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A panel of Carnegie Russia experts presented analysis of the current state of Russia's political and economic development and the likelihood of continuity or change in Dmitry Medvedev's first term as president of Russia. The panel included scholars-in-residence at the Carnegie Moscow Center Nikolay Petrov and Maria Lipman and Carnegie senior associate Michael A. McFaul. Thomas Carothers, vice president for studies, served as moderator.

Petrov emphasized structural conditions delimiting the options available to the Russian leadership over the ability of any particular personality to radically change course. He noted that Medvedev, as Vladimir Putin's protégé, was unlikely to introduce major modifications to Putin's established trajectory and that he could not do so even if such was his desire.

He described his conception of the Kremlin-designed political system in Russia today, making reference to what he called the "mechanical configuration of power": the creation of elements that cannot operate indepedently and a highly hierarchical administration that is inherently inefficient and divorced from the realities of society.

Although poorly governed autocracies can last for a long time, if there is a crisis and Russia still lacks the democratic instruments to deal with it there could be a serious authoritarian retrenchment.
-Michael McFaul

At the same time, he argued that change is inevitable -- not because of Medvedev's intentions, but because of evolving facts on the ground, such as the demographic situation and the need to transition from recovery-based economic growth to modernization and expansion. Petrov said that one of the major features of the Russian regime -- controlled elections -- is becoming a source of major weakness as Russia faces a number of serious political, social, and economic challenges. Although these elections nominally legitimize the authorities, they do not provide any feedback from the population nor do they offer any opportunity for genuine political competition of the kind that could introduce diversity and accountability. He compared the Russian leadership to a dinosaur, with a small head far removed from the body politic.

Lipman focused on the evolution of the media from the relative pluralism of Boris Yeltsin's presidency to the tight control of Putin's system. She contrasted the interview Putin had as he was coming into the presidency in 2000 with the interview that his successor has recently had. While the journalists interviewing Putin were inquisitive and at times confrontational, Medvedev enjoyed a far more passive and respectful tone from the journalists who interviewed him. This, she said, was a sign of the success of Putin's project for the media.

She noted that the state and Gazprom were the two largest players in the national media market and that loyalty to the state is a requirement for sucess in any business sector, including media. The state's control of broadcast media is particularly important, as television is the overwhelmingly primary source of information for the Russian public. Meanwhile, on a regional level, journalists are routinely punished for attempting to uncover local malfeasance or corruption.

Although the Russian leadership has consolidated a majority of the media under its control, Lipman said, media with independent editorial content still exists. She speculated that there were a number of functions that having a tiny minority of independent media could serve: existing for the sake of external consumption, a valve to let off some steam, and potentially an in-house bulletin board for the use of elites to signal dissatisfaction or to inform the leadership of conflicts.

McFaul began his remarks by noting he would not use the term "democracy" to refer to the political system in place in Russia today. He said that political science as a discipline is struggling to properly code and understand systems such as Russia's and other countries whose regimes are "between" dictatorship and democracy. He illustrated this lack of clarity by referring to the lack of correspondence between various freedom coding scores when it comes to regimes that do not fall into either extreme of the political freedom spectrum.

With regard to Russia, McFaul noted the crucial significance of the fact that there was an election and that a new leader was appointed. In that way, he said, Russia is not like Uzbekistan. He elaborated on what he sees as three possible reasons that the Russian leadership decided to construct the system that exists today: (1) Putin has decided that this system is necessary for the modernization project he wishes to undertake; (2) in order to allow for theft by the elites, for which McFaul noted a controlled national media was crucial; and (3) to manage the transition. Now that Putin's plan for the transition has been fulfilled, it is an open question whether the regime can become a system for governance.

Having delineated the "why," McFaul put forward what he sees as the chief characteristics of the Russian regime: a lack of any defining ideology; little connection to citizenry -- the fact that this is not an autocracy of mobilization; no charismatic leader; the fact that the regime is not a military junta, and that a strategy of massive repression is not a viable alternative; the existence of foreign enemies, which is important for autocracies to survive; and the dependence of the regime's legitimacy upon performance, particularly in the economic sphere. McFaul believes Putin knows that this system is not sustainable over the long term, but that paradoxically he nonetheless emphasizes continuity. He expressed cautious hope that Medvedev's liberal-sounding speech in Krasnoyarsk -- which contained criticism of the current state of affairs in Russia and lacked a real precedent in recent Russian political history -- could signal a change in policy in the Kremlin.

He noted that he would not predict the future course of Russia's political development and reiterated his point about the failings of political science: although scholars can understand the structural conditions that make potential social and political crises in such regimes possible, the political science community does not do well at predicting when they will occur. McFaul sounded a note of warning on this point, saying that although poorly governed autocracies can last for a long time, if there is a crisis and Russia still lacks the democratic instruments to deal with it there could be a serious authoritarian retrenchment.

In response to questions, Petrov and Lipman made clear that they did not believe Medvedev's liberal rhetoric should be treated seriously. McFaul noted that such changes, if they were to take place, would likely occur at the margins and said that the situation is more optimistic than if hawk Sergei Ivanov had been chosen as president.

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Praised by international organizations, Slovenia and Estonia constitute the most successful post-communist economies. These two states are likewise success stories when it comes to democratic consolidation and state-building. Slovenia has opted for gradual market reforms guided by social justice while Estonia quickly reformed its Soviet economy into one of the most liberal in the world. Still, I argue that their roots of success coincide. Crucial opportunities of civil initiatives were never repressed in Slovenia and Estonia during the Communist period as in several other Yugoslav and Soviet republics. Distinct national identities continued to form and re-form during these decades and became deliberated rather than repressed, later strengthening reform capacities in decisive areas. In Estonia, national identities were further emphasized by ethically dubious processes that locked large Russian-speaking minorities out of citizenship.

Li Bennich-Björkman is Johan Skytte professor in political science at University of Uppsala, Sweden. She has published on the organisation of creativity, Organising Innovative Research, (Elsevier/Pergamon Press, 1997), on educational policies, integration and political culture. A dominant theme in her present research on Eastern Europe and post-Soviet States has been how historical and cultural legacies relate to the divergent post-communist trajectories. A particular focus has been on the three Baltic States. Within this framework, Ukraine has been included. Recent research activities have concerned the impact of the European Union on elite values and political culture in Ukraine, Bulgaria and Romania. Her latest publication is a monograph published with Palgrave/Macmillan, Political Culture under Institutional Pressure. How Institutions Transform Early Socialization, (2007), dealing mainly with the Estonian Diaspora. Articles have appeared in the Journal of Baltic Studies (2006), East European Politics and Societies (2007) and Nationalities Papers (2007) as well as Higher Education Quarterly (2007). Comparative state-building in Estonia and Latvia was addressed in a recently published volume on Building Democracy East of the Elbe (Routledge/Sage:2006).

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Li Bennich-Bjorkman Johan Skytte Professor of Elocution and Political Science Speaker Uppsala University
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Saad Eddin Ibrahim is an Egyptian American sociologist and human rights activist who was imprisoned in 2000 under suspicion of espionage and corruption. His defense team countered that the real motives behind the government's persecution of Ibrahim and his assistants was his blatant criticism of Egyptian President Hosni Mubarak and his government. He received a seven-year sentence, but was later released, some claim, because of external political pressure. Ibrahim is a contentious person who gained the respect and admiration of Egypt's human rights and civil society organization in the early the late 1980s for championing the cause of democracy in the Arab world in the immediate aftermath of the fall of the Soviet Union.

Ibrahim is credited for playing a leading role in the revival of Egypt's contemporary research-based civil society movement. He is the founder of the Ibn Khaldun Center for Development Studies in Cairo and the Arab Organization for Human Rights. Ibrahim also teaches at the American University in Cairo.

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Dr. Saad Eddin Ibrahim Egyptian American Sociologist and Human Rights Activist Speaker
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Siegfried S. Hecker
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Siegfried Hecker testified April 30, 2008, about the importance of expanding the cooperative threat reduction programs to counter the growing proliferation of nuclear weapons and weapons capability. A formal written statement is also available: Hearing of the United States Senate Committee on Appropriations, Subcommittee on Energy and Water Development

Thank you Chairman Dorgan, Senator Domenici and distinguished members of the Committee for giving me the opportunity to comment on the National Nuclear Security Administration's Defense Nuclear Nonproliferation programs and its 2009 budget request. I have a written statement that I would like to submit for the record.

This morning I will summarize the three main points in my statement. My opinions have been shaped by 34 years at the Los Alamos National Laboratory and nearly 20 years of practicing nonproliferation with my feet on the ground in places like Russia, China, India, North Korea and Kazakhstan.  Much of this I have done with the strong support and encouragement of Senator Domenici.

1) The proliferation of nuclear weapons and weapons capability is growing. Today, we face a nuclear threat in North Korea, nuclear ambitions in Iran, a nuclear puzzle in Syria, recently nuclear-armed states in Pakistan and India, and an improved, but not satisfactory, nuclear security situation in Russia and other states of the former Soviet Union. The danger of nuclear terrorism is real. This is not a fight the United States can win alone. We cannot simply push the dangers beyond our borders. It is imperative to forge effective global partnerships to combat the threat of nuclear terrorism and the proliferation of nuclear weapons. Meeting these challenges requires diplomatic initiative and technical cooperation. The United States must lead international diplomacy and DOE/NNSA must provide technical leadership and capabilities. The NNSA has done a commendable job in nuclear threat reduction and combating nuclear proliferation. However, funds to support these activities are not commensurate with the magnitude or the urgency of the threat.

2) CTR began with Nunn-Lugar followed by Nunn-Lugar-Domenici legislation directed at the aftermath of the breakup of the Soviet Union. We must stay engaged with Russia and the other states of the Soviet Union. Much progress has been made, but more needs to be done. We have to change the nature of the partnership to one in which Russia carries more of the burden.

We should expand the cooperative reduction programs aggressively to other countries that require technical or financial assistance. The nuclear threat exists wherever nuclear materials exist. These materials cannot be eliminated, but they can be secured and safeguarded. We should more strongly support the International Atomic Energy Agency and provide more support to countries that try to implement UNSCR 1540 to prevent nuclear terrorism, for example.

We should enlist other nations such as China, India, and for that matter, Russia, to build a strong global partnership to prevent proliferation and combat nuclear terrorism. China and India have for the most part sat on the sidelines while the U.S. has led the fight. Russia has not engaged commensurate with its nuclear status. These efforts are particularly important if nuclear energy is to experience a real renaissance.

3) The hallmark of all of these efforts must be technology, partnership and in-country presence. The DOE/NNSA has in its laboratories the principal nuclear expertise in this country. It should be applauded for sending its technical experts around the world, often in very difficult situations (I met up with the DOE team in North Korea on a bitterly cold February day). However, both for structural reasons and budgetary shortfalls, that technical talent is slowing fading away. We do not have in place the necessary personnel recruitment or the working environment in the laboratories or the pipeline of students in our universities to replenish that talent. I strongly support the NNSA's Next Generation Safeguards Initiative, which is aimed at tackling this problem.

Mr. Chairman, when I first visited Russia's secret cities in 1992 shortly after the fall of the Soviet Union, I feared that its collapse may trigger a nuclear catastrophe. The fact that nothing really terrible has happened in the intervening 16 years is in great part due to the DOE/NNSA programs that your are considering today. We must now be just as innovative and creative to deal with the changing nuclear threat today.

In my statement I also mention the implications of my recent trips to North Korea and to India. However, since I am out of time, I will need to leave those for your questions.

Thank you for your attention.

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As President 1999-2007, Dr. Vike-Freiberga has been instrumental in achieving Latvia's membership in the European Union and NATO. She is active in international politics, was named Special Envoy to the Secretary General on United Nations reform and was official candidate for UN Secretary General in 2006.

Born 1937 in Riga, Latvia, Vaira Vike and her family fled the country in 1945 to escape the Soviet occupation and became refugees in Germany and Morocco. After arriving in Canada in 1954, she obtained a B.A. and M.A. from the University of Toronto and her Ph.D. in experimental psychology in 1965 from McGill University in Montreal. She speaks Latvian, English, French, German and Spanish.

Dr. Vike-Freiberga has been Professor of psychology at the University of Montreal, president of various Canadian professional and scholarly associations, incl. Académie I of the Royal Society of Canada, Vice-Chairman, Science Council of Canada, Chair, Human Factors Panel, NATO Science Program. She is member of the Council of Women World Leaders.

She has published ten books and numerous articles, essays and book chapters in addition to her extensive speaking engagements. Dr. Vike-Freiberga has received many highest Orders of Merit, medals and awards including the 2005 Hannah Arendt Prize for political thought for her advocacy of social issues, moral values, European historical dialogue and democracy, and the 2006 Walter-Hallstein Prize for discourse on the identity and future of the EU.

Since July 1960, Dr. Vike-Freiberga has been married to Imants Freibergs, Professor of Informatics at the University of Quebec in Montreal and since 2001 President of the Latvian Information and Communication Technologies Association.

This seminar is jointly sponsored by the Forum on Contemporary Europe and the Center for Russian, East European and Eurasian Studies.

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Dr. Vaira Vike-Freiberga President (former), Latvia Speaker
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Pavel Podvig and Anatoli Diakov, professor of physics at the Moscow Institute of Physics and Technology (MIPT), have been awarded the American Physical Society's (APS) Leo Szilard Lectureship Award "for establishing a center for scientific study of arms control, for landmark analyses, and for courage in supporting open discussion of international security in Russia." Since 1991, Diakov has directed MIPT's Center for Arms Control, Energy and Environmental Studies.

Before coming to Stanford in 2004, Podvig worked at MIPT's Center for Arms Control Studies. In 1988, he graduated from MIPT with a physics degree and, in 1990, he helped Diyakov establish the center as Russia's first independent research organization dedicated to analysis of technical issues related to arms control and disarmament. Podvig's work at the center included research on the technical and political aspects of missile defense, early-warning, command and control, and the U.S.-Russian arms control process. In that role, Podvig had an opportunity to work with the leading technical groups in the United States at MIT and Princeton. In Moscow, he led a major research project and edited the book, "Russian Strategic Nuclear Forces" (MIT Press, 2001), which is considered the definitive source on Russia's strategic forces. In 2004, Podvig earned a doctorate in political science from the Moscow Institute of World Economy and International Relations. Since 2001, he has served as a member of the Board of Directors of the "Bulletin of the Atomic Scientists." Since 2006, he has been a member of the APS Committee on International Freedom of Scientists and was appointed committee chair in 2008.

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This issue of CHP/PCOR's Quarterly Update covers news from the Winter 2008 quarter and includes articles about:

  • the Russian Mortality Crisis and the effect of Gorbachev’s anti-alcohol campaign on life expectancy;
  • bioterrorism supply chains – how should policymakers be planning for a bioterrorism attack?
  • a Research in Brief selection on the phenomenon and effect of Regression toward the Mean in statistical analysis on study findings;
  • the use of pedometers and use of human growth hormone in athletes, both widely-covered topics by the media, investigated by CHP/PCOR researchers.

The newsletter also contains various other news items that may be of interest to our readers.

Note to the reader:

The newsletter is fully-navigational. Any text that is surrounded by a dashed box is clickable and will allow the reader to navigate the newsletter more efficiently. The end of each article contains a special symbol (§) that, when clicked, will take the reader back to the table of contents. Please feel free to contact Amber Hsiao with any questions.

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How might one think about Chinese power, its dimensions, its effects, and its implications for change in the United States and elsewhere? Dr. David M. Lampton will put China's current trajectory and its conceptions of power in their historical contexts, discuss how China's neighbors are responding to the PRC's growing strength, and explore the vulnerabilities and uncertainties that lie ahead not only for China but the outside world.  
 
Dr. Lampton's work is based on interviews in China, in countries along the PRC's long periphery, and in the United States, as well as extensive documentary research. His book, The Three Faces of Chinese Power: Might, Money, and Minds, was just published by the University of California Press. 

David M. Lampton, Dean of Faculty, is George and Sadie Hyman Professor and Director of China Studies at the Johns Hopkins School of Advanced International Studies and Senior International Advisor on China for the law firm of Akin Gump. Before assuming the post at SAIS in December 1997, he was president of the National Committee on United States-China Relations in New York City for a decade. Dr. Lampton is the author of numerous books and articles on Chinese domestic and foreign affairs. His most recent book is, The Three Faces of Chinese Power: Might, Money, and Minds (University of California Press, 2008), and his articles have appeared in the American Political Science Review, The China Quarterly, Foreign Affairs, Foreign Policy, The New York Times, The Washington Post, and other venues academic and popular. Earlier books and edited volumes include: Same Bed, Different Dreams: Managing U.S.-China Relations, 1989-2000 (University of California Press, 2001) and (editor) The Making of Chinese Foreign and Security Policy in the Era of Reform (Stanford University Press, 2001).

Lampton received his PhD and undergraduate degrees from Stanford University and has lived in the Peoples Republic of China, Taiwan, and Hong Kong. He has an honorary doctorate from the Russian Academy of Sciences' Institute of Far Eastern Studies and is consultant to the Aspen Institute's Congressional Program, the Kettering Foundation, and various corporations and government agencies.

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David M. Lampton George and Sadie Hyman Professor and Director of China Studies Speaker the Johns Hopkins School of Advanced International Studies
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