages, the US ambassador (and others representing democracies in Tunis) should stand up publicly for democratic reforms, embrace democratic reformers, support new democratic initiatives with small grants, and warn old regime elites against repression.
In the coming weeks and months, American and European democracy foundations and aid organizations, along with the United Nations and its political assistance programs in the UNDP, can do a lot-transparently, and in consultation with Tunisian society-to train and support the emerging infrastructure of democracy in the state administration, political parties, and civil society. The funding required to make a difference is not large in absolute terms, and it should be a priority. Time is of the essence, and more flexible instruments, like USAID's Office of Transition Initiatives, should be tapped to activate assistance quickly.
History-and the grim realities of pervasive authoritarianism in what is known in the political science discipline as a "bad neighborhood"-do not justify a high degree of optimism about the prospects for democracy in Tunisia. Yet the third wave of global democratization is replete with instances of successful democratization in even more unlikely circumstances. The speed with which the Tunisian protests mushroomed in a few weeks from a lone act of self-sacrifice to a national uprising, and the intensity with which this uprising has resonated in nearby countries, shows the pent-up demand for democratic change in the Arab world. If that demand can be directed toward pursuit of concrete institutional reform, with timely international support, the Jasmine Revolution could surprise again, by giving birth to the first Arab democracy of our time.
Survival Migration: Old Institutions, New Challenges
Reuben W. Hills Conference Room
Alexander Betts
not in residence
Dr. Alexander Betts is the Hedley Bull research fellow in International Relations in the Department of Politics and International Relations at the University of Oxford, where he is also director of the MacArthur Foundation-funded Global Migration Governance project. He received his MPhil (with distinction) and DPhil from the University of Oxford. His research focuses on the international politics of refugee protection and migration. His main academic focus is on understanding the conditions under which international cooperation takes place in the refugee regime and other areas of migration. In particular, the theoretical focus of his work is on the dynamics of international institutions: on a ‘horizontal' level (across issue-areas and policy fields) and on a ‘vertical' level (between the global and the national level). He has worked on a range of policy issues including forced migration and development, protracted refugee situations, and the protection of vulnerable irregular migrants. His research has a geographical focus on Sub-Saharan Africa, and he has carried out extensive fieldwork across the region, including in South Africa, Botswana, Kenya, Tanzania, Ethiopia, Djibouti, and the DRC. He has taught a range of graduate courses including ‘International Relations Theory', ‘International Relations of the Developing World' and ‘Forced Migration and International Relations'. He is on the Executive Committee of the International Association for the Study of Forced Migration (IASFM). He has previously worked for UNHCR, and been a consultant to UNHCR, IOM, and the Council of Europe.
(Profile last updated in September 2011.)
Eric Huang
616 Serra St.
Encina Hall
Stanford, CA 94305
Eric Huang is a visiting scholar at CDDRL (Oct. 2010- June 2011) from Taiwan and is currently serving as the Secretary in the Ministry of Foreign Affairs, Republic of China (Taiwan). Prior to his current assignment in San Francisco, he served as the Unit Chief in the International Security Unit Research and Planning Committee at the Ministry. His previous oversea posts were in Hawaii and Cape Town, South Africa.
Mr. Huang received his B.A. from the Department of Diplomacy at National Cheng Chi University and a M.A. from American University.
Editors of 'Hope Deferred' recount stories of Zimbabwean tragedy
The Program on Human Rights at the Center for Democracy, Development, and the Rule of Law (CDDRL) in partnership with the Stanford Humanities Center, kicked off the first public event of the Human Well-Being and Human Rights Collaboratory series on November 30th to mark the debut of the book, Hope Deferred: Narratives of Zimbabwean Lives. Director of the CDDRL Human Rights Program, Helen Stacy, introduced this event as part of a larger interdisciplinary research effort at Stanford University to examine the condition of human-well being and universal values from the bottom-up. Stacy explained that the language of human rights is often dominated by government actors and lawyers, who rarely hear the voices of victims and grassroots leaders in the policymaking environment. This event focused on the human rights crisis in Zimbabwe, providing a platform for stories of human tragedy that put a face to victims who are often grouped together in anonymity.
Stanford was the first venue for editors Peter Orner, Assistant Professor of Creative Writing at San Francisco University and Annie Holmes, Zimbabwean writer, editor, and filmmaker, to introduce their book to the public. Hope Deferred is the culmination of over 50 interviews the editors conducted in Zimbabwe and neighboring countries to capture the individual testimonies and document the lives of a diverse group of Zimbabweans devastated by the reign of terror that engulfed their country in 2000. Zimbabwe is one of the most well documented human rights crises in the world, but personal accounts of murder, rape, economic ruin, and human tragedy are missing from the mainstream dialogue. Orner and Holmes conveyed the magnitude of these events by providing first-person accounts of victims, culminating in an oral history of a crisis that has engulfed a nation of over 12 million people in economic and social ruin.
The editors read passages from their book and engaged in dialogue with Dr. Stacy, recounting the heartbreaking tales of opposition activists whose families were brutalized by the ZANU-PF, young women raped by soldiers, farmers evicted from their land, and soldiers who perpetuated these crimes at the hands of the government. All of these individuals shared the common language of pain but sought to provide their personal testimony to begin the healing process. The editors' hope that the emotional narratives of Hope Deferred will stir the attention of the international community and open up dialogue around the current crisis in Zimbabwe. The audience was clearly moved by these stories, directing poignant questions to Orner and Holmes about the Zimbabwean crisis, Mugabe's grip on power, and the impact of the refugee population on South Africa.
While, the situation in Zimbabwe remains unsolved, this event and the series supporting it seeks to elevate the human narratives at the core of human-well being, and to place deeper humanistic understandings at the heart of the policy and legal responses to human rights crises.
Principle, Pragmatism or Prostitution? Speaking Human Rights to Global Finance
Professor David Kinley holds the Chair in Human Rights Law at University of Sydney, and is the Law Faculty's Associate-Dean (International). He is also an Academic Panel member of Doughty Street Chambers in London, the UK's leading human rights practice. He has previously held positions at Cambridge University, The Australian National University, the University of New South Wales, Washington College of Law, American University, and was the founding Director of the Castan Centre for Human Rights Law at Monash University (2000-2005). He was a Senior Fulbright Scholar in 2004, based in Washington DC, and Herbert Smith Visiting Fellow at the Faculty of Law, University of Cambridge in 2008. He is author and editor of eight books and more than 80 articles, book chapters, reports and papers.
He has worked for 15 years as a consultant and adviser on international and domestic human rights law in Vietnam, Indonesia, South Africa, Thailand, Iraq, Nepal, Laos, China, and Myanmar/Burma, and for such organizations as the UN High Commissioner for Human Rights, the World Bank, the Ford Foundation, AusAID, and the Asia Pacific Forum of National Human Rights Institutions, and a number of transnational corporations, and NGOs. He has also previously worked for three years with the Australian Law Reform Commission and two years with the Australian Human Rights Commission.
His latest publications include the critically acclaimed Civilising Globalisation: Human Rights and the Global Economy (CUP, 2009), Corporations and Human Rights (Ashgate 2009), and The World Trade Organisation and Human Rights: Interdisciplinary Perspectives (Edward Elgar, 2009) Another edited collection entitled Principled Engagement: Promoting Human Rights in Pariah States will be published by UNU Publications in 2011. He is currently working on another book investigating the interrelations between human rights and global finance.
David was born in Belfast, Northern Ireland and brought up there during the 1960s and 70s. He studied in England in the 1980s at Sheffield Hallam University and the Universities of Sheffield and Cambridge, and after obtaining his doctorate from the latter in 1990 he moved to Australia. He now lives in Sydney with his wife and three children.
Encina Ground Floor Conference Room
Film: "War Photographer"
War Photographer is director Christian Frei's 2001 film that followed photojournalist James Nachtwey.
Natchtwey started work as a newspaper photographer in New Mexico in
1976 and in 1980, he moved to New York to begin a career as a freelance
magazine photographer. His first foreign assignment was to cover civil
strife in Northern Ireland in 1981 during the IRA hunger strike. Since
then, Nachtwey has devoted himself to documenting wars, conflicts and
critical social issues. He has worked on extensive photographic essays
in El Salvador, Nicaragua, Guatemala, Lebanon, the West Bank and Gaza,
Israel, Indonesia, Thailand, India, Sri Lanka, Afghanistan, the
Philippines, South Korea, Somalia, Sudan, Rwanda, South Africa, Russia,
Bosnia, Chechnya, Kosovo, Romania, Brazil and the United States.
The film received an Academy Award Nomination for "Best Documentary Feature" and won twelve International Filmfestivals.
Annenberg Auditorium
Civilians in War Zones
Richard Goldstone served on South Africa's Transvaal Supreme Court from 1980 to 1989 and the Appellate Division of the Supreme Court from 1990 to 1994. During the transition from apartheid to multiracial democracy, Goldstone headed the Goldstone Commission investigations into political violence in South Africa. He was credited with playing an indispensable role in the transition and became a household name in South Africa, attracting widespread international support and interest. Goldstone's work investigating violence led to him being nominated to serve as the first chief prosecutor of the United Nations International Criminal Tribunal for the former Yugoslavia and for Rwanda. On his return to South Africa he took up a seat on the newly-established Constitutional Court of South Africa. In 2009, Goldstone led an independent fact-finding mission created by the UN Human Rights Council to investigate international human rights and humanitarian law violations related to the Gaza War.
James Campbell's research focuses on African American history and the wider history of the black Atlantic. He is particularly interested in the long history of interconnections and exchange between Africa and America, a history that began in the earliest days of the transatlantic slave trade and continues into our own time. In recent years, his research has moved in the direction of so-called “public history," the ways in which societies tell stories about their pasts, not only in textbooks and academic monographs but also in historic sites, museums, memorials, movies, and political movements.
Peter Berkowitz is the Tad and Dianne Taube Senior Fellow at the Hoover Institution, Stanford. He is cofounder and director of the Israel Program on Constitutional Government, a member of the Policy Advisory Board at the Ethics and Public Policy Center and served as a senior consultant to the President's Council on Bioethics. His scholarship focuses on the interplay of law, ethics, and politics in modern society. His current research is concerned with the material and moral preconditions of liberal democracy in America and abroad.
CISAC Conference Room
Second and Third Generation Human Rights in Africa: Workshop #5
Building on the foundation of 2009-10 workshop Legalizing Human Rights in Africa, the 2010-11 interdisciplinary research workshop will extend the examination of human rights discourse and institutions in Africa to broader questions around second and third generation rights. The workshop will canvas human rights insights from a broad sweep of disciplinary expertise, such as history, science, engineering anthropology, sociology, philosophy, law and political science. The goal of the workshop is to broaden human rights scholarship beyond single disciplinary domains.
Because the field of second and third generation human rights is broad, we have narrowed the discussion topics to the most urgent ones that are well suited to interdisciplinary analysis by anticipated workshop participants. Initial sessions will lay the foundation for the generational framework of human rights in Africa and the recent progression beyond civil and political rights. The workshop will proceed to discuss a wide range of the most significant and timely second and third generation human rights challenges in Africa.
Co-sponsored by the Center on African Studies and the Stanford Humanities Center.
Board Room, Humanities Center