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The Comprehensive Nuclear Test Ban Treaty (CTBT) is a pivotal litmus test to determine a nation's "walking-the-walk dedication" on nonproliferation matters. The September Article XIV conference to obtain Entrance-Into-Force was attended by delegations from Iraq, Iran, Pakistan, China, Russia, and 101 other nations, but not the United States, North Korea, and India (1). The views of key global diplomats on the purpose and direction of the CTBT will be cited, followed by an analysis of funding and regional acceptance.

Official proceedings were adjourned for a two-hour session with three non-diplomats and Ambassador Jaap Ramaker (UN Conference on Disarmament chief CTBT negotiator) (2). The technical presentation on CTBT monitoring progress (2005-6 CISAC study) will be summarized (3). Monitoring has advanced since the 1999 Senate defeat by lowering the monitoring threshold from 1 kt to 0.1 kilotons (1-2 kt in a cavity), and by improvements in regional seismology (results of 2006-DPRK test and other data), correlation-wave seismology, interferometric synthetic aperture radar, cooperative monitoring at test sites without losing secrets, radionuclide monitoring improvement by a factor of 10, and other results. This presentation showed that the CTBT was effectively verifiable, in accordance with the Nitze-Baker definition.

CTBT has not been discharged from the Senate's Executive Calendar, thus the United States cannot legally resume nuclear testing without a Senate vote to discharge it. The NPT regime is in trouble; Article IV will mostly allow sensitive fuel cycle operations. The overlap between NPT and CTBT will be discussed. The statement of concern on CTBT by Senator Kyl (Cong. Record, 10-24-07) will be examined. Lastly, a path to Entrance-Into-Force for the CTBT will be described.

David Hafemeister was a 2005-2006 science fellow at CISAC. He is a professor (emeritus) of physics at California Polytechnic State University. He spent a dozen years in Washington as professional staff member for Senate Committees on Foreign Relations and Governmental Affairs (1990-93 on arms control treaties at the end of the Cold War), science advisor to Senator John Glenn (1975-77), special assistant to Under Secretary of State Benson and Deputy-Under Secretary Nye (1977-78), visiting scientist in the State Department's Office of Nuclear Proliferation Policy (1979), the Office of Strategic Nuclear Policy (1987) and study director at the National Academy of Sciences (2000-02). He also held appointments at Carnegie Mellon, MIT, Stanford, Princeton, and the Lawrence-Berkeley, Argonne and Los Alamos national laboratories. He was chair of the APS Forum on Physics and Society (1985-6) and the APS Panel on Public Affairs (1996-7). He has written or edited ten books and 140 articles and was awarded the APS Szilard award in 1996.

(1) http://www.ctbto.org/reference/article_xiv/2007/article_xiv07_main.htm

(2) http://www.vertic.org/news.asp#ctbtreport

(3) D. Hafemeister, "Progress in CTBT Monitoring Since its 1999 Senate Defeat," Science and Global Security 15(3), 151-183 (2007).

Reuben W. Hills Conference Room

David Hafemeister Speaker
Seminars
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This presentation provides an overview of the history of US satellite-based reconnaissance as has been publicly revealed by the US Government to date. Extrapolating from there, it will transition to the evolutionary and revolutionary role that commercial satellite imagery is now playing on the international stage in proving a heretofore-unimaginable basis for greater global transparency and the way it has helped, and will continue to help, to detect and monitor undeclared unconventional weapons related facilities and activities. In addition, new geospatial tools, which draw heavily upon commercial satellite imagery as well as augmenting it, have also become available over the internet. Among those Geospatial tools, "Digital Virtual Globes" (i.e., Google Earth, Virtual Earth, etc.) not only provide a much improved mapping capability over previously used simple plan-view line drawings used by various international inspection organizations such as the IAEA, but the offer much improved visualization of known and inspected sites. Such digital globes also provide a new, essentially free means to conduct broad area baseline search for possible "clandestine" sites...either allege through open source leads; identified on internet blogs and wiki layers with input from a "free" cadre of global browsers and/or by knowledgeable local citizens that can include ground photos and maps; or by other initiatives based on existing country program knowledge. The digital globes also provide highly accurate terrain mapping for better overall geospatial context and allow detailed 3-D perspectives of all sites or areas of interest. 3-D modeling software, when used in conjunction with these digital globes can significantly enhance individual building characterization and visualization (including interiors), allowing for better international inspector training through pre-inspection walk-arounds or fly-around, and perhaps better IAEA safeguard decision making. In sum, these new geospatial visualization aids are ideal for international inspector training and orientation, as well as site characterization, monitoring and verification. But perhaps just as significantly, these new geospatial tools also now make it possible for anyone to conduct his or her own satellite-based reconnaissance for any application from the comfort of home, at a wi-fi enabled coffee shop, or even on the beach at a tropical island resort.

Frank Pabian is a Senior Nonproliferation Infrastructure Analyst at Los Alamos National Laboratory who has over 35 years experience in the nuclear nonproliferation field including six years with the Office of Imagery Analysis and 18 years with Lawrence Livermore National Laboratory's "Z" Division. Frank also served as a Chief Inspector for the IAEA during UN inspections in Iraq from 1996-1998 focusing on "Capable Sites." In December 2002, Frank served as one of the first US nuclear inspectors back in Iraq with UN/IAEA. While at Los Alamos, Frank has developed and presented commercial satellite imagery based briefings on foreign clandestine nuclear facilities to the International Nuclear Suppliers Group, the IAEA, NATO, and the Foreign Ministries of China and India on behalf of the NNSA and STATE.

Reuben W. Hills Conference Room

Frank Pabian Speaker Los Alamos National Laboratory
Seminars
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The US military is very dependent on satellites. The existing satellite architecture used has single point failures to existing recognized threats. A concept that could provide a significant part of the solution of how the US as well as other states can overcome such vulnerabilities is discussed. The prescription centers on a new satellite architecture --the 'Multi-tiered Microsatellite Constellation Architecture' (MMCA) -- which reduces risks to space assets by increasing system redundancy, modularity and dispersion through the use of microsatellite constellations in several orbital tiers. An example constellation design is given for each of the five major contemporary military space uses -- early warning, reconnaissance, signals intelligence, military communications and navigation. The scheme is placed in the context of other complimentary elements that are likely to be necessary to enable security of space assets, in particular: protection of space systems; responsive space access; terrestrial alternatives; space surveillance; treaties; and verification means thereof. Since the Chinese anti-satellite (ASAT) test, the response of the US military in part has been to re-double efforts to develop Operationally Responsive Space (ORS). Whilst ORS is a key ingredient, it must be complemented by a more secure satellite architecture. In addition to dealing with satellite vulnerabilities, the talk will discuss issues relating to space-based weapons and their effectiveness.

William Marshall is based in the Small Spacecraft Office at NASA's Ames Research Center in California. He holds a PhD in Physics from the University of Oxford, U.K., where his thesis centred on an experimental proposal to create macroscopic mass quantum superposition states. He conducted two years of his research at the University of California in Santa Barbara. He holds a degree in Physics with Space Science and Technology (MPhys) from the University of Leicester, UK. He has held placements at the European Space Agency, NASA's Jet Propulsion Laboratory, Marshall Space Flight Center and the Parliamentary Office of Science and Technology (POST) in London. Will's work at NASA centers on mission planning, in particular trajectory analysis, and spacecraft testing for a variety of microsatellite missions, focusing on lunar orbiters and landers. He is working on a project on the topic of space traffic management. Will serves on the Governance Group of the Space Security Index research project and also holds positions of non-resident fellow at both the Space Policy Institute (SPI) of the George Washington University and the Belfer Centre for Science and International Affairs, Kennedy School of Government, Harvard University. In these capacities, Will has published on strategic benefits and costs of the deployment of space weapons and more broadly the increasingly important role that space is playing in global security issues. Will is the Global co-Chair of the Space Generation Advisory Council to the United Nations Programme on Space Applications (SGAC), which represents the views of students and young professionals interested in space to the UN and space agencies around the world.

Reuben W. Hills Conference Room

William Marshall Speaker NASA - Ames Research Center
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SPRIE is excited to announce two upcoming events to mark the start of the fall semester. First, Min Zhu, Co-Founder of WebEx, will be presenting "Beyond Beijing and High Tech: Chinese Entrepreneurship on the Edge," a seminar on Tuesday, October 9. Mr. Zhu will speak on lesser-known and fascinating entrepreneurial efforts that are taking place outside the spotlight of China's best-known cities.

Then on Wednesday, October 10, Tesla Motors' Co-Founder and President of Technology Martin Eberhard will be speaking at the Stanford Entrepreneurship Network Launch Event. A game-changing, Silicon Valley start-up, Tesla is currently rolling out the new, earth-friendly Tesla Roadster, which promises to revolutionize our perception of the electric car. You'll also have a chance to learn about the Stanford Entrepreneurship Network (SEN), a Stanford federation of organizations across campus focusing on entrepreneurship.

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There is more to entrepreneurship in China than what takes place in Beijing and Shanghai, where high-tech firms make the headlines and international investments are the news of the day. Beyond the big cities, innovative Chinese entrepreneurs are working on exciting and ground-breaking projects in "traditional" industries ranging from shipbuilding to home furnishing that reveal important--though less well known--factors shaping Chinese innovation and entrepreneurship.

As a venture capitalist and founder of Cybernaut, a VC firm focusing on early-stage investment in China, Min Zhu is in touch with what is happening on the ground in the provincial peripheries far from Beijing. He has fascinating and relevant stories to tell of innovative entrepreneurship that is providing the foundation for tomorrow's successful Chinese firms.

Min Zhu (MS '85) has over twenty years' experience in high tech. He is co-founder of WebEx Communications, Inc., a leading Internet conferencing platform company that was acquired by Cisco in early 2007 for $3.2 billion; after co-founding the company in 1996 he served as President and CTO before being named "Chief WebEx"; in 2004 Zhu became a Venture Partner in New Enterprise Associates (NEA), a leading venture capital firm. In 2005 he founded Cybernaut, a Hangzhou-based VC firm focusing on early-stage investment in China. In 2007 Zhu donated $10 million to his alma mater to establish Zhejiang University Innovation Institute (ZII). He is one of the founders and board members of the Hua Yuan Science and Technology Association, serves on a number of Silicon Valley boards and is an advisor for the San Jose Municipal Government.

Philippines Conference Room

Min Zhu Co-Founder Speaker WebEx Communications, Inc.
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Between 1979 and 1992, the Journal of Korean Studies became a leading academic forum for the publication of innovative in-depth research on Korea. Now under the editorial guidance of Gi-Wook Shin and John Duncan, this journal continues to be dedicated to quality articles, in all disciplines, on a broad range of topics concerning Korea, both historical and contemporary.

This edition's contents are as follows:

Special section: North Korea:

Guest Editor: Jae-Jung Suh

  1. Making Sense of North Korea: Institutionalizing Juche at the Nexus of Self and Other - Jae-Jung Suh
  2. The Making of the North Korean State - Gwang-Oon Kim
  3. The Suryong System as the Institution of Collectivist Development - Young Chul Chung
  4. The Rise and Demise of Industrial Agriculture in North Korea - Chong-Ae Yu

Article

Famine Relief, Social Order, and State Performance in Late Chosn Korea - Anders Karlsson

Book Reviews

  1. A History of the Early Korean Kingdom of Paekche, Together with an Annotated Translation of The Paekche Annals of the Samguk Sagi, by Jonathan Best. Reviewed by Gari Ledyard
  2. Perspectives on the Imjin War.  Reviews by Kenneth M. Swope:
    1. The Book of Corrections: Reflections on the National Crisis During the Japanese Invasion of Korea, 1592–1598, translated by Byonghyon Choi
    2. The Imjin War: Japan’s Sixteenth-Century Invasion of Korea and Attempt to Conquer China, by Samuel Hawley
    3. Samurai Invasion: Japan’s Korean War, 1592–1598, by Stephen Turnbull.
  3. Painters as Envoys: Korean Inspiration in Eighteenth-Century Japanese Nanga, by Burglind Jungmann. Reviewed by Insoo Cho.
  4. Living Dangerously in Korea: The Western Experience 1900–1950, by Donald N. Clark. Reviewed by Kyung Moon Hwang
  5. Christianity in Korea, edited by Robert E. Buswell, Jr. and Timothy S. Lee. Reviewed by Chai-sik Chung
  6. Militarized Modernity and Gendered Citizenship in South Korea, by Seungsook Moon. Reviewed by William A. Hayes
  7. Ethnic Nationalism in Korea: Genealogy, Politics, and Legacy, by Gi-Wook Shin. Reviewed by William A. Hayes
  8. North Korea: Between Survival and Glory.  Reviews by Sung-han Kim:
    1. North Korea: The Politics of Regime Survival, edited by Young Whan Kihl and Hong Nack Kim
    2. North Korea: 2005 and Beyond, edited by Philip W. Yun and Gi-Wook Shin
    3. Nuclear North Korea: A Debate on Engagement Strategies, edited by Victor D. Cha and David Kang
    4. A Troubled Peace: U.S. Policy and the Two Koreas, by Chae-Jin Lee
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Rowman & Littlefield
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Gi-Wook Shin
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9780731161126
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CrossCurrents

Northeast Asia stands at a turning point in its history. The key economies of China, Japan, and South Korea are growing increasingly interdependent, and the movement toward regionalism is gaining momentum. Yet interdependency, often set in a global context, also spurs nationalism in all three countries, and beyond in East Asia. The essays in this volume assess current interactions -- or cross currents -- between national and regional forces in Northeast Asia, and suggest their future direction.

Cross Currents features provocative, plain-spoken contributions from a range of eminent international scholars and practitioners. They address key questions facing the region today: What competing visions of regional integration are being considered in Northeast Asia? Will they be realized? How do national pressures, especially the renewed China-Japan rivalry, stunt the movement toward regionalism? What role can Korea play to mitigate tensions between the two archrivals? How does the United States figure in Northeast Asian regionalism? Do America's Cold War alliances still have currency?

By addressing these questions from both Asian and U.S. perspectives, Cross Currents sheds new light on the interplay of national and regional forces in this strategic part of the world. Reformulating these interactions constructively is one of Northeast Asia's most pressing contemporary challenges.

Downloads: List of contributors | Introduction by Gi-Wook Shin | The United States and Northeast Asia, by Daniel Sneider

Desk, examination, or review copies can be requested through Stanford University Press.  

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Regionalism and Nationalism in Northeast Asia

Authors
Gi-Wook Shin
Daniel C. Sneider
Book Publisher
Shorenstein APARC
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As its miracle growth continues seemingly unabated into a fourth decade, China's emergence as a global economic and political power is accepted as inevitable. China is changing and the world is changing in response.

There is, however, considerable disagreement about the nature of China's transformation and the consequences of its growth, with some predicting an inevitable crisis in China's political and economic systems. Yet social scientists gathering fresh data at China's grassroots see growing evidence of a profound transformation of institutions in both rural and urban China. The panelists will discuss and answer questions on the tensions and opportunities found in contemporary China, including: markets, governance, environment, and, inequities.

Cosponsored with the Center for East Asian Studies

Melanie Manion - Professor of Public Affairs and Political Science, University of Wisconsin-Madison

Professor Manion studied philosophy and political economy at Peking University in the late 1970s, was trained in Far Eastern studies at McGill University and the University of London, and earned her doctorate in political science at the University of Michigan. Her research has focused on institutions and institutionalization in Chinese politics. Her current research focuses on representation, especially the changing role of local congresses in mainland China.

Leonard Ortolano - UPS Foundation Professor of Civil Engineering in Urban and Regional Planning, Stanford University

Professor Ortolano's research stresses environmental policy implementation in developing countries, technology transfer, and the role of non-governmental organizations in environmental management. Several current projects concern air and water pollution control regulations in China.

Scott Rozelle - FSI Helen F. Farnsworth Senior Fellow, Shorenstein APARC, Stanford University

Before arriving at Stanford, Dr. Rozelle was a professor at the University of California, Davis (1998-2000) and an assistant professor in the Food Research Institute and Department of Economics at Stanford University (1990-98). His research focuses almost exclusively on China and is concerned with agricultural policy, the emergence and evolution of markets, and the economics of poverty and inequality.

Moderated by Andrew Walder - Director-Emeritus, Shorenstein APARC; FSI Senior Fellow and the Denise O'Leary and Kent Thiry Professor of Sociology, Stanford University

Professor Walder is an expert on the sources of conflict, stability and change in communist regimes, and his current research focuses on the impact of China's market reforms on income inequality and career opportunity. He is also conducting historical research on the Cultural Revolution of 1966-1969, with an emphasis on the Beijing Red Guard movement during 1966 and 1967.

Bechtel Conference Center

Encina Hall East, E404
Stanford, CA 94305-6055

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Faculty Co-director of the Stanford Center on China's Economy and Institutions
Helen F. Farnsworth Endowed Professorship
Senior Fellow at the Freeman Spogli Institute for International Studies
Senior Fellow at the Stanford Institute for Economic Policy Research
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Scott Rozelle is the Helen F. Farnsworth Senior Fellow and the co-director of Stanford Center on China's Economy and Institutions in the Freeman Spogli Institute for International Studies and Stanford Institute for Economic Policy Research at Stanford University. He received his BS from the University of California, Berkeley, and his MS and PhD from Cornell University. Previously, Rozelle was a professor at the University of California, Davis and an assistant professor in Stanford’s Food Research Institute and department of economics. He currently is a member of several organizations, including the American Economics Association, the International Association for Agricultural Economists, and the Association for Asian Studies. Rozelle also serves on the editorial boards of Economic Development and Cultural Change, Agricultural Economics, the Australian Journal of Agricultural and Resource Economics, and the China Economic Review.

His research focuses almost exclusively on China and is concerned with: agricultural policy, including the supply, demand, and trade in agricultural projects; the emergence and evolution of markets and other economic institutions in the transition process and their implications for equity and efficiency; and the economics of poverty and inequality, with an emphasis on rural education, health and nutrition.

Rozelle's papers have been published in top academic journals, including Science, Nature, American Economic Review, and the Journal of Economic Literature. His book, Invisible China: How the Urban-Rural Divide Threatens China’s Rise, was published in 2020 by The University of Chicago Press. He is fluent in Chinese and has established a research program in which he has close working ties with several Chinese collaborators and policymakers. For the past 20 years, Rozelle has been the chair of the International Advisory Board of the Center for Chinese Agricultural Policy; a co-director of the University of California's Agricultural Issues Center; and a member of Stanford's Walter H. Shorenstein Asia-Pacific Research Center and the Center on Food Security and the Environment.

In recognition of his outstanding achievements, Rozelle has received numerous honors and awards, including the Friendship Award in 2008, the highest award given to a non-Chinese by the Premier; and the National Science and Technology Collaboration Award in 2009 for scientific achievement in collaborative research.

Faculty affiliate at the Center on Democracy, Development, and the Rule of Law
Faculty Affiliate at the Walter H. Shorenstein Asia-Pacific Research Center
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Scott Rozelle FSI Helen F. Farnsworth Senior Fellow Speaker Shorenstein APARC

Shorenstein APARC
Stanford University
Encina Hall E301
Stanford, CA 94305-6055

(650) 723-4560 (650) 723-6530
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Senior Fellow at the Freeman Spogli Institute for International Studies
Denise O'Leary and Kent Thiry Professor
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Andrew G. Walder is the Denise O'Leary and Kent Thiry Professor at Stanford University, where he is also a senior fellow in the Freeman Spogli Institute for International Studies. Previously, he served as Chair of the Department of Sociology, Director of the Walter H. Shorenstein Asia-Pacific Research Center, and Head of the Division of International, Comparative and Area Studies in the School of Humanities and Sciences.

Walder has long specialized in the sources of conflict, stability, and change in communist regimes and their successor states. His publications on Mao-era China have ranged from the social and economic organization of that early period to the popular political mobilization of the late 1960s and the subsequent collapse and rebuilding of the Chinese party-state. His publications on post-Mao China have focused on the evolving pattern of stratification, social mobility, and inequality, with an emphasis on variation in the trajectories of post-state socialist systems. His current research is on the growth and evolution of China’s large modern corporations, both state and private, after the shift away from the Soviet-inspired command economy.

Walder joined the Stanford faculty in 1997. He received his Ph.D. in sociology at the University of Michigan in 1981 and taught at Columbia University before moving to Harvard in 1987. From 1995 to 1997, he headed the Division of Social Sciences at the Hong Kong University of Science and Technology.

Walder has received fellowships and grants from the Guggenheim Foundation, the National Science Foundation, the National Academy of Sciences, the Henry Luce Foundation, the Ford Foundation, the Social Science Research Council, and the Center for Advanced Study in the Behavioral Sciences. His books and articles have won awards from the American Sociological Association, the Association for Asian Studies, and the Social Science History Association. He is an elected member of the American Academy of Arts and Sciences.

His recent and forthcoming books include  Fractured Rebellion: The Beijing Red Guard Movement  (Harvard University Press, 2009);  China Under Mao: A Revolution Derailed  (Harvard University Press, 2015);  Agents of Disorder: Inside China’s Cultural Revolution  (Harvard University Press, 2019); and  A Decade of Upheaval: The Cultural Revolution in Feng County  (Princeton University Press, 2021) (with Dong Guoqiang); and Civil War in Guangxi: The Cultural Revolution on China’s Southern Periphery (Stanford University Press, 2023).  

His recent articles include “After State Socialism: Political Origins of Transitional Recessions.” American Sociological Review  80, 2 (April 2015) (with Andrew Isaacson and Qinglian Lu); “The Dynamics of Collapse in an Authoritarian Regime: China in 1967.”  American Journal of Sociology  122, 4 (January 2017) (with Qinglian Lu); “The Impact of Class Labels on Life Chances in China,”  American Journal of Sociology  124, 4 (January 2019) (with Donald J. Treiman); and “Generating a Violent Insurgency: China’s Factional Warfare of 1967-1968.” American Journal of Sociology 126, 1 (July 2020) (with James Chu).

Director Emeritus, Walter H. Shorenstein Asia-Pacific Research Center
Director Emeritus, Division of International, Comparative and Area Studies
Faculty Affiliate at the Stanford Center on China's Economy and Institutions
Date Label
Andrew G. Walder Denise O'Leary and Kent Thiry Professor of Sociology Moderator Stanford University
Leonard Ortolano UPS Foundation Professor of Civil Engineering in Urban and Regional Planning Speaker Stanford
Melanie Manion Professor of Public Affairs and Political Science Speaker University of Wisconsin-Madison
Conferences

Stanford Center for International Development
579 Serra Mall at Galvez
Stanford, CA 94305-6015

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Consulting Professor (SCID)
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Cliff Tan is Consulting Professor and formerly Visiting Scholar at the Stanford Center for International Development. At SCID, Mr. Tan is writing a book on financial market retrospectives of the Asian financial crisis, how those might or might not differ from well-recorded views of policymakers and academics, and if they differ, whether they offer lessons for the financial market crises of today.  Mr. Tan is also a founding partner in a new charity that will partly invest in global microfinance, and occasionally consults to hedge funds

Prior to SCID, Mr. Tan headed up local markets strategy in fixed income and foreign exchange for Citigroup in Asia. Over 19 years of research on Asia and Japan, Mr. Tan worked as FX/Interest Rate Strategist and co-head of Asian Economics at Warburg Dillon Read (now UBS), Japan/Asia Economist at Wellington Management Company, LLC, and proprietary trading/credit risk economist at Bankers Trust Company. Mr. Tan has been voted a top five currency strategist several times by Asiamoney (including a #1 ranking in 2003) and has also been cited for work as both an economist and strategist by The Asset magazine.

Before entering financial markets, Mr. Tan covered Greater China at the US Federal Reserve Board, was a Lecturer at the University of Hong Kong and was a Visiting Fellow at the Korea Development Institute.

Mr. Tan received M.Phil. and M.A. degrees in Economics from Yale University, an A.M. in East Asian Regional Studies from Harvard University and an A.B. (magna cum laude) in Journalism and East Asian Studies from the University of Southern California.

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