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On the eve of President Obama's reported first meeting with President Lee Myung-bak, the "New Beginnings" policy study group will release its recommendations to the Obama administration for strengthening U.S.-South Korean relations, and a panel of New Beginnings members will discuss the report. 

The Korea Society and Stanford University's Shorenstein Asia-Pacific Research Center established the New Beginnings project last year to support an updating and expansion of the alliance based on the election of new leaderships in both countries.

Panelists include former Under Secretary of State Michael H. Armacost, former Ambassador to Korea Thomas Hubbard, Korea Society President Evans J. R. Revere, Shorenstein APARC Director Gi-Wook Shin, Korea Economic Institute President Charles "Jack" L. Pritchard, and US-Korea Institute at SAIS Chairman Don Oberdorfer.

US-Korea Institute at SAIS
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1619 Massachusetts Ave., NW
Washington, DC 20036

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WASHINGTON, D.C.-On the eve of President Obama's first meeting with South Korean President Lee Myung-bak, former Ambassadors Michael H. Armacost, Thomas C. Hubbard, and Charles L. "Jack" Pritchard, and other top U.S. experts today presented recommendations to the Obama administration for revitalizing and expanding the United States' alliance with the Republic of Korea (ROK, or South Korea).

"New Beginnings," a nonpartisan group of ten former senior U.S. government officials, scholars, and experts on U.S.-Korean relations co-sponsored by The Korea Society and Stanford University's Walter H. Shorenstein Asia-Pacific Research Center, praised the Obama administration for getting off to a good start in its relations with South Korea. They said that the election of new leaders in Seoul and Washington provided an opportunity to transform the vitally important alliance into a broader and deeper regional and global partnership. They noted that South Korean President Lee Myung-bak is committed to this goal and they urged the two presidents to take steps toward making that vision concrete at their upcoming meeting.

After briefing Obama administration officials, the group today released the report ''New Beginnings'' in the U.S.-ROK Alliance: Recommendations to the Obama Administration at a forum sponsored by the U.S.-Korea Institute at the Johns Hopkins School of Advanced International Studies. Following is a summary of the group's observations and recommendations on key U.S.-ROK issues:

North Korea: The regime appears increasingly unlikely to give up its nuclear capabilities. While Six Party Talks should be continued, the United States should consider bilateral talks with North Korea to explore whether a new mix of inducements and pressures might achieve U.S. and South Korean goals. Close coordination with the ROK and Japan is essential. China and Russia will apply only limited pressure to North Korea. The Obama administration should stress that the United States will never "accept" a North Korea with nuclear weapons. The United States must have a consistent, long-term strategy to encourage North Korea's "transformation." The United States, ROK, and Japan should seek a high-level understanding on how to deal with possible future instability in the North and offer to include China in such consultations.

Military Cooperation: The United States should fully implement the Bush administration initiatives to realign U.S. Forces Korea and transfer wartime operational control of South Korean forces to the ROK as scheduled in 2012.

Economic Cooperation: Congress needs to approve in a timely manner the bilateral free trade agreement with South Korea (KORUS FTA). This is especially important in light of the ROK's impending conclusion of a similar agreement with the European Union. Such approval will demonstrate the United States' commitment to free trade as a generator of growth, particularly during times of financial crisis and economic recession.

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A potential solution for weak or failing states is to enact a delegation agreement whereby a host relinquishes authority over some governance function to an external actor. Through case studies in Melanesia, I find that these arrangements can be implemented as treaties, rather than contracts, so that the external actor can in such cases remain somewhat exempt from the normal procedure or law of the host state. I also generate hypotheses about the conditions under which host states and external actors enact these self-enforcing equilibria: host states request these agreements either where a failure of law and order requires assistance to reestablish control over the use of force, or where a budgetary crisis necessitates funding to provide public goods. External actors agree to them where the host state poses a transnational security threat, and where the reputational and actual costs of the mission are low, as judged against alternative methods for resolving the threat. The next step in this project, then, is to test these hypotheses in other cases to see if similar agreements are enacted in different regions, and, if so, whether the same incentives also explain the decisions elsewhere.

Aila M. Matanock is a Ph.D. candidate in political science at Stanford. Her current research is on effective governance for minimizing conflict, and on bringing violent groups into elections in conflicted states. Before coming to Stanford, she was employed by the RAND Corporation as a research assistant and summer associate on non-proliferation and counterterrorism projects. She received an undergraduate degree magna cum laude in Social Studies from Harvard University, while also working with the Belfer Center's Managing the Atom Project and with the Los Alamos National Laboratory.

Seminar summary:

In her presentation, "Learning to Share: Under What Conditions do States Delegate Governance?" Aila Matanock seeks to define the concept of delegated governance and to identify the circumstances under which it arises. Drawing from field research with political elites in Australia and the Melanesian micro-states, she presents the variation in degrees of shared governance arrangements, from strict delegation to semi delegation, contracting and monitoring.

She defines delegated governance as an arrangement between a host state and an external actor that involves sharing in the decision function of the host state. She emphasizes the incentives of both host state and external actor as a framework for identifying the set of conditions under which we might expect to observe delegated governance. She argues and finds, in the Melanesian cases, that host states are more likely to seek delegation agreements if (1) they have lost their monopoly over the use of force (and there is no civil war or major ethnic cleavage); or (2) they are suffering from a severe budgetary crisis. External actors, for their part, enter into such agreements based on the costs they believe they will incur: reputational gains within the international community and domestic support for the delegation arrangement decrease an external actor's cost perception and increase its likelihood of entering into such an agreement. Matanock concludes that the Melanesian cases inform us that governance delegation is not an infrequent phenomenon. It is likely to emerge where lawlessness threatens both the host and external actor, but is constrained by the level of violence and the cleavages in society.

Matanock's presentation prompted questions about the scope and generalizability of the argument (To what extent do these findings reflect a special relationship between Australia and the Melanesian states? Would this apply in larger states such as Cambodia and Liberia, where the costs to an external actor might be greater?); the specific factors leading to the choice of delegated governance over other options (such as contracting, monitoring,...); and the power relationship between external actor and host state.

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Aila Matanock PhD candidate, Political Science Speaker Stanford
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In these uncertain times, the new Obama administration has an important opportunity to transform our vitally important alliance with the Republic of Korea (ROK, or South Korea) into a broader and deeper regional and even global partnership. South Korean President Lee Myung- bak is committed to the concept, and he has four more years in office to work with President Obama on it. The South Korean public also feels considerable goodwill toward President Obama. South Korea is key to American interests in dealing with North Korea and China, and, as the world’s thirteenth-largest economy, it is a factor in all regions of the world.

The group's observations and recommendations on key U.S.-ROK issues:

  • North Korea: The United States should consider bilateral talks with North Korea to explore whether a new mix of inducements and pressures might achieve U.S. and South Korean goals. Close coordination with the ROK and Japan is essential.
  • Military Cooperation: The United States should fully implement the Bush administration initiatives to realign U.S. Forces Korea and transfer wartime operational control of South Korean forces to the ROK as scheduled in 2012.
  • Economic Cooperation: Congress needs to approve in a timely manner the bilateral free trade agreement with South Korea (KORUS FTA).
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Shorenstein APARC
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Gi-Wook Shin
David Straub
Daniel C. Sneider
Robert Carlin
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Reading is available in the publications shelf (located on the left hand side of CISAC's main reception area) in a limited number of hard copies.

Charli Carpenter joined the Department of Political Science at University of Massachusetts-Amherst in Fall 2008, after teaching for four years at University of Pittsburgh's Graduate School of Public and International Affairs. Her teaching and research interests include national security ethics, the laws of war, transnational advocacy networks, gender and political violence, war crimes, comparative genocide studies, humanitarian affairs and the role of information technology in human security. She has a particular interest in the gap between intentions and outcomes among advocates of human security. She is the author of Innocent Women and Children: Gender, Norms and the Protection of Civilians, and the editor of Born of War: Protecting Children of Sexual Violence Survivors in Conflict Zones. She has also published numerous articles in journals such as International Organization, International Studies Quarterly, International Feminist Journal of Politics, Security Dialogue and Human Rights Quarterly and has served as a consultant for the United Nations. Dr. Carpenter's current research focuses on global agenda-setting, investigating why certain issues but not others end up on the human security agenda. With funding from the National Science Foundation, she is directing a project on Transnational Advocacy Networks. In addition to teaching and research, Dr. Carpenter spends her time raising two future members of the American electorate, surfing, snowboarding, and rambling about international politics at Duck of Minerva and asymmetric warfare at Complex Terrain Lab. 

Alexander Montgomery, a visiting assistant professor in 2008-09, was a postdoctoral fellow at CISAC in 2005-2006 and is an assistant professor of political science at Reed College. He has published articles on dismantling proliferation networks and on the effects of social networks of international organizations on interstate conflict. His research interests include political organizations, social networks, weapons of mass disruption and destruction, social studies of technology, and interstate social relations. His current book project is on post-Cold War U.S. counterproliferation policy, evaluating the efficacy of policies towards North Korea, Iran, and proliferation networks.

He has been a joint International Security Program/Managing the Atom Project Research Fellow at the Belfer Center for Science and International Affairs in the Kennedy School of Government at Harvard University. He has also worked as a research associate in high energy physics on the BaBar experiment at Lawrence Berkeley National Laboratory and as a graduate research assistant at the Center for International Security Affairs at Los Alamos National Laboratory. He has a BA in physics from the University of Chicago, an MA in energy and resources from the University of California, Berkeley, and an MA in sociology and a PhD in political science from Stanford University. 

If you would like to be added to the email announcement list, please visit https://mailman.stanford.edu/mailman/listinfo/socialscienceseminar 

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Charli Carpenter Assistant Professor of Political Science, University of Massachusetts, Amherst Speaker
Alexander Montgomery Visiting Assistant Professor, CISAC; Assistant Professor of Political Science, Reed College Commentator
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Major change seems virtually certain to occur eventually in North Korea. The regime, already under great stress from the collapse of its economy and continuing international isolation, is being further tested by the apparently serious medical condition of top leader Kim Jong Il. North Korea’s neighbors, the PRC and South Korea, are concerned about the possibility of instability in North Korea resulting from the succession issue and other issues. The United States fears that chaos in North Korea could endanger the security of nuclear materials and technology that North Korea possesses. ROK General (RET) Byung Kwan Kim will analyze patterns of possible change in North Korea and how its neighbors and the United States are likely to respond.

General (RET) Byung Kwan Kim is the inaugural Koret Fellow for 2008-09 academic year. He was the Deputy Commander of the ROK-US Combined Forces Command and the Commander of the Ground Component Command.

The Koret Fellowship was established with generous support from the Koret Foundation to bring leading professionals in Asia and the United States to Stanford to study United States-Korea relations. Fellows conduct their own research on the bilateral relationship, with an emphasis on contemporary relations, with the broad aim of fostering greater understanding and closer ties between the two countries.

This event is supported by a generous grant from the Koret Foundation.

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Stanford University
Encina Hall E301
Stanford, CA 94305-6055

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Koret Fellow, 2008-09
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General (retired) Byung Kwan Kim is the inaugural Koret Fellow for 2008-09 academic year. He was the Deputy Commander of ROK-US Combined Forces Command and the Commander of Ground Component Command.

Koret Fellowship was established by the generous support from Koret Foundation to bring leading professionals in Asia and the United States to Stanford to study United States-Korea relations. The fellows will conduct their own research on the bilateral relationship, with an emphasis on contemporary relations with the broad aim of fostering greater understanding and closer ties between the two countries.

Byung Kwan Kim Koret Fellow, Asia-Pacific Research Center Speaker
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In 2009, buffeted by the global economic slowdown, Malaysia’s economy is predicted to shrink.  Deputy Prime Minister Najib Razak is expected to replace unpopular Prime Minister Abdullah Badawi as Malaysia’s top leader early in April.  On 23 March the government banned the two main opposition newspapers, Suara Keadilan and Harakah.  Earlier in March an opposition lawmaker was forced out of the national parliament after demanding that Najib answer allegations of involvement in the gruesome murder of a Mongolian model, Altantuya Shaaribuu, in 2006.  The killing has been linked to a 110-million-euro “commission” paid to a close confidante of Najib by a French firm for the sale of submarines to Malaysia.  In February Najib used local parliamentary defections to take over Perak, one of the five states won in March 2008 by the opposition in elections whose results embarrassed the government.  An independent poll shows that Najib is even less popular than Badawi.  Prof. Chin will address the implications of these and other aspects of current political turbulence in Malaysia.

James Chin has written widely on Malaysian politics and the Chinese diaspora in Southeast Asia, among other topics.  Minority rights, ethnic politics, and good governance are among his current interests.  Before his Monash appointment he headed a business school.  Before that he worked as a financial journalist.  He has a doctorate from Victoria University in Wellington, New Zealand.

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James Chin Head, School of Arts and Social Sciences Speaker Monash University's Malaysian Campus, Petaling Jaya, Malaysia
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Don Oberdorfer, Chairman of the U.S.-Korea Institute at SAIS hosts: Release of “New Beginnings” Report on U.S.-South Korean Relations: Recommendations to the Obama Administration

On the eve of President Obama's reported first meeting with President Lee  Myung-bak, the "New Beginnings" policy study group will release its recommendations to the Obama administration for strengthening U.S.-South Korean relations, and a panel of New Beginnings members will discuss the report. Panelists include former Under Secretary of State Michael H. Armacost, former Ambassador to Korea Thomas Hubbard, Korea Society President Evans J. R. Revere, Shorenstein APARC Director Gi-Wook Shin, Korea Economic Institute President Charles "Jack" L. Pritchard, and US-Korea Institute at SAIS Chairman Don Oberdorfer.

The Korea Society and Stanford University's Shorenstein Asia-Pacific Research Center established the New Beginnings project last year to support an updating and expansion of the alliance based on the election of new leaderships in both countries.

Report Release: New Beginnings
Tuesday, March 31st, 2009
2:30pm-4:00pm
Rome Auditorium
1619 Massachusetts Ave., NW, Washington, DC 20036

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