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CISAC faculty member John W. Lewis argues in the Boston Globe that the North korea diplomatic initiative launched by President Bush in October 2006 will come to naught if the administration fails to follow through on promises it made to encourage Pyongyang to destroy its nuclear weapons programs.

The diplomatic initiative launched by President Bush in the wake of North Korea's nuclear weapon test in October 2006 has made substantial progress in rolling back the nation's drive to become a nuclear power.

That success, however, will be for naught if the administration fails to follow through on promises it made to encourage the Democratic People's Republic of Korea to destroy its nuclear weapons programs. The United States must honor its commitments in order to begin normalizing relations with North Korea.

Unfortunately, a recent barrage of criticism against the administration's policy aims to derail this process. Even as Pyongyang has taken more than 80 percent of the required steps to disable its Yongbyon nuclear weapons facilities, the fulfillment of US obligations has stalled.

The critics who want to stymie all forward movement, are, for the most part, the same specialists who can take credit for jettisoning in 2003 the agreement with North Korea, known as the 1994 Agreed Framework, which had stopped its plutonium production for almost a decade. Only after the collapse of the Agreed Framework did the North Koreans process the fissile material needed to build and test nuclear weapons. Three years later, in 2006, the president adopted a more realistic policy that is now under attack.

Many of the policy's critics denounce a declaration of the North's nuclear programs that has not yet been finished and argue that we must have clarity about North Korea's role in the construction of a Syrian nuclear facility and its uranium enrichment path to nuclear weapons.

Whatever the role of Korea in the Syrian reactor project, that facility no longer exists. Israel destroyed it last September.

Last year, the United States downgraded from medium to low its confidence level that North Korea continues to pursue a uranium enrichment program. In October, Pyongyang allowed US inspectors into a missile factory, where it said that aluminum tubes suspected of being used in that program were being remade into missile parts. North Korea handed over aluminum samples that later showed traces of enriched uranium, but analysis was inconclusive.

The United States apparently has secured Pyongyang's agreement to pursue these types of "clarifying" activities. Moreover, China has agreed on the importance of a verification regime aimed at assuring a "complete and correct" declaration, and a key goal of the next round of talks would be to fashion that regime.

Recent developments are even more impressive. On May 8, the North Koreans passed to a US State Department official a trove of 18,822 pages of operating records for the Yongbyon 5MWe reactor and reprocessing plant, which date back to 1986. That is 18,822 pages more than we ever had before, and begins a verification process previously impossible.

Also, the International Atomic Energy Agency and US nuclear experts have overseen the shutdown and continuing disablement of all key plutonium production facilities at Yongbyon. Discussions have been held to ship out the monitored unused reactor fuel rods.

If diplomacy is to succeed, Washington needs to begin delivering on some of the promises it has made as part of the Six-Party agreements. It must move toward normalizing relations with Pyongyang: That means beginning "the process of removing the designation of the DPRK as a state-sponsor of terrorism" and starting to "advance the process of terminating the application of the Trading with the Enemy Act with respect to the DPRK."

We know that North Korea seeks better relations with the United States to create the environment essential to facilitate economic recovery, give it more diplomatic space, and smooth the way for an upcoming political succession. Since the New York Philharmonic concert in Pyongyang last February, it has begun portraying the United States in a more positive light to its own people, laying the groundwork for a major breakthrough in relations with the United States.

This breakthrough is needed if the United States is to achieve its ultimate objective: to cap, roll back, and completely eliminate the North's nuclear weapons program.

Critics in Washington, like those in Pyongyang, are afraid of exploring the future and only want to cling to the past. That isn't the way out.

John W. Lewis, professor emeritus at Stanford University, is coauthor of "Negotiating with North Korea: 1992-2007."

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Ohio Wesleyan University presented CISAC Co-Director Scott D. Sagan with an honorary Doctor of Laws degree during its 164th commencement ceremony on May 11. The citation accompanying the honor states: "Scott D. Sagan's grandfather, J. Waskom Pickett, a bishop in the United Methodist Church, served as a missionary in India and advised his grandson on the importance of helping to make the world a better place. Sagan's father, the late Dr. John Sagan-a beloved 1948 Ohio Wesleyan graduate, OWU trustee, and vice president/treasurer of Ford Motor Company-often mentioned the student's Golden Rule: 'Find out what you enjoy doing most, and then figure out a way to get paid for that activity.' Dr. Scott Sagan has found great enjoyment-and success-in following both his father's and grandfather's advice: his career has combined his love of research and teaching about international relations with influential policy work that has reduced the danger that nuclear weapons pose to the United States and to the rest of the world."

Sagan, a professor of political science, "is one of the most widely cited scholars of international relations in the United States," the citation states. "His seminal publications have shaped the way scholars and policy makers have thought about the risks of nuclear terrorism." In addition, CISAC, which Sagan has helped lead for the past decade, "is widely recognized as one of the world's preeminent university-based think tanks conducting policy research on global security matters."

Ohio Wesleyan is a private, undergraduate liberal arts college in Delaware, Ohio.

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Former Senator Gary Hart has served as chairman of the Council for a Livable World since 2006. Since retiring from the United States Senate, he has been extensively involved in international law and business, as a strategic advisor to major U.S. corporations, and as a teacher, author and lecturer. He is currently Wirth Chair Professor at the University of Colorado and Distinguished Fellow at the New America Foundation.

Hart was co-chair of the U.S. Commission on National Security for the 21st Century. The Commission performed the most comprehensive review of national security since 1947, predicted the terrorist attacks on America, and proposed a sweeping overhaul of U.S. national security structures and policies for the post-Cold War new century and the age of terrorism. He was also co-chair of the Council task force that produced the report: "America Unprepared-America Still at Risk", in October, 2002.

Hart has been Visiting Fellow, Chatham Lecturer, and McCallum Memorial Lecturer at Oxford University, Global Fund Lecturer at Yale University, and Regents Lecturer at the University of California. He has earned a doctor of philosophy degree from Oxford University and graduate law and divinity degrees from Yale University. He was visiting lecturer at the Yale Law School.

Hart represented the State of Colorado in the United States Senate from 1975 to 1987. In 1984 and 1988, he was a candidate for his party's nomination for President.

Senator Hart has written numerous books including Under the Eagle's Wing: A National Security Strategy of the United States for 2009 (Fulcrum Books, January 2008), The Courage of Our Convictions: A Manifesto for Democrats (Henry Holt/Time Books 2006), and The Shield and The Cloak: The Security of the Commons (Oxford University Press, 2006).

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Under the Eagles Wing Gary Hart
About Under the Eagle’s Wing: A National Security Strategy of the United States for 2009:

Aimed at the new administration of 2009, Under the Eagle's Wing provides a sound national security strategy for the new century. Speaking from experience, former U.S. senator Gary Hart served on the United States Commission on National Security for the 21st century, which predicted the events of 9/11. Hart argues that threats such as terrorism, disease, and climate change are global challenges that should be addressed as such. He addresses a difficult question: How does a republic make itself secure in a revolutionary age without yielding to the temptations of empire? A thoughtful treatise, Under the Eagle's Wing makes a compelling plea for our leaders to embrace a new world order, one in which the U.S. and other nations draw strength from a united approach.

CISAC Conference Room

Former Senator Gary Hart Chairman, Council for a Livable World; Wirth Chair Professor, University of Colorado; and Distinguished Fellow, New America Foundation Speaker

Encina Hall
616 Jane Stanford Way
Stanford, CA 94305-6055

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Senior Fellow, Freeman Spogli Institute for International Studies
Ken Olivier and Angela Nomellini Professor of International Studies, Department of Political Science
Peter and Helen Bing Senior Fellow, Hoover Institution
mcfaul_headshot_2025.jpg PhD

Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He joined the Stanford faculty in 1995 and served as FSI Director from 2015 to 2025. He is also an international affairs analyst for MSNOW.

McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

McFaul has authored ten books and edited several others, including, most recently, Autocrats vs. Democrats: China, Russia, America, and the New Global Disorder, as well as From Cold War to Hot Peace: An American Ambassador in Putin’s Russia, (a New York Times bestseller) Advancing Democracy Abroad: Why We Should, How We Can; and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

He is a recipient of numerous awards, including an honorary PhD from Montana State University; the Order for Merits to Lithuania from President Gitanas Nausea of Lithuania; Order of Merit of Third Degree from President Volodymyr Zelenskyy of Ukraine, and the Dean’s Award for Distinguished Teaching at Stanford University. In 2015, he was the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University.

McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991. 

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Siegfried S. Hecker
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Siegfried Hecker testified April 30, 2008, about the importance of expanding the cooperative threat reduction programs to counter the growing proliferation of nuclear weapons and weapons capability. A formal written statement is also available: Hearing of the United States Senate Committee on Appropriations, Subcommittee on Energy and Water Development

Thank you Chairman Dorgan, Senator Domenici and distinguished members of the Committee for giving me the opportunity to comment on the National Nuclear Security Administration's Defense Nuclear Nonproliferation programs and its 2009 budget request. I have a written statement that I would like to submit for the record.

This morning I will summarize the three main points in my statement. My opinions have been shaped by 34 years at the Los Alamos National Laboratory and nearly 20 years of practicing nonproliferation with my feet on the ground in places like Russia, China, India, North Korea and Kazakhstan.  Much of this I have done with the strong support and encouragement of Senator Domenici.

1) The proliferation of nuclear weapons and weapons capability is growing. Today, we face a nuclear threat in North Korea, nuclear ambitions in Iran, a nuclear puzzle in Syria, recently nuclear-armed states in Pakistan and India, and an improved, but not satisfactory, nuclear security situation in Russia and other states of the former Soviet Union. The danger of nuclear terrorism is real. This is not a fight the United States can win alone. We cannot simply push the dangers beyond our borders. It is imperative to forge effective global partnerships to combat the threat of nuclear terrorism and the proliferation of nuclear weapons. Meeting these challenges requires diplomatic initiative and technical cooperation. The United States must lead international diplomacy and DOE/NNSA must provide technical leadership and capabilities. The NNSA has done a commendable job in nuclear threat reduction and combating nuclear proliferation. However, funds to support these activities are not commensurate with the magnitude or the urgency of the threat.

2) CTR began with Nunn-Lugar followed by Nunn-Lugar-Domenici legislation directed at the aftermath of the breakup of the Soviet Union. We must stay engaged with Russia and the other states of the Soviet Union. Much progress has been made, but more needs to be done. We have to change the nature of the partnership to one in which Russia carries more of the burden.

We should expand the cooperative reduction programs aggressively to other countries that require technical or financial assistance. The nuclear threat exists wherever nuclear materials exist. These materials cannot be eliminated, but they can be secured and safeguarded. We should more strongly support the International Atomic Energy Agency and provide more support to countries that try to implement UNSCR 1540 to prevent nuclear terrorism, for example.

We should enlist other nations such as China, India, and for that matter, Russia, to build a strong global partnership to prevent proliferation and combat nuclear terrorism. China and India have for the most part sat on the sidelines while the U.S. has led the fight. Russia has not engaged commensurate with its nuclear status. These efforts are particularly important if nuclear energy is to experience a real renaissance.

3) The hallmark of all of these efforts must be technology, partnership and in-country presence. The DOE/NNSA has in its laboratories the principal nuclear expertise in this country. It should be applauded for sending its technical experts around the world, often in very difficult situations (I met up with the DOE team in North Korea on a bitterly cold February day). However, both for structural reasons and budgetary shortfalls, that technical talent is slowing fading away. We do not have in place the necessary personnel recruitment or the working environment in the laboratories or the pipeline of students in our universities to replenish that talent. I strongly support the NNSA's Next Generation Safeguards Initiative, which is aimed at tackling this problem.

Mr. Chairman, when I first visited Russia's secret cities in 1992 shortly after the fall of the Soviet Union, I feared that its collapse may trigger a nuclear catastrophe. The fact that nothing really terrible has happened in the intervening 16 years is in great part due to the DOE/NNSA programs that your are considering today. We must now be just as innovative and creative to deal with the changing nuclear threat today.

In my statement I also mention the implications of my recent trips to North Korea and to India. However, since I am out of time, I will need to leave those for your questions.

Thank you for your attention.

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CISAC's Co-Director Scott D. Sagan, professor of political science, is one of 190 new fellows and 22 foreign honorary members elected this year to the American Academy of Arts & Sciences, one of the nation's most prestigious honorary societies and independent policy research centers. Sagan and Harvard's Steve Miller jointly direct a new initiative sponsored by the Academy to identify ways to manage the global spread of nuclear energy without a concurrent increase in nuclear weapons proliferation or nuclear terrorism.

CISAC's Co-Director Scott Sagan, professor of political science, is one of 190 new fellows and 22 foreign honorary members elected this year to the American Academy of Arts & Sciences, one of the nation's most prestigious honorary societies and independent policy research centers. 

Sagan and Harvard's Steve Miller jointly direct a new initiative sponsored by the Academy to identify ways to manage the global spread of nuclear energy without a concurrent increase in nuclear weapons proliferation or nuclear terrorism.

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In the past, debates regarding the strategic impact of ballistic missile defense were largely theoretical because few systems were ever deployed. This is no longer the case. Today, the United States has begun to deploy BMD systems against short, intermediate and long-range ballistic missiles. Moreover, many of these systems are either transportable or mobile (e.g., the PAC-3, THAAD and Aegis BMD systems) and, hence, can be deployed to protect US allies and US forces overseas. In addition, some foreign governments have expressed interest in deploying such systems, notably Japan. Japan's interest in ballistic missile defense has moved beyond joint research and development and is entering the deployment phase. This raises the issue of the strategic impact of regional BMD systems in Northeast Asia, in particular, whether US/Japanese BMD systems will be effective against emerging North Korean ballistic missile threats and, if so, what impact these BMD systems might have on Chinese ballistic missile capabilities. This seminar will delve into the military/technical capability of regional BMD systems and provide a preliminary assessment of their strategic impact.

Dean Wilkening
directs the Science Program at the Center for International Security and Cooperation at Stanford University. He holds a Ph.D. in physics from Harvard University and spent 13 years at the RAND Corporation prior to coming to Stanford in 1996. His major research interests have been nuclear strategy and policy, arms control, the proliferation of nuclear, biological, and chemical weapons, ballistic missile defense, and conventional force modernization. His most recent research focuses on ballistic missile defense and biological terrorism. His work on missile defense focuses on the broad strategic and political implications of deploying national and theater missile defenses, in particular, the impact of theater missile defense in Northeast Asia, and the technical feasibility of boost-phase interceptors for national and theater missile defense. His work on biological weapons focuses on understanding the scientific and technical uncertainties associated with predicting the outcome of hypothetical airborne biological weapon attacks, with the aim of devising more effective civil defenses, and a reanalysis of the accidental anthrax release in 1979 from a Russian military compound in Sverdlovsk with the aim of improving our understanding of the human effects of inhalation anthrax.

Reuben W. Hills Conference Room

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A Wall Street Journal op-ed by former Secretaries of State George Shultz and Henry Kissinger, former Defense Secretary William Perry, former Senator Sam Nunn and other leading security experts advancing the vision of a world free of nuclear weapons and the concrete steps needed to make progress in that direction.

The accelerating spread of nuclear weapons, nuclear know-how and nuclear material has brought us to a nuclear tipping point. We face a very real possibility that the deadliest weapons ever invented could fall into dangerous hands.

The steps we are taking now to address these threats are not adequate to the danger. With nuclear weapons more widely available, deterrence is decreasingly effective and increasingly hazardous.

One year ago, in an essay in this paper, we called for a global effort to reduce reliance on nuclear weapons, to prevent their spread into potentially dangerous hands, and ultimately to end them as a threat to the world. The interest, momentum and growing political space that has been created to address these issues over the past year has been extraordinary, with strong positive responses from people all over the world.

Mikhail Gorbachev wrote in January 2007 that, as someone who signed the first treaties on real reductions in nuclear weapons, he thought it his duty to support our call for urgent action: "It is becoming clearer that nuclear weapons are no longer a means of achieving security; in fact, with every passing year they make our security more precarious."

In June, the United Kingdom's foreign secretary, Margaret Beckett, signaled her government's support, stating: "What we need is both a vision -- a scenario for a world free of nuclear weapons -- and action -- progressive steps to reduce warhead numbers and to limit the role of nuclear weapons in security policy. These two strands are separate but they are mutually reinforcing. Both are necessary, but at the moment too weak."

We have also been encouraged by additional indications of general support for this project from other former U.S. officials with extensive experience as secretaries of state and defense and national security advisors. These include: Madeleine Albright, Richard V. Allen, James A. Baker III, Samuel R. Berger, Zbigniew Brzezinski, Frank Carlucci, Warren Christopher, William Cohen, Lawrence Eagleburger, Melvin Laird, Anthony Lake, Robert McFarlane, Robert McNamara and Colin Powell.

Inspired by this reaction, in October 2007, we convened veterans of the past six administrations, along with a number of other experts on nuclear issues, for a conference at Stanford University's Hoover Institution. There was general agreement about the importance of the vision of a world free of nuclear weapons as a guide to our thinking about nuclear policies, and about the importance of a series of steps that will pull us back from the nuclear precipice.

The U.S. and Russia, which possess close to 95% of the world's nuclear warheads, have a special responsibility, obligation and experience to demonstrate leadership, but other nations must join.

Some steps are already in progress, such as the ongoing reductions in the number of nuclear warheads deployed on long-range, or strategic, bombers and missiles. Other near-term steps that the U.S. and Russia could take, beginning in 2008, can in and of themselves dramatically reduce nuclear dangers. They include:

  • Extend key provisions of the Strategic Arms Reduction Treaty of 1991. Much has been learned about the vital task of verification from the application of these provisions. The treaty is scheduled to expire on Dec. 5, 2009. The key provisions of this treaty, including their essential monitoring and verification requirements, should be extended, and the further reductions agreed upon in the 2002 Moscow Treaty on Strategic Offensive Reductions should be completed as soon as possible.
  • Take steps to increase the warning and decision times for the launch of all nuclear-armed ballistic missiles, thereby reducing risks of accidental or unauthorized attacks. Reliance on launch procedures that deny command authorities sufficient time to make careful and prudent decisions is unnecessary and dangerous in today's environment. Furthermore, developments in cyber-warfare pose new threats that could have disastrous consequences if the command-and-control systems of any nuclear-weapons state were compromised by mischievous or hostile hackers. Further steps could be implemented in time, as trust grows in the U.S.-Russian relationship, by introducing mutually agreed and verified physical barriers in the command-and-control sequence.
  • Discard any existing operational plans for massive attacks that still remain from the Cold War days. Interpreting deterrence as requiring mutual assured destruction (MAD) is an obsolete policy in today's world, with the U.S. and Russia formally having declared that they are allied against terrorism and no longer perceive each other as enemies.
  • Undertake negotiations toward developing cooperative multilateral ballistic-missile defense and early warning systems, as proposed by Presidents Bush and Putin at their 2002 Moscow summit meeting. This should include agreement on plans for countering missile threats to Europe, Russia and the U.S. from the Middle East, along with completion of work to establish the Joint Data Exchange Center in Moscow. Reducing tensions over missile defense will enhance the possibility of progress on the broader range of nuclear issues so essential to our security. Failure to do so will make broader nuclear cooperation much more difficult.
  • Dramatically accelerate work to provide the highest possible standards of security for nuclear weapons, as well as for nuclear materials everywhere in the world, to prevent terrorists from acquiring a nuclear bomb. There are nuclear weapons materials in more than 40 countries around the world, and there are recent reports of alleged attempts to smuggle nuclear material in Eastern Europe and the Caucasus. The U.S., Russia and other nations that have worked with the Nunn-Lugar programs, in cooperation with the International Atomic Energy Agency (IAEA), should play a key role in helping to implement United Nations Security Council Resolution 1540 relating to improving nuclear security -- by offering teams to assist jointly any nation in meeting its obligations under this resolution to provide for appropriate, effective security of these materials.

As Gov. Arnold Schwarzenegger put it in his address at our October conference, "Mistakes are made in every other human endeavor. Why should nuclear weapons be exempt?" To underline the governor's point, on Aug. 29-30, 2007, six cruise missiles armed with nuclear warheads were loaded on a U.S. Air Force plane, flown across the country and unloaded. For 36 hours, no one knew where the warheads were, or even that they were missing.

  • Start a dialogue, including within NATO and with Russia, on consolidating the nuclear weapons designed for forward deployment to enhance their security, and as a first step toward careful accounting for them and their eventual elimination. These smaller and more portable nuclear weapons are, given their characteristics, inviting acquisition targets for terrorist groups.
  • Strengthen the means of monitoring compliance with the nuclear Non-Proliferation Treaty (NPT) as a counter to the global spread of advanced technologies. More progress in this direction is urgent, and could be achieved through requiring the application of monitoring provisions (Additional Protocols) designed by the IAEA to all signatories of the NPT.
  • Adopt a process for bringing the Comprehensive Test Ban Treaty (CTBT) into effect, which would strengthen the NPT and aid international monitoring of nuclear activities. This calls for a bipartisan review, first, to examine improvements over the past decade of the international monitoring system to identify and locate explosive underground nuclear tests in violation of the CTBT; and, second, to assess the technical progress made over the past decade in maintaining high confidence in the reliability, safety and effectiveness of the nation's nuclear arsenal under a test ban. The Comprehensive Test Ban Treaty Organization is putting in place new monitoring stations to detect nuclear tests -- an effort the U.S should urgently support even prior to ratification.

In parallel with these steps by the U.S. and Russia, the dialogue must broaden on an international scale, including non-nuclear as well as nuclear nations.

Key subjects include turning the goal of a world without nuclear weapons into a practical enterprise among nations, by applying the necessary political will to build an international consensus on priorities. The government of Norway will sponsor a conference in February that will contribute to this process.

Another subject: Developing an international system to manage the risks of the nuclear fuel cycle. With the growing global interest in developing nuclear energy and the potential proliferation of nuclear enrichment capabilities, an international program should be created by advanced nuclear countries and a strengthened IAEA. The purpose should be to provide for reliable supplies of nuclear fuel, reserves of enriched uranium, infrastructure assistance, financing, and spent fuel management -- to ensure that the means to make nuclear weapons materials isn't spread around the globe.

There should also be an agreement to undertake further substantial reductions in U.S. and Russian nuclear forces beyond those recorded in the U.S.-Russia Strategic Offensive Reductions Treaty. As the reductions proceed, other nuclear nations would become involved.

President Reagan's maxim of "trust but verify" should be reaffirmed. Completing a verifiable treaty to prevent nations from producing nuclear materials for weapons would contribute to a more rigorous system of accounting and security for nuclear materials.

We should also build an international consensus on ways to deter or, when required, to respond to, secret attempts by countries to break out of agreements.

Progress must be facilitated by a clear statement of our ultimate goal. Indeed, this is the only way to build the kind of international trust and broad cooperation that will be required to effectively address today's threats. Without the vision of moving toward zero, we will not find the essential cooperation required to stop our downward spiral.

In some respects, the goal of a world free of nuclear weapons is like the top of a very tall mountain. From the vantage point of our troubled world today, we can't even see the top of the mountain, and it is tempting and easy to say we can't get there from here. But the risks from continuing to go down the mountain or standing pat are too real to ignore. We must chart a course to higher ground where the mountaintop becomes more visible.


Mr. Shultz was secretary of state from 1982 to 1989. Mr. Perry was secretary of defense from 1994 to 1997. Mr. Kissinger was secretary of state from 1973 to 1977. Mr. Nunn is former chairman of the Senate Armed Services Committee.

The following participants in the Hoover-NTI conference also endorse the view in this statement: General John Abizaid, Graham Allison, Brooke Anderson, Martin Anderson, Steve Andreasen, Mike Armacost, Bruce Blair, Matt Bunn, Ashton Carter, Sidney Drell, General Vladimir Dvorkin, Bob Einhorn, Mark Fitzpatrick, James Goodby, Rose Gottemoeller, Tom Graham, David Hamburg, Siegfried Hecker, Tom Henriksen, David Holloway, Raymond Jeanloz, Ray Juzaitis, Max Kampelman, Jack Matlock, Michael McFaul, John McLaughlin, Don Oberdorfer, Pavel Podvig, William Potter, Richard Rhodes, Joan Rohlfing, Harry Rowen, Scott Sagan, Roald Sagdeev, Abe Sofaer, Richard Solomon, and Philip Zelikow.

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For the last 20 years authoritarian regimes have refashioned themselves in order to stay in power, writes CDDRL visiting scholar Hicham Ben Abdallah in Le Monde Diplomatique. As the middle class under these regimes becomes increasingly disengaged from local politics, many social groups see the hope for their future outside the national context.

Since the first Gulf War, most authoritarian régimes in the Arab world have been able to maintain the well-worn structures of governance that have persisted since the end of World War II and the process of decolonization. Hoped-for agents of change have been unable to mount effective political challenges and régimes that often seemed to be on the edge of international and domestic credibility have been able to refashion themselves in the ways necessary to maintain power and control.

New movements and agents of change have appeared, but they have not been had the transformative results hoped for, and régimes were able to accommodate any challenges they represented. The results of the last 20 years in the region and the world---in the socioeconomic, political, ideological, and international dimensions—have ended up disappointing expectations. Neo-liberal economic policies have failed to transform the economies of the region. New middle classes have not achieved the political independence necessary to overcome clientilist structures and challenge regimes. The middle class has, rather, become disengaged from local politics; many social groups see the hope for their future outside the national context. Furthermore, the divergent perspectives of different social classes, as well as secular and Islamic elements regarding democracy, makes a forceful challenge to authoritarianism more difficult.

In fact, regimes have adapted to the demands of different actors, and played off the tensions among different social actors, to reconstruct the apparatus of authoritarianism. Regimes have been able to pose as protectors of moderation against extremism and to adopt limited reforms that absorb some of the demands for democratization. In this way, regimes have been able to construct simulacra of civil society and upgrade the accoutrements of authoritarianism.

Meanwhile, behind the quasi-mythological narrative of nationalism and unity, currents of social and ideological tension persist, now embedded in an international context of fear and crisis. New challenges to the possibility of democratization arise from the international context of violence and intervention, from Iraq to Pakistan. The distortions imposed by the “war on terror,” including the internationalization of l’état sécuritaire and the parallel internationalization of jihadi militancy—end up providing another alibi for authoritarian regimes.

Finally, social and political tensions remain, and there is no perfect mechanism of accommodation or cooptation. There remains the possibility of change from lateral as opposed to frontal actions, and from surprising new actors. For any kind of democratization to occur, it is crucial that we “re-indigenize” a message of progressive change in the countries of the regions—creating a renewed sense of shared purpose that includes the nation and Islam, but is not confined by them, that speaks to people’s local concerns while it connects them to wider projects of peace and democracy in the region and the world.

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At an April 11 symposium in Washington, D.C., Homeland Security Secretary Michael Chertoff said while the best-laid plans are likely to change if a pandemic or bioterrorism attack hits the United States, having no plans in place is a sure guarantee for disaster. CISAC members Lynn Eden, Martha Crenshaw, and Mariano-Florentino Cuéllar participated in "Germ Warfare, Contagious Disease and the Constitution," a daylong event co-hosted by Stanford Law School. CISAC affiliate Laura K. Donohue conceived and developed the project, which aimed to bring together senior policy-makers and legal experts to discuss how issues of constitutional law inform responses to natural pandemics or bioterrorism attacks.

Secretary Michael Chertoff of the Department of Homeland Security delivered the keynote address April 11 at the panel titled “Germ Warfare, Contagious Disease and the Constitution” in Washington, D.C.

Although the best-laid plans are likely to change if a pandemic or bioterrorism attack hits the United States, having no plans in place is a sure guarantee for disaster, Homeland Security Secretary Michael Chertoff told policy-makers, government officials, constitutional law experts and law students at a symposium April 11 in Washington, D.C.

"Preparation won't eliminate the problems and the stress, and it is often said that no battle plan has ever survived first contact with the enemy," Chertoff told the roughly 200 people attending the event, "Germ Warfare, Contagious Disease and the Constitution," hosted by Stanford Law School and the Constitution Project, a nonprofit organization.

"But I can tell you this," Chertoff continued. "If you don't have a plan, you are definitely going to have the worst-case outcome. A plan at least gives you a running start."

During the symposium, experts discussed the need to reform the complex web of federal and state laws to enable agencies to respond effectively to deadly natural or manmade epidemics—from pandemic flu to smallpox and aerosolized anthrax—while protecting individual rights.

Earlier that day, about 60 people from the current and two previous presidential administrations, public health officials, Stanford academics and law students participated in a closed-door, fictitious scenario that explored the federal government's response to an unfolding deadly epidemic as it crossed state lines. Lynn Eden, associate director for research at Stanford's Center for International Security and Cooperation (CISAC) at the Freeman Spogli Institute for International Studies, moderated the session, which was developed in cooperation with experts from the Department of Homeland Security.

"I think it's the first time detailed issues of constitutional law have been brought to bear in a natural pandemic or bioterrorism exercise," Eden said afterward. "It's very hard to plan for a catastrophe. This approach brought another facet to bear on disaster planning."

Margaret Hamburg, a former assistant secretary in the Department of Health and Human Services, opened the symposium, which was broadcast live on C-SPAN from the Dirksen Senate Office Building. Kathleen Sullivan, director of the Stanford Constitutional Law Center, moderated a panel featuring Stanford law Professors Pamela Karlan and Robert Weisberg; Christopher Chyba, director of the Program on Science and Global Security at Princeton and a former CISAC co-director; Jeff Runge, assistant secretary in the Department of Homeland Security; Michael Greenberger, director of the Center for Health and Human Security at the University of Maryland; and Martin Cetron, director of the Division of Global Migration and Quarantine at the U.S. Centers for Disease Control and Prevention.

Sullivan opened the panel by reflecting on how recent health crises have informed ongoing legal and policy debates: "West Nile virus. Anthrax mailings. Avian flu—responses to these infectious disease issues and concern about bioterrorism are running about our minds as we think about the response to 9/11 and Hurricane Katrina, and the complex web of local, state and federal authority to deal with such emergencies. What does the Constitution have to say about our ability to deal with infectious disease, whether it's naturally occurring or composed as a weapon of violence?"

In the 21st century, Cetron explained, health officials still rely on a "14th-century toolbox of isolation and quarantine" to control an outbreak. That is "part of our modern reality," he said. "The biggest area is not lack of specific authority, but the fact that jurisdictions are highly complex when it comes to international ports of entry [and] interstate movement. There are often overlapping jurisdictions and overlapping authorities. If there's a gap in some of this, the risk is that neither the state nor the feds would want to step up to that responsibility."

Greenberger said state officials are often ignorant about what they can do in an emergency. "The powers given to governors are extraordinary," he said. Three statutes exist in Maryland to authorize declarations of emergency and allow the governor to enforce isolation and quarantine of infected people, order citizens to take treatment against their will, force doctors to serve in dangerous situations and seize hospitals. "What's extraordinary is that most governors don't even know they have this power," Greenberger said. "The extent of legal illiteracy in this area is shocking."

Despite such challenges, Chertoff praised the participants for tackling the issue. "I think for the first time we've begun to think very seriously and in a disciplined fashion about how to plan for dealing with a major natural pandemic or a major biological attack," he said. "I wish I could tell you these things are unthinkable. But the one thing I've learned in the last seven years is there's pretty much nothing that's unthinkable."

Stanford in Washington

Laura K. Donohue, a CISAC affiliate and a 2007 Stanford Law School graduate who is the inaugural fellow at the Stanford Constitutional Law Center, conceived the daylong event to bring together policy-makers and constitutional experts to discuss response to natural pandemics and bioterrorism. "It was a chance to bring together the policy world, both operational and strategic, and give them the opportunity to talk to legal experts," she said. "This helped policy-makers think through the issues and think outside the box, and it did so in a non-threatening manner."

Donohue said she was prompted to create the symposium after directing a CISAC-supported terrorism-response exercise in 2003 that involved more than 25 agencies at the national, state and local levels. "In these exercises involving first responders, legal issues always got pushed off the table," Donohue said. "I was struck by this. In an emergency, the law goes out the window. Then, when I got to law school, I saw the broader legal and constitutional context for this discussion."

With support from the directors at CISAC and Stanford Law School, and funding from donor Peter Bing and the Stanford Constitutional Law Center, Donohue brought the two groups together in a high-profile setting.

"This was Stanford in Washington," she said. "It was an opportunity for Stanford to be visible at the U.S. Senate with participation from leading people on these issues. There is no doubt we got an audience we wouldn't otherwise have attracted."

This article first appeared in Stanford Report, 4/16/2008.

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Arms races among invertebrates, intelligence gathering by the immune system and alarm calls by marmots are but a few of nature’s security strategies that have been tested and modified over billions of years. This provocative book applies lessons from nature to our own toughest security problems—from global terrorism to the rise of infectious disease to natural disasters. Written by a truly multidis­ciplinary group including paleobiologists, anthropologists, psychologists, ecologists, and national security experts, it considers how models and ideas from evolutionary biology can improve national security strategies ranging from risk assessment, security analysis, and public policy to long-term strategic goals.

Terence Taylor is the President and Director of the International Council for the Life Sciences and a former CISAC Science Fellow. He previously served with the United Nations as a Commissioner and Chief Inspector for Iraq on weapons of mass destruction and was a career officer in the British army. He also serves on the U.S. National Academy of Sciences Forum on Microbial Threats and is an adviser to the International Committee of the Red Cross. Mr. Taylor was also a member of the National Research Council Steering Committee on Genomic Databases for Bioterrorism Threat Agents and served as Chairman of the Permanent Monitoring Panel on Risk Analysis of the World Federation of Scientists.

Raphael Sagarin received his Ph.D. in marine ecology in 2001 from the University of California, Santa Barbara. Dr. Sagarin has served as a Geological Society of America congressional science advisor in the office of U.S. Representative Hilda L. Solis. Dr. Sagarin has used his insights as a biologist and policy advisor in his recent work on using biological insights to guide security planning and policy. Based on a short treatment of this topic in Foreign Policy, he organized a working group at the National Center for Ecological Analysis and Synthesis to explore a wide range of evolutionary insights into security analysis. Comprised of paleobiologists, psychologists, ecologists, anthropologists and security experts, the working group produced the forthcoming University of California Press volume: Natural Security: A Darwinian Approach to a Dangerous World, edited by Dr. Sagarin and Terence Taylor.

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Terence Taylor Director Speaker International Council for the Life Sciences
Raphael Sagarin Associate Director for Ocean and Coastal Policy, Nicholas Institute for Environmental Policy Solutions, Duke University Speaker
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