Shorenstein APARC
Stanford University
Encina Hall E301
Stanford, CA 94305-6055

(650) 725-6392 (650) 723-6530
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Visiting Professor
David_Kang.jpg PhD

David Kang is associate professor of government, and adjunct associate professor and research director at the Center for International Business at the Tuck School of Business at Dartmouth. He has scholarly interests in both business-government relations and international relations, with a focus on Asia. At Tuck he teaches courses on doing business in Asia, and also manages teams of MBAs in the Tuck Global Consultancy Program that conduct in-country consulting projects for multinational companies in Asia.

Kang's book, Crony Capitalism: Corruption and Development in South Korea and the Philippines (Cambridge University Press, 2002), was named by Choice as one of the 2003 "Outstanding Academic Titles". He is also author of Nuclear North Korea: A Debate on Engagement Strategies (co-authored with Victor Cha) (Columbia University Press, 2003). He has published scholarly articles in journals such as International Organization, International Security, Comparative Politics, International Studies Quarterly, and Foreign Policy. He is a frequent radio and television commentator, and has also written opinion pieces in the New York Times, the Financial Times, the Los Angeles Times, Chosun Ilbo (Seoul), Joongang Ilbo (Seoul), and writes a monthly column for the Oriental Morning News (Shanghai). Kang is a member of the editorial boards of Political Science Quarterly, Asia Policy, IRI Review, Business and Politics, and the Journal of International Business Education.

Professor Kang has been a visiting professor at Stanford University, Yale University, Copenhagen Business School (Denmark), the University of Geneva IO-MBA program (Switzerland), Korea University (Seoul, Korea) and the University of California, San Diego. He received an AB with honors from Stanford University and his PhD from University of California, Berkeley.

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Jason M. Brownlee
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As the conflict in Iraq reminds us, nation building confounds its architects' designs with almost predictable regularity. Investments of time, resources, and specialized knowledge have not enabled large-scale political engineering. Instead, would-be nation builders have been frustrated by a proliferation of unintended consequences and their inability to elicit societal participation in their projects. Results depend more upon initial conditions prior to an intervention than the nation builder's exertions upon arrival.

Hence, the U.S. has performed most poorly when its mission required the most work (e.g., Somalia, Haiti, Iraq). Conversely, it has done best where it did less (Germany, Japan), deferring to old-regime civil servants and upgrading already functional institutions. Given the humbling record of Western powers at navigating the perils of macro-level political planning, the "how" of nation-building should be considered, in the formulation of Defense Secretary Donald Rumsfeld, a known unknown.

More likely, it is a known unknowable. The extent of unintended consequences and contingency in largescale political engineering makes disappointment certain and disaster likely.

Twentieth-century experiences belie the notion that nation-building successes will solve the problem of state failures. Forces trying to impose regime change and raise new state structures immediately grapple with societal inertia and their own deficit in understanding local politics.

This dilemma pushes would-be nation builders down one of two undesirable paths. Either they recognize their inability to restructure indigenous political arrangements or they attempt to do so in vain. Despite plans of change at the outset of nation building, those executing the project soon embrace a change of plans.

Thus, even the most committed states have been hampered by an inability to develop political capacity on the ground and improve upon the initial endowments of the country being occupied. Institutional value-added has been minimal, reflecting the problem of state instability back upon those who expected to solve it.

These patterns raise serious doubts about the chances of success in even the most well-intentioned of regimechange missions. They demarcate the limits of projecting state power abroad, whether for humanitarian or security purposes. The failures of imposed regime change lead to the conclusion that indigenous gradual political development-with all of its potential for authoritarianism and civil unrest-may be the optimal path for sustainable democratization and state building.

When comparing the uneven history of post-colonial development with the poor record of nation building we are left paraphrasing Churchill's endorsement of democracy as the worst kind of government except for the alternatives: Sovereign political development may be the worst form of government except for all those kinds of nation building that have been tried.

Infrastructural weakness is not a technical problem surmountable through systematic review of prior experiences. Indeed, the notion of "learning past lessons" deceptively implies that the current generation of academics and policymakers can succeed where their predecessors failed. The idea that nation building is a flawed but salvageable project prejudges its fundamental viability.

Once we have set our sights on rescuing an enterprise that has repeatedly frustrated its architects and their subjects, we screen out alternatives that more effectively serve the same development goals. We also risk funneling research down an intellectual cul-de-sac, at great cost in time, resources, and lives lost for those participating in failed regime-change missions. Therefore, a more productive direction for contemporary interest in nation building may mean backing up and reassessing the core problem of weak states, on one hand, and the limits of foreign intervention, on the other. Ensuring a positive impact on the country considered for intervention requires orienting the enterprise away from the takeover of state functions and toward the short-term provision of aid to local communities.

Apart from the futile pursuit of infrastructural power or the doomed deployment of despotic power (coercion), one can envision a third kind of influence, "regenerative power," which is exercised during relief efforts, such as emergency assistance following natural disasters.

Regenerative power involves neither the adoption of domestic state functions nor physical coercion. It denotes the ability of a state to develop infrastructure under the direction of the local population. For example, it means rebuilding a post office, but not delivering the mail. It is typified by the U.S. response to natural disaster relief within its own borders and abroad.

Regenerative power turns nation building on its head. Rather than imposing a blueprint from outside, participants respond to the needs of the affected community. It is restorative rather than transformative. There is no preexisting master plan for what the "final product" will be, but rather an organically evolving process in which the assisting group serves at the direction of the people being assisted.

The exercise of regenerative power is inherently limited in scale since it depends on local engagement rather than elite planning. It is inimical to macro-level ambitions but it also acquires a bounded effectiveness that imposed regime change lacks. Where nation building attempts to overwrite existing organization and only belatedly incorporates local understanding, disaster relief efforts and regenerative projects begin from the assumption that local communities know best their own needs. Existing social networks and patterns of authority are an asset, not a hindrance, and local know-how offers the principal tool for resolving local crises.

Rather than pursuing the often destructive delusion of interventionist state transformation, regenerative power starts from an interest in using state power for constructive purposes and a sober assessment of the limits of that aim. The assisting foreign groups serve under the direction of indigenous political leaders toward the achievement of physical reconstruction and emergency service provision.

With remarkable prescience Rumsfeld commented in October 2001, "I don't know people who are smart enough from other countries to tell other countries the kind of arrangements they ought to have to govern themselves."

The experience of twentieth century U.S. interventions and ongoing operations in Iraq supports his insight. Proponents of nation building or shared sovereignty arrangements have exaggerated the ability of powerful states to foster institutions in developing countries. The empirical record, from successful outcomes in Germany and Japan to dismal failures across the global south, shows the societies alleged to be most in need of strong institutions have proven the least tractable for foreign administration. Rather than transmitting new modes of organization, would-be nation builders have relied upon existing structures for governance.

This dependence on the very context that was intended for change reveals how little infrastructural power nation builders wield. They are consistently unable to implement political decisions through the local groups. Contrary to recent arguments that sustained effort and area expertise can enable success, nation building has foundered despite such investments.

Understanding that nation building is a "known unknowable" is crucial for redirecting intervention where it can be more effective. Advocates of humanitarian assistance should consider the merits of smaller, regenerative projects that can respond better to uncertainty and avoid the perils of large-scale political engineering.

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Following the recent elections in Germany, Heinz Bude will explain the election results and discuss the current political climate in Germany in terms of the larger historical and global perspective.

The End of '68:

One could call it a return of the vanished. After German society determined that the Federal Republic had only become a western, liberal country as a result of the Uprising of 1968, debates continue on how to view this place of remembrance of the post-war period. This is due to a surprising actualization and sobering historization of the Uprising at an exhibition at the Berliner Kunstwerke. Here, the attractiveness of 1968 is directly linked to the RAF. Not the disparateness but the unity of protest and terror represents the lure of the matter. This re-labeling of 68 as a form of "radical chic" finds its confirmation in more recent historical research that proves that no firewall exists between 68 and the RAF. The terror of the RAF did not represent an inversion of the protest of 68, but was constitutive for the entire movement. There is no innocence, no learning, only the successful disappearance of a bout of tragic political passions.

Then what was 1968? What must dismay us in retrospect, and what has taken roots in the cultural superstructure? Perhaps the unfinished debate between Jürgen Habermas and Karl Heinz Bohrer must be resumed: What about 1968 was universalistic emancipation and what was extremist surrealism?

Encina Hall
East Wing
Ground Floor E008

Heinz Bude Professor of Sociology Speaker University of Kassel
Seminars
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The collapse of communism did not lead smoothly or quickly to the

consolidation of liberal democracy in Europe and the former Soviet

Union. At the time of regime change, from 1989 into the first few years

of the 1990s, popular democratic movements in the three Baltic states,

Hungary, Poland, Slovenia, Eastern Germany, and western Czechoslovakia

translated initial electoral victories into consolidated liberal

democracy. These quick and successful democratic breakthroughs were

the exception, however. Bulgaria, Croatia, Romania, and eastern

Czechoslovakia (after 1992 known simply as Slovakia) failed to consolidate

liberal democracy soon after communism collapsed. Yet in time,

the gravitational force of the European Union did much to draw these

countries onto a democratic path.

Expanded version published in Russian as " Path of Postcommunist Transformation: Comparative Analysis of Democratic Breakthroughs in Serbia, Georgia, and Ukraine,"

in Pro et Contra, No. 2 (29) 2005, pp. 92-107

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Journal of Democracy
Authors
Michael A. McFaul
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Proponents of foreign-led state building or shared sovereignty arrangements have exaggerated the ability of powerful states to foster institutions in developing countries. The empirical record, from successful outcomes in Germany and Japan to dismal failures across the global South, shows foreign forces are heavily constrained by antecedent local capacity. The societies alleged to be most in need of strong institutions have proven the least tractable for foreign administration. Rather than transmitting new modes of organization, would-be state builders have relied upon existing structures for governance. This dependence on the very context that was intended for change shows that foreign state builders wield very little infrastructural power. They are consistently unable to implement political decisions through the subject population. Contrary to recent arguments that sustained effort and area expertise can enable success, external state building has foundered despite such investments. Understanding why foreign-led state building continues to fail is crucial for redirecting intervention where it can be more effective. Advocates of humanitarian assistance should consider the merits of smaller, regenerative projects that can respond better to uncertainty and avoid the perils of large-scale political engineering.

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CDDRL Working Papers
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Jason M. Brownlee
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May 2005 opened with a bleak couple of weeks for the nuclear Non-Proliferation Treaty (NPT). Delegates from 189 countries struggled to settle on an agenda for the seventh 5-year review of the Treaty, North Korea announced a new extraction of plutonium from its reactor to make nuclear weapons, and Iran stood firm against European attempts to dissuade it from pursuing a nuclear energy program that could be diverted for weapons-making. Yet CISAC's George Bunn, in an interview with BBC's "The World," cautioned against despair.

As the first general counsel to the U.S. Arms Control and Disarmament Agency, Bunn has watched the NPT weather many diplomatic storms since it entered into force in 1970. Far from a failure, the treaty prevented nuclear weapons from becoming a commonplace in nations' defense programs, he said.

"I think that if there were no NPT, there would be something like 35 to 40 countries with nuclear weapons," Bunn explained. "When you think that at the time of our negotiations in the 60s, Sweden and Switzerland both had programs to explore the possibility of making nuclear weapons"--ambitions that the NPT helped dissuade--the treaty has provided incalculable benefits to world security. "If Sweden and Switzerland had nuclear weapons, think how many other countries would have them," he added.

Today the treaty's main weakness is its focus on states' possession of nuclear weapons, at a time when terrorists' ambitions to acquire the weapons is a major concern. At the treaty's outset, "terrorism wasn't perceived by us as a threat. The treaty hardly deals with the threat of terrorism," Bunn said.

The radio interview with George Bunn and his son Matthew Bunn, also a nuclear arms expert, is available at the link below. (Windows Media Player is required.)

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From the outset, the transatlantic relationship has been more than a mere marriage of convenience. It encompasses a community of states, which are committed to common values, ideals and interests. Europe and North America can look back on a common cultural and intellectual history and they are bound together by a cultural affinity.

Transatlantic relations have benefited from the conscious decision made by the US not to withdraw from Europe in 1945, as it had done after the end of the First World War but, rather, to maintain a long-term presence. This injected an element of stability into Western Europe, which made it possible to tackle the European integration project.

Naturally, there are also conflicts of interests and areas of friction within this community of values. The transatlantic community has never been a perfect community of interests. We are each other's cousins, not identical twins.

Current contentious issues are not limited to the military action by the United States against the regime of Saddam Hussein in Iraq. Europe and the U.S. also have divergent viewpoints on issues such as climate protection, the death penalty or relations with international organizations. However, leading politicians on both sides of the Atlantic know that it is in everyone's interest to deal responsibly with such differences.

The visit by President Bush to Brussels and to Germany at the start to his second term as American president has helped to refocus the transatlantic relationship.

Daniel and Nancy Okimoto Conference Room

Bernd Westphal Consul General Consulate General of Germany in San Francisco
Seminars
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The Six Party Talks have failed to produce results, and the prospect of a negotiated settlement between the U.S. and North Korea appear to be dwindling rapidly -- North Korea has steadfastly refused to participate in any multilateral process; it says it now has a nuclear weapons and recently test fired a missile into the East Sea. These concerns exist amid current reporting that North Korea may at some point test a nuclear device. Philip Yun will discuss where he sees things going and talk about the prospects of a possible Bush policy based on a coercive diplomacy.

Philip Yun has had a career that encompasses politics, law, diplomacy, business, and now academia. Before joining Shorenstein APARC, Philip Yun was a senior executive of H&Q Asia Pacific, a premier U.S. private equity firm investing in Asia. From 1994 to 2001, he served as an official at the United States Department of State, during which he worked as a senior advisor to Winston Lord and Stanley Roth; served as a deputy head U.S. delegate to the Korea peace talks based in Geneva, Switzerland; and participated in high-level U.S. negotiations with North Korea, including trips to North Korea with Dr. William J. Perry and Secretary of State Madeleine Albright. Before entering government service, he practiced law at major firms in the U.S. and Korea.

Philippines Conference Room

APARC
Stanford University
Encina Hall, Room E301
Stanford, CA 94305-6055

(650) 724-9747 (650) 723-6530
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Pantech Visiting Scholar
JD

Philip W. Yun is currently vice president for Resource Development at The Asia Foundation, based in San Francisco. Prior to joining The Asia Foundation, Yun was a Pantech Scholar in Korean Studies at the Walter H. Shorenstein Asia-Pacific Research Center in the Freeman Spogli Institute for International Studies at Stanford University.

At Stanford, his research focused on the economic and political future of Northeast Asia. From 2001 to 2004, Yun was vice president and assistant to the chairman of H&Q Asia Pacific, a premier U.S. private equity firm investing in Asia. From 1994 to 2001, Yun served as an official at the United States Department of State, serving as a senior advisor to two Assistant Secretaries of State, as a deputy to the head U.S. delegate to the four-party Korea peace talks and as a senior policy advisor to the U.S. Coordinator for North Korea Policy.

Prior to government service, Yun practiced law at the firms of Pillsbury Madison & Sutro in San Francisco and Garvey Schubert & Barer in Seattle, and was a foreign legal consultant in Seoul, Korea. Yun attended Brown University and the Columbia School of Law. He graduated with an A.B. in mathematical economics (magna cum laude and phi beta kappa) and was a Fulbright Scholar to Korea. He is on the board of directors of the Ploughshares Fund and a member of the Council on Foreign Relations and the Pacific Council on International Policy.

Philip Yun Speaker
Seminars
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The accession of Cyprus to the European Union (EU) in May of 2004 constitutes the most positive strategic development in the history of the island state since its independence in 1960. In the last two years, the Cypriot people have experienced watershed events, filled with frustrations, challenges but also opportunities. Cyprus' EU membership has extended the borders of the EU to the strategic corner of the Eastern Mediterranean and has brought the Middle East ever closer to Europe. It is hoped that Cyprus' EU membership can contribute to the expansion of peace, stability, security and prosperity in the area. Cyprus is situated at the crossroads of three continents and civilizations, where global political and economic interests, as well as international security concerns, converge. Together with its American ally and with the help of its European partners Cyprus aspires to play a positive role, and to act as a bridge of mutual understanding and the promotion of sustained and result oriented dialogue between its Middle Eastern neighbors and Europe. At the same time, Cyprus strives to achieve a just, permanent, functional and mutually acceptable solution to the Cyprus problem, an end of the Turkish military occupation, reunification and prosperity for all Cypriots within their common European home.

His Excellency Euripides L. Evriviades presented his credentials as the Ambassador of the Republic of Cyprus to the United States to President George W. Bush on 4 December 2003. He is also accredited as High Commissioner to Canada. Ambassador Evriviades served as Ambassador of Cyprus to the Netherlands from August 2000 to October 2003. Prior to his posting in The Hague, he served as the Ambassador to Israel from November 1997 until July 2000. Earlier in his career, Mr. Evriviades held positions at Cypriot embassies in Tripoli, Libya; Moscow, USSR/Russia; and Bonn, Germany.

CISAC Conference Room

H. E. Euripides L. Evriviades Ambassador of the Republic of Cyprus to the United States
Lectures
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Ambassador Dobbins will review the American and United Nation's experience with nation building over the past sixty years and explore lessons for Iraq, Afghanistan and beyond. He will draw upon the just completed RAND History of Nation Building, the first volume of which deals with U.S. led missions from Germany to Iraq. The newly released second volume covers U.N.-led operations beginning with the Belgian Congo in the early 1960's. Dobbins will compare the U.S. and U.N. approaches to nation building, and evaluate their respective success rates.

Ambassador Dobbins directs RAND's International Security and Defense Policy Center. He has held State Department and White House posts including Assistant Secretary of State for Europe, Special Assistant to the President for the Western Hemisphere, Special Adviser to the President and Secretary of State for the Balkans, and Ambassador to the European Community. He has handled a variety of crisis management assignments as the Clinton Administration's special envoy for Somalia, Haiti, Bosnia, and Kosovo, and the Bush Administration's first special envoy for Afghanistan. He is principal author of the two-volume RAND History of Nation Building.

In the wake of Sept 11, 2001, Dobbins was designated as the Bush Administration's representative to the Afghan opposition. Dobbins helped organize and then represented the U.S. at the Bonn Conference where a new Afghan government was formed. On Dec. 16, 2001, he raised the flag over the newly reopened U.S. Embassy.

Earlier in his State Department career Dobbins served twice as Deputy Assistant Secretary of State for Europe, as Deputy Chief of Mission in Germany, and as Acting Assistant Secretary for Europe.

Dobbins graduated from the Georgetown School of Foreign Service and served 3 years in the Navy. He is married to Toril Kleivdal, and has two sons.

Reuben W. Hills Conference Room, East 207, Encina Hall

James Dobbins Director of the International Security and Defense Policy Center RAND
Seminars
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